EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,465 Q&As matching current filters · page 62 of 170
Pensions Reporting
Other · Art. NA
Answered 2020-10-02
Pensions Reporting
Other · Art. NA
Answered 2020-10-02
Pensions Reporting
EIOPA-BoS/18-114 - Information request towards NCAs regarding provision of occupational pensions information · Art. NA
Answered 2020-10-02
Transaction reporting
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2020-09-28
Losses due to fraud per liability bearer / Perdite dovute a frode per portatore di responsabilità
Directive 2015/2366/EU (PSD2) · Art. 96
Answered 2020-09-25
"Push based" authentication and SCA requirements
Directive 2015/2366/EU (PSD2) · Art. Article 98
Answered 2020-09-25
SCA for contactless payments at a POS executed via a mobile device
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2020-09-25
Authentication code
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2020-09-25
Failed Authentication Code
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2020-09-25
Whitelisting
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2020-09-25
Delayed or deferred PIN for wearable devices
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2020-09-25
Authorisation for the provision of PIS and AIS on behalf of other legal entities belonging to the same corporate group / Autorizzazione ad offrire servizi di PIS e AIS per conto di altre Legal Entity appartenenti allo stesso Gruppo societario
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2020-09-25
Pensions Reporting
EIOPA-BoS/18-114 - Information request towards NCAs regarding provision of occupational pensions information · Art. NA
Answered 2020-09-25
Relying on vendor mechanisms processing the biometric data for strong customer authentication; Multiple fingerprint samples stored on a mobile device and used for purpose of user authentication.
Directive 2015/2366/EU (PSD2) · Art. 98
Answered 2020-09-25
SCA profiles and multiple-use of devices
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2020-09-25
Pensions Reporting
EIOPA-BoS/18-114 - Information request towards NCAs regarding provision of occupational pensions information · Art. NA
Answered 2020-09-18
Risk Free Rate (RFR)
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 77
Answered 2020-09-11
Pensions Reporting
EIOPA-BoS/18-114 - Information request towards NCAs regarding provision of occupational pensions information · Art. NA
Answered 2020-09-11
Solvency Capital Requirement (SCR)
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. NA
Answered 2020-09-11
Treatment of secured lending or capital market-driven transactions that would require an outflow rate higher than 25 % but they have been closed with eligible counterparties
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Treatment of Central Bank Overnight deposits in ALMM Template C71
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-09-11
C66: undrawn ECB open market operations backed with pre-positioned own issuances (retained CB or ABS) as “Undrawn committed facilities received”.
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-09-11
Solvency Capital Requirement (SCR)
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 75
Answered 2020-09-11
EBA validations rules for DPM 2.8 with reference to rule V3975_S.
Regulation (EU) No 575/2013 (CRR) · Art. ANNEX V
Answered 2020-09-11
The additional column C015 “Code” to template C 67.00 contains ambiguity in the Annex IV guidance under the ITS to be implemented at Mar-20: 1.2.8.015 “This code is a row identifier and shall be unique for each row in the template”. It is unclear what identifiers are required in column C015.
Regulation (EU) No 575/2013 (CRR) · Art. 460
Answered 2020-09-11
Solvency Capital Requirement (SCR)
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. NA
Answered 2020-09-11
Treatment of fiduciary assets for the purpose of asset encumbrance reporting
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Failed validation checks due to the implementation of a new separate line item ‘cash contributions to resolution funds and deposit guarantee schemes’ (r385) in template F 02.00 and missing consistent change in template F 20.03 under DPM 2.9
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Definition of 'carrying amount’ for the purposes of templates C60.00 and C61.00
Regulation (EU) No 575/2013 (CRR) · Art. 427
Answered 2020-09-11
Discrepencies between the "instructions" and the Data Point Model for the Maturity Ladder C66.01 COREP report
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-09-11
Classification of collective investment undertakings
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Clarifications on the scope of ‘New Funding’ in C69.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-09-11
Collateral swaps with domestic central bank
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
FINREP validation rule v5284_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Operational deposits in NSFR
Regulation (EU) No 575/2013 (CRR) · Art. 427
Answered 2020-09-11
Clarification regarding reporting of Central Bank deposits in column 90 (collateral value CB-eligible) of row 120 in C71.00 Concentration of Counterbalancing Capacity by issuer/counterparty
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2020-09-11
Are Validation rules v6263_m & v6264_m correct?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Reporting of QCCP exposures be reported in template C07.00a – validation rule e4895_n
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Substitution approach for exposure and guarantor under different approaches
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Confusion between instruction and validation for Other Demand Deposits Assets in F 01.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2020-09-11
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. NA
Answered 2020-09-04
Technical Provisions (TPs)
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. NA
Answered 2020-09-04
Absence of waiver of set-off
Regulation (EU) No 575/2013 (CRR) · Art. 52, 63, 72b
Answered 2020-09-04
Continuous call option in AT1 instruments
Regulation (EU) No 575/2013 (CRR) · Art. 52
Answered 2020-09-04
Scrip-dividends at investors’ discretion
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2020-09-04
Other
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2020-08-27
Application of the LGD floor
Regulation (EU) No 575/2013 (CRR) · Art. 164
Answered 2020-08-21
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. NA
Answered 2020-08-10
Disclosure Templates
(EU) No 2015/2451 - templates and structure of the disclosure of specific information by supervisory authorities · Art. N/A
Answered 2020-08-07
Tokenised card details as a SCA possession element.
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2020-08-07
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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