EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,161 Q&As matching current filters · page 66 of 144
MiFID practices for firms selling financial instruments subject to the BRRD resolution regime
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2020-02-18
MiFID practices for firms selling financial instruments subject to the BRRD resolution regime
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2020-02-18
System of governance
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 49, 274
Answered 2020-02-14
Other
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 119
Answered 2020-02-14
Public Disclosure
Guidelines on reporting and public disclosure · Art. 35
Answered 2020-02-12
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35, 275, 276, 308, 4,10
Answered 2020-02-12
Minimum Capital Requirement (MCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 252, 248, 35
Answered 2020-02-12
Reporting Templates
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35
Answered 2020-02-12
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 1, 4, 35
Answered 2020-02-12
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2020-02-12
Scope of group
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 216, 262
Answered 2020-02-11
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35, article 41 (1) and (3) of the Delegated Regulation (2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) (EU))
Answered 2020-02-08
Other
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 182
Answered 2020-02-01
Internal Models (IMs)
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 84 & 168, 35
Answered 2020-01-28
Validations
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2020-01-20
Reporting Templates
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 84, 35
Answered 2020-01-20
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2020-01-20
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2020-01-20
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2020-01-20
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2020-01-20
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 144
Answered 2020-01-15
Other
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. NA
Answered 2020-01-15
Risk Free Rate (RFR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Articles 37 & 38
Answered 2020-01-15
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 100
Answered 2020-01-15
Risk Free Rate (RFR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Article 37(1)
Answered 2020-01-15
Reporting Templates
Guidelines on reporting and public disclosure · Art. 35
Answered 2020-01-08
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2020-01-08
Access model (old CCP question 23 dated 7/01/2020)
Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs
Answered 2020-01-07
Solvency Capital Requirement (SCR)
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 368
Answered 2020-01-06
Reporting Templates
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35
Answered 2020-01-06
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2020-01-06
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2019-12-20
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2019-12-20
Other
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35
Answered 2019-12-20
Reporting Templates
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 35
Answered 2019-12-20
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35, 105
Answered 2019-12-20
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2019-12-20
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2019-12-20
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2019-12-20
Definition of payee for dynamic linking
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-12-20
Dynamic Linking for batch payments
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-12-20
Dynamic linking for batch transactions
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-12-20
Data authentication standards
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-12-20
Scope of ‘initiation of an electronic payment transaction’
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-12-20
Confidentiality of the application cryptogram for EMV transactions
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2019-12-20
Risk weights for the core indicator set
Directive 2014/49/EU (DGSD) · Art. 13
Answered 2019-12-20
6435
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2019-12-20
Clarification on what is considered insured deposits
Directive 2014/49/EU (DGSD) · Art. 7
Answered 2019-12-20
Public Disclosure
Guidelines on reporting and public disclosure · Art. 35
Answered 2019-12-13
ALMM - C 69.00 : applicable spread for roll-overs in 'Prices for Various Lengths of Funding' template
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2019-12-13
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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