EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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80 Q&As matching current filters · page 1 of 2

NACE CODES

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Archive

Submitted 2024-08-01

Treatment of non-withdrawable central bank reserves on C 66.

Regulation (EU) No 575/2013 (CRR) · Art. Article 415

EBA Archive

Submitted 2020-06-02

Treatement of liquidity generated by the overnight maturity of Withdrawable Central Cank reserve in Counterbalancing Capacity panel of Template C66

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Archive

Submitted 2018-10-09

Supervisory Formula Method - calculation of parameters

Regulation (EU) No 575/2013 (CRR) · Art. 262

EBA Archive

Submitted 2018-09-11

Template 2 EU LI2 EBA/GL/2016/11 (Main sources of differences between regulatory exposure amounts and carrying values in fin statements)

Regulation (EU) No 575/2013 (CRR) · Art. 111, 166

EBA Archive

Submitted 2018-05-08

Risk weighted assets calculation under Article 119(2) of the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 114, 119

EBA Archive

Submitted 2018-03-08

Impact of a profit and loss transfer agreement under German company law on the eligibility of CET1 instruments for subsidiaries having full discretion on contributing common equity tier 1 capital as defined in Article 26 of the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 28

EBA Archive

Submitted 2018-01-22

Weighted average risk weight calculation of the securitised exposures for an unrated securitisation position in STD according to Article 253

Regulation (EU) No 575/2013 (CRR) · Art. 253

EBA Archive

Submitted 2017-12-01

CAP for synthetic securitisations of originator institutions in STD based on Article 252

Regulation (EU) No 575/2013 (CRR) · Art. 252

EBA Archive

Submitted 2017-12-01

Question refer to Guidelines on disclosures requirments under Part Eight of Regulation No 575/2013 template 11 EU CR1-A Credit quality of exposures by exposure class and instrument

Regulation (EU) No 575/2013 (CRR) · Art. Articles 431 - 455

EBA Archive

Submitted 2017-08-21

Consideration of surplus collateral received in providing further credit risk mitigation

Regulation (EU) No 575/2013 (CRR) · Art. 298

EBA Archive

Submitted 2017-05-24

Application of IRB floor

Regulation (EU) No 575/2013 (CRR) · Art. 500

EBA Archive

Submitted 2017-03-17

Mark-to-Market Method: Add-on for sold options

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Archive

Submitted 2017-03-08

Treatment of central bank reserves in third countries

Regulation (EU) No 575/2013 (CRR) · Art. 416

EBA Archive

Submitted 2016-12-13

Supervisory permission for reducing own funds if the institution repays share premium to its shareholders

Regulation (EU) No 575/2013 (CRR) · Art. 26(1)(b), 77

EBA Archive

Submitted 2016-06-28

Clarification on the treatment of regular clearing positions of central counterparties (CCPs) in the leverage ratio exposure measure (provided CCPs are subject to leverage ratio regulation)

Regulation (EU) No 575/2013 (CRR) · Art. 429a

EBA Archive

Submitted 2016-05-27

Consideration of collateral in the potential future credit exposure

Regulation (EU) No 575/2013 (CRR) · Art. 298

EBA Archive

Submitted 2016-05-16

Counterparty Credit Risk, Credit Default Swaps

Regulation (EU) No 575/2013 (CRR) · Art. 299

EBA Archive

Submitted 2016-04-07

How institution-specific buffer and Capital buffer shall be reported in target CET1, T1 and Total Capital ratios (COREP C 03.00)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Archive

Submitted 2016-04-06

Appropriate medium and location for disclosure

Regulation (EU) No 575/2013 (CRR) · Art. 434, 431(4)

EBA Archive

Submitted 2016-03-08

Mark-to-Market Method: Residual Maturity for Physically Settled Contracts

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Archive

Submitted 2016-02-18

Calculation of ELGD under the Supervisory Formula Method in case of a re-securitisation

Regulation (EU) No 575/2013 (CRR) · Art. 262

EBA Archive

Submitted 2015-12-08

Recovery rate of the foreclosure assets calculation

Regulation (EU) No 575/2013 (CRR) · Art. 78

EBA Archive

Submitted 2015-10-15

Counterparty credit risk

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Archive

Submitted 2015-10-08

Application of Article 11 CRR in terms of determining the scope of application for multi-national banking groups

Regulation (EU) No 575/2013 (CRR) · Art. 11

EBA Archive

Submitted 2015-10-01

Potential Future Exposure (PFE) add-ons for written options out side netting agreement

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Archive

Submitted 2015-08-04

Mark-to-Market Method: Application of perfectly matching provisions to FX forwards

Regulation (EU) No 575/2013 (CRR) · Art. 298

EBA Archive

Submitted 2015-07-07

Change of minimum values of exposure weighted average LGD for exposures secured by property in their territory

Regulation (EU) No 575/2013 (CRR) · Art. 164

EBA Archive

Submitted 2015-05-05

Clarification of disclosure requirement for severance

Regulation (EU) No 575/2013 (CRR) · Art. 450

EBA Archive

Submitted 2015-04-30

Reporting on Stable Funding

Regulation (EU) No 575/2013 (CRR) · Art. 427

EBA Archive

Submitted 2015-03-25

Subordinated loans as Additional Tier 1 capital

Regulation (EU) No 575/2013 (CRR) · Art. 51, 52

EBA Archive

Submitted 2015-02-20

Disclosure requirement

Regulation (EU) No 575/2013 (CRR) · Art. 438

EBA Archive

Submitted 2015-02-19

Market making prior to 5 years from issuance of AT1-/T2-Instruments – follow up of Q&A 2013_290

Regulation (EU) No 575/2013 (CRR) · Art. 77

EBA Archive

Submitted 2015-02-03

Large AFS exposures and accounting for OCI unrealised gains

Regulation (EU) No 575/2013 (CRR) · Art. 389

EBA Archive

Submitted 2015-01-09

Mark-to-Market Method: Residual Maturity for cash settled contracts

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Archive

Submitted 2015-01-05

Liquidity requirements: scope of applicability for investment firms

Regulation (EU) No 575/2013 (CRR) · Art. 6

EBA Archive

Submitted 2014-11-25

Publication of gross or net positions for derivative transactions

Regulation (EU) No 575/2013 (CRR) · Art. 443

EBA Archive

Submitted 2014-11-24

Interaction of Article 227 of the CRR (0% volatility adjustment under FCCM) and Article 401(3) (stress test of realisable value of collateral)

Regulation (EU) No 575/2013 (CRR) · Art. 227, 401

EBA Archive

Submitted 2014-10-24

Treatment of central banks as non-financial customers or financial customers

Regulation (EU) No 575/2013 (CRR) · Art. 422

EBA Archive

Submitted 2014-08-28

Derogation for small trading book business

Regulation (EU) No 575/2013 (CRR) · Art. 94

EBA Archive

Submitted 2014-07-15

Determining the exposure value for regular way securities transactions

Regulation (EU) No 575/2013 (CRR) · Art. 429

EBA Archive

Submitted 2014-05-30

Inferred ratings for unrated IRBA market value hedging transactions (e.g. interest rate / cross currency swaps)

Regulation (EU) No 575/2013 (CRR) · Art. 259

EBA Archive

Submitted 2014-05-05

Commencement of 3-month period when CCPs cease to meet certain conditions

Regulation (EU) No 575/2013 (CRR) · Art. 311

EBA Archive

Submitted 2014-04-29

Significant risk transfer applicable to leverage ratio computation

Regulation (EU) No 575/2013 (CRR) · Art. 429

EBA Archive

Submitted 2014-04-24

Potential future exposure for options

Regulation (EU) No 575/2013 (CRR) · Art. 273

EBA Archive

Submitted 2014-03-06

F 13.01

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Archive

Submitted 2014-03-06

Mark to market method, application of the mark to market reset

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Archive

Submitted 2014-03-03

Regulatory Add-on % for Inflations Swaps

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Archive

Submitted 2014-02-12

Netting of Perfectly Matching Contracts under the Mark-to-Market Method

Regulation (EU) No 575/2013 (CRR) · Art. 298

EBA Archive

Submitted 2014-01-30

Outlfows associated with shorts

Regulation (EU) No 575/2013 (CRR) · Art. 423

EBA Archive

Submitted 2014-01-28

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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