EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,822 Q&As matching current filters · page 67 of 177
ALMM - C 70.00 : Reporting on holidays and weekends of internationally active credit institutions with subsidiaries in different countries in ‘Roll-over of funding' template
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2019-12-13
Committed liquidity facilities to a special purpose vehicle (SPV)
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2019-12-13
CRR's definition of an investment firm
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2019-12-13
Asset Encumbrance - Eligible collateral in a central bank
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2019-12-13
Cash collateral posted in the Asset Encumbrance return F32.01
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2019-12-13
Where to include nostro current account balances that Bank of Cyprus maintains with other credit institutions in LCR-Inflows (Template 74)
Regulation (EU) No 575/2013 (CRR) · Art. 425
Answered 2019-12-13
Treatment of changes in deposit balances due to changing exchange rates in AMM template C 69.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2019-12-13
C 69.00 – Spread calculation
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2019-12-13
Rollover of Funding
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2019-12-13
Two validation rules on "Treasury shares" no more available considering the cancellation of another validation rule on the same matter
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Consistency between validation rule V3933 and paragraph IAS39 - 89A
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Mortgages as the real estate collateral received to be included in template AE-COL
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Wrong validation rule v2855_m
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2019-12-13
FINREP - Contents of template F 40.1 Group structure "entity-by-entity" - Col 160 "Carrying amount" should be higher than 0
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
FINREP Template F 16.07 - Accumulated Impairment
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
FINREP Template F 40.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
FINREP – Non-performing probation period start date on forborne exposures
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
FINREP Templates F 01.02 and F 43.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Large Exposures Reporting
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
FINREP Template 19 - column 050 - of which: Performing forborne exposures under probation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Definition of "Refinancing" for the purpose of reporting in columns 040, 080 and 160 of template F 19.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Reporting on "collateral received" and "financial guarantees received" in columns 170 and 180 of template F 19.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Forbearance of Non-performing Exposures
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
FORBORNE PERFORMING/CLASSIFICAZIONE CLIENTE - FORBORNE PERFORMING / CLIENT CLASSIFICATION
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Treatment of ‘short-term’ exposures - Trattamento delle esposizioni a “breve termine"
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
F 12.00 - changes of counterparty sector
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Reporting of overdue factoring contracts
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Validation rules v1026_m to v1029_m and v1372_m to v1376_m.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Inconsistencies in FINREP validation rules F01.01 versus F04.03
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
FINREP template 9.2
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Template C 08.02 - Col 080 has Missing 'CRM Effects/Collateral' dimension
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
FINREP template F 18.00 Information on performing and non-performing exposures – applicable approaches
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2019-12-13
Reporting Templates
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35
Answered 2019-12-09
Unsuccessful authentications and declined transactions effect on the counters of cumulative amount and number of consecutive transactions
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2019-12-06
Compliance with SCA in offline mode on an aircraft without internet connection
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-12-06
Definition of local firm under Article 4(1)(4)
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2019-12-06
Multilateral and bilateral systems - Member preferencing functionalities and pre-arranged transactions
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2019-12-05
Direct Electronic Access (DEA) and algorithmic trading - Trading systems - RTS 7
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2019-12-05
Information on cost and charges
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-12-04
Application of the various annexes of Commission Delegated Regulation 2019/980 (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-12-04
Product intervention
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014 - Investor Protection and Intermediaries
Answered 2019-12-04
Pro-forma summaries in base prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2019-12-04
Information on cost and charges
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2019-12-04
Annual review of IOSCO principles for Oil Pricing Reporting Agencies (PRAs) (ESMA70-145-114_Q&A 7.6)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2019-12-03
Matching settlement instructions
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Answered 2019-12-03
Other
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 1,14,15,18
Answered 2019-12-03
Complaints and Out-of-court redress (Art. 14 and Art. 15 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. Art. 2
Answered 2019-12-03
Other
(EU) No 2016/97 - Insurance Distribution Directive · Art. 7
Answered 2019-12-02
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2019-11-29
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2019-11-29
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.