EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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18 Q&As matching current filters · page 1 of 1

Net position risk - K-NPR

Regulation (EU) No 2019/2033 (IFR) · Art. 21

EBA Final Q&A

Answered 2025-07-11

Eligibility of funded credit protection received from third parties

Regulation (EU) No 2019/2033 (IFR) · Art. 27

EBA Final Q&A

Answered 2025-07-11

Definition and scope of Asset Under Management

Regulation (EU) No 2019/2033 (IFR) · Art. 4

EBA Final Q&A

Answered 2025-03-14

Determination of the amount of eligible receivables from trade debtors as well as fees or commissions receivable within 30 days as liquid assets in accordance with Article 43(3) of the IFR

Regulation (EU) No 2019/2033 (IFR) · Art. 43

EBA Final Q&A

Answered 2025-01-10

Legal persons to whom the requirement to comply with reporting requirements under Article 54 of the IFR on a consolidated basis applies.

Regulation (EU) No 2019/2033 (IFR) · Art. 7 and 54

EBA Final Q&A

Answered 2024-12-13

Discrepancy between definition of ‘investment holding company’ and ‘consolidated situation.’

Regulation (EU) No 2019/2033 (IFR) · Art. 4

EBA Final Q&A

Answered 2024-03-22

Definition of encumbrance for the purposes of inclusion of deposits into the category of liquid assets under the IFR

Regulation (EU) No 2019/2033 (IFR) · Art. 43

EBA Final Q&A

Answered 2024-03-08

IFR reporting

Regulation (EU) No 2019/2033 (IFR) · Art. 20

EBA Final Q&A

Answered 2023-08-25

Defining the risk factor for third-country investment firms in K-TCD calculation

Regulation (EU) No 2019/2033 (IFR) · Art. 26

EBA Final Q&A

Answered 2023-06-09

Inclusion of short term deposits in third country credit institutions as liquid assets

Regulation (EU) No 2019/2033 (IFR) · Art. 43

EBA Final Q&A

Answered 2023-06-09

Qualifying holdings outside the financial sector

Regulation (EU) No 2019/2033 (IFR) · Art. 10

EBA Final Q&A

Answered 2023-06-09

K-CON own fund requirements

Regulation (EU) No 2019/2033 (IFR) · Art. 39

EBA Final Q&A

Answered 2023-04-28

Valuation of ASA: financial instruments with a negative fair value

Regulation (EU) No 2019/2033 (IFR) · Art. 19

EBA Final Q&A

Answered 2022-11-11

Definition and scope of Asset Under Management

Regulation (EU) No 2019/2033 (IFR) · Art. 4

EBA Final Q&A

Answered 2022-11-11

Scope of COH definition under IFR

Regulation (EU) No 2019/2033 (IFR) · Art. 4

EBA Final Q&A

Answered 2022-11-11

Scope of ASA definition under IFR

Regulation (EU) No 2019/2033 (IFR) · Art. 4

EBA Final Q&A

Answered 2022-07-15

Calculation of COH according to Article 20 vs. Art. 12 (1) Subparagraph 2

Regulation (EU) No 2019/2033 (IFR) · Art. 12

EBA Question under review

Submitted 2025-02-27

Disclosures Relating to Trading and Non-Trading Book Clients

Regulation (EU) No 2019/2033 (IFR) · Art. Annex II Reporting for Investment Firms Other Than Small and Non-Interconnected

EBA Question under review

Submitted 2021-12-16

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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