EU Financial Regulatory Q&A Database

Proxy matrices

Directive 2015/2366/EU (PSD2) · Art. 66,67

Obstacles Faced by PISPs in Accessing Payment Status Information Under PSD2

Directive 2015/2366/EU (PSD2) · Art. 66

Annex XI, INSTRUCTIONS FOR REPORTING ON LEVERAGE, Derivative cash collateral exposure reporting in C43 template

Regulation (EU) No 575/2013 (CRR) · Art. 451

Reporting Templates, Intra-group transaction

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. 245 of SII Directive

Reporting Templates, Intra-group transaction

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting (Art. 40 PEPP), Reporting by IORPs, Reporting templates on risk concentrations and intra-group transactions for conglomerates (FICOD), Reporting Templates

(EU) 2019/1238 - Pan-European Personal Pension Product (PEPP), (EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD, (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, EIOPA-BoS-23-030 - Regular information requests regarding provision of occupational pensions information

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. n/a

ANNUAL REPORT ON NEW ARRANGEMENTS ON THE USE OF ICT SERVICES

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Technical Provisions (TPs)

Guidelines on valuation of technical provisions · Art. N/A

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. n/a

3329

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Amended Article 77d

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 1(19) and 180(1)

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. ANNEX VI Definitions of the CIC Table

ICT-related incidents (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA)

Obligation to maintain a register of information for FEs exempt under article 16

Regulation (EU) No 2022/2554 (DORA Reg) · Art. Article 28

ICT third-party risk management (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 30

How to fill the refPeriod field of the parameters.csv file for the DORA register of information

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 3

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 28

Register of Information (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 3(21) and ANNEX III- COMMISSION IMPLEMENTING REGULATION (EU) 2024/2956

Register of Information (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA)

Register of Information (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 4(2) of the Commission Implementing Regulation (EU) 2024/2956

Register of Information (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 28

Digital operational resilience testing (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA)

ICT risk management (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 7

ICT risk management (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 5, 51

ICT third-party risk management (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 28

Register of Information (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 28

ICT third-party risk management (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 28

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 3

ICT third-party risk management (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 2

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. 41

Identification of ICT Service Providers

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Qualification of a branch as originator, designation of Competent Authority and compliance with STS requirements

Regulation (EU) No 2017/2402 (SecReg) · Art. Articles 2(3) and 29(5)

Meaning of "established in the Union"

Regulation (EU) No 2017/2402 (SecReg) · Art. 18

Use of conditional sale agreements to season assets by an originator instead of the originator purchasing the assets and then selling the same to a securitisation SPE

Regulation (EU) No 2017/2402 (SecReg) · Art. 2

Portability (Art. 17 – 21 PEPP), Switching (Art. 52 – 56 PEPP)

(EU) 2019/1238 - Pan-European Personal Pension Product (PEPP) · Art. 52

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA)

Reporting templates on risk concentrations and intra-group transactions for conglomerates (FICOD)

(EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD

Reporting templates on risk concentrations and intra-group transactions for conglomerates (FICOD)

(EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD · Art. Annex II

Reporting templates on risk concentrations and intra-group transactions for conglomerates (FICOD)

(EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD · Art. Annex II

Reporting templates on risk concentrations and intra-group transactions for conglomerates (FICOD)

(EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD · Art. Annex II

Reporting templates on risk concentrations and intra-group transactions for conglomerates (FICOD)

(EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD, (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting templates on risk concentrations and intra-group transactions for conglomerates (FICOD), Intra-group transaction

(EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD, (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

PAI 6 (Table 2): The term ‘water usage’ is not defined in the RTS and is not a common term within the CDP nomenclature (water withdrawal, water discharge, water consumption and water recycled/reused).

SFDR

Can a financial product disclosing under Article 9 SFDR, or a financial product disclosing under Article 8 SFDR partly making sustainable investments, disclose in its pre- contractual disclosure that

SFDR

Regarding 'COMMISSION DELEGATED REGULATION (EU) 2022/1288 of 6 April 2022' (supplementing Regulation (EU) 2019/2088). In Table 2, Annex I of the document, under the section 'Indicators applicable to i

SFDR