EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
17 Q&As matching current filters · page 1 of 1
Identifying the customer of a collecting PSP
Directive (EU) 2015/849 (AMLD) · Art. 3
Answered 2023-12-22
Identifying the customer of a PISP
Directive (EU) 2015/849 (AMLD) · Art. 3
Answered 2023-12-22
PISP obligations to conduct CDD
Directive (EU) 2015/849 (AMLD) · Art. 11
Answered 2023-03-17
Establishment and appointment of a CCP
Directive (EU) 2015/849 (AMLD) · Art. 45
Answered 2023-03-17
Clarification of the relationship between EBA's Guidelines on outsourcing arrangements and Section 4 of the Directive (EU) 2015/849 - AML
Directive (EU) 2015/849 (AMLD) · Art. 29
Answered 2023-02-10
Customer data transfer to Member States for the purpose of supervision
Directive (EU) 2015/849 (AMLD) · Art. 45
Answered 2020-10-23
Retroactivity concerning customer consent for data sharing and processing
Directive (EU) 2015/849 (AMLD) · Art. 45
Answered 2020-10-23
Disclosure of information within the group related to suspicious activity reports (SARs) to the competent authorities
Directive (EU) 2015/849 (AMLD) · Art. 45
Answered 2020-10-23
Entities conducting limited financial activity which qualify for exemptions from AMLD4
Directive (EU) 2015/849 (AMLD) · Art. Article 2(3) 4AMLD
Submitted 2025-04-02
Extent of real time transaction monitoring expected when executing and processing payments.
Directive (EU) 2015/849 (AMLD) · Art. 13
Submitted 2023-02-20
Approach to determining indirect ownership control powers under the legal definition of a beneficial owner.
Directive (EU) 2015/849 (AMLD) · Art. 3
Submitted 2022-10-27
Legitimacy of the suspension of the accounts of one or more users by the owner of a digital platform, upon request of an obliged entity, due to suspicious transactions executed on the digital platform.
Directive (EU) 2015/849 (AMLD) · Art. 35
Submitted 2021-06-23
Electronic Identification Process
Directive (EU) 2015/849 (AMLD) · Art. 13
Submitted 2021-02-09
Benificial Owner in chain of controlle constilations involving nominee shareholders
Directive (EU) 2015/849 (AMLD) · Art. 3
Submitted 2020-09-15
Record Retention - Struck Off Obliged Entities
Directive (EU) 2015/849 (AMLD) · Art. 40, 42
Submitted 2020-07-10
Scope and application of the RTS on implementation of group wide AML/CFT policies in third countries
Directive (EU) 2015/849 (AMLD) · Art. 45
Submitted 2020-07-02
Definition of a financial institution as regards the application of the Delegated Regulation
Directive (EU) 2015/849 (AMLD) · Art. Article 45
Submitted 2020-06-17
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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