EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
22 Q&As matching current filters · page 1 of 1
Applicability of the prior permission requirement under Article 26(3) CRR to investment firms subject to Regulation (EU) 2019/2033 (IFR)
Regulation (EU) No 2019/2033 (IFR) · Art. 9
Submitted 2026-09-08
Proportional application of K-ASA under Article 19 IFR in non-discretionary custody models linked to the operation of an MTF
Regulation (EU) No 2019/2033 (IFR) · Art. 19
Submitted 2026-04-16
Liquid assets - CIUs
Regulation (EU) No 2019/2033 (IFR) · Art. 43
Submitted 2025-11-12
Definition of ‘another financial entity’
Regulation (EU) No 2019/2033 (IFR) · Art. 17
Submitted 2025-11-12
Wording error in IFR/IFD regarding the method for calculating capital requirements for counterparty default risk (K-TCD)
Regulation (EU) No 2019/2033 (IFR) · Art. 30
Submitted 2025-08-13
“part of a group”
Regulation (EU) No 2019/2033 (IFR) · Art. 12
Submitted 2025-08-01
Calculation of COH according to Article 20 vs. Art. 12 (1) Subparagraph 2
Regulation (EU) No 2019/2033 (IFR) · Art. 12
Submitted 2025-02-27
Period to comply with the limit referred to in Article 37 regarding concentration risk and exposure value excess.
Regulation (EU) No 2019/2033 (IFR) · Art. 38
Submitted 2025-01-27
Consolidated own funds - minority interests
Regulation (EU) No 2019/2033 (IFR) · Art. 7
Submitted 2024-07-22
Definition of Financial Institution / Third Country Undertakings
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Submitted 2024-04-02
Calculation of K-COH
Regulation (EU) No 2019/2033 (IFR) · Art. 20
Submitted 2024-02-06
Determination of the delta factor for K-TCD
Regulation (EU) No 2019/2033 (IFR) · Art. 29
Submitted 2023-08-17
Fixed overheads - deduction of expenses related to exchange rate differences for money belonging to clients and for which investment firms provide custody services according to MIFID
Regulation (EU) No 2019/2033 (IFR) · Art. 13
Submitted 2023-03-06
Definition of off-balance sheet assets under IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 12
Submitted 2022-11-14
Derivatives - Forward foreign-exchange contracts - RC under IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 28
Submitted 2022-10-27
Definition of trading book according to new IFD/IFR
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Submitted 2022-05-24
The potential future exposure of a netting set with bilaterally exchanged collateral
Regulation (EU) No 2019/2033 (IFR) · Art. 29
Submitted 2022-04-13
Concentration risk and own risk hedging
Regulation (EU) No 2019/2033 (IFR) · Art. 36
Submitted 2022-04-13
Interpretation of K-DTF
Regulation (EU) No 2019/2033 (IFR) · Art. 4
Submitted 2022-02-22
Disclosures Relating to Trading and Non-Trading Book Clients
Regulation (EU) No 2019/2033 (IFR) · Art. Annex II Reporting for Investment Firms Other Than Small and Non-Interconnected
Submitted 2021-12-16
ValidationRule v11073_i
Regulation (EU) No 2019/2033 (IFR) · Art. v11073_i
Submitted 2021-06-01
Transitional provisions under the IFR (Regulation 2019/2033)
Regulation (EU) No 2019/2033 (IFR) · Art. 57
Submitted 2021-04-09
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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