EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
3,117 Q&As matching current filters · page 61 of 63
Classification of direct reductions in the accounting value as credit risk adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2018-01-11
Interpretation of the term “commercial immovable property” especially “other commercial premises” for the application of the preferential risk weights for the risk weight assets purposes according to the Article 126 of the CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 126
Submitted 2017-12-05
Reporting of revocable off-balance sheet commitments in FINREP IFRS9 template F 9.1.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2017-08-17
FINREP F 12.1 Movements in allowances and provisions for credit losses
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2017-08-15
Treatment of claims secured on residential property collateral
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2017-07-19
Criteria for sufficiently diversified private equity portfolios under the simple risk weight approach
Regulation (EU) No 575/2013 (CRR) · Art. 155
Submitted 2017-06-27
’Appropriate prudential requirements’ with regard to ancillary services undertakings for the assessment of the condition in Article 113(6)(a) CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 113
Submitted 2017-06-22
Definition of subordinated exposures
Regulation (EU) No 575/2013 (CRR) · Art. 161
Submitted 2017-05-16
Application of a Permanent Partial Use exemption under Article 150(1)(d) to the European Commission
Regulation (EU) No 575/2013 (CRR) · Art. 150
Submitted 2017-04-04
Scope of CRR definition of Financial Institution
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2017-03-24
Deduction of deferred tax assets
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2017-03-14
Market risk capital treatment for third country CIU positions
Regulation (EU) No 575/2013 (CRR) · Art. 349
Submitted 2017-02-28
Capital requirements for regular-way transactions during the settlement cycle
Regulation (EU) No 575/2013 (CRR) · Art. 378
Submitted 2017-02-09
Use of Initial Margin (IM) posted by a Client as risk-mitigating effect in the calculation of the own funds requirement for CCP transactions the Clearing Member bank has with that Client
Regulation (EU) No 575/2013 (CRR) · Art. 223
Submitted 2017-02-08
Calculation of the maximum risk weighted exposure amount (RWEA) for securitisation positions in accordance with Article 260 CRR [prior to Regulation 2017/2401]
Regulation (EU) No 575/2013 (CRR) · Art. 268
Submitted 2017-02-01
Calculation of distributable items for Additional Tier 1 instruments which is inconsistent across the EU
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2016-11-11
Prudential treatment of extraordinary ex-post contributions to resolution funds pursuant to Article 104 of the BRRD
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2016-11-09
Pillar 3 Disclosure Requirements for Standalone Solo Banks with a Third Country Parent
Regulation (EU) No 575/2013 (CRR) · Art. 6, 13
Submitted 2016-11-09
Risk retention and credit risk mitigation
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-21
Definition of "originator"
Regulation (EU) No 575/2013 (CRR) · Art. 405
Submitted 2016-10-04
Standardised approach risk weighting
Regulation (EU) No 575/2013 (CRR) · Art. 123, 124, 125, 126
Submitted 2016-09-06
SA securitisation framework – calculation of the concentration ratio
Regulation (EU) No 575/2013 (CRR) · Art. 253
Submitted 2016-09-06
Is a tied agent of the investment firm a financial institution and should it be included in prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 4 and 18
Submitted 2016-08-18
Rating of subsidiaries
Regulation (EU) No 575/2013 (CRR) · Art. 172
Submitted 2016-08-10
Determination of proxy spreads for the calculation of CVA risk under the advanced method
Regulation (EU) No 575/2013 (CRR) · Art. 383
Submitted 2016-08-04
Items associated with particular high risk
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-26
Clarification is sought on the treatment of defined benefit pension funds for the purposes of determining market risk RWA
Regulation (EU) No 575/2013 (CRR) · Art. 41
Submitted 2016-07-21
Max amount of cash leverage in the mandate of an AIF in order to NOT be considered as a high risk exposure
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-20
Treatment of irrevocable payment commitments according to Article 103(3) BRRD
Regulation (EU) No 575/2013 (CRR) · Art. 111, 112, 134; 166, 147 156
Submitted 2016-07-15
Delta equivalent amount of cash-or-nothing digital (binary) options
Regulation (EU) No 575/2013 (CRR) · Art. 329, 352, 358
Submitted 2016-07-04
Assignment of exposures to exposure class of Public Sector Entities
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2016-07-01
Clarification on "explicit guarantee arrangements"
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2016-06-17
VaR Multipliers
Regulation (EU) No 575/2013 (CRR) · Art. 366 CRR
Submitted 2016-05-31
Treatment of exposures to non-EU equivalent investment firms, non-EU equivalent credit institutions and non-EU equivalent exchanges.
Regulation (EU) No 575/2013 (CRR) · Art. 107
Submitted 2016-05-19
Hedging derivatives in country splits of FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-04-17
Capital requirement regard to own debt instruments.
Regulation (EU) No 575/2013 (CRR) · Art. 327
Submitted 2016-02-29
Risk weight for exposures to central-government-risk PSEs with an original maturity of 3 months or less, which are denominated in foreign currency
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2016-02-25
Relevant competent authority to determine the same risk weight treatment as the central government
Regulation (EU) No 575/2013 (CRR) · Art. 115
Submitted 2016-02-19
Toleranzschwellen bei Korrekturmeldungen gemäß Verordnung (EU) Nr. 680/2014
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-02-10
Exposure Value under the Equity method of accounting
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2016-02-09
Expected outflows from derivatives
Regulation (EU) No 575/2013 (CRR) · Art. Article 30 of Delegated Regulation 2015/61
Submitted 2016-01-25
Cash variation margin received in the same currency of settlement of the derivative contract
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Submitted 2016-01-14
Liquidity waiver for institutions controlled by EU parent financial holding company
Regulation (EU) No 575/2013 (CRR) · Art. 8
Submitted 2016-01-05
Calculation of the value of exposures resulting from the settlement of debt instruments and equities processed through a delivery-versus-payment (DvP) mechanism.
Regulation (EU) No 575/2013 (CRR) · Art. 378
Submitted 2015-12-18
Deposits by Financial Customers
Regulation (EU) No 575/2013 (CRR) · Art. 424
Submitted 2015-12-17
Can multiple exemptions be applied to an exposure at the same time?
Regulation (EU) No 575/2013 (CRR) · Art. 400
Submitted 2015-12-07
Secured central bank lending and liquidity buffer adjustment
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2015-12-03
COREP form C72
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2015-11-12
Corporate Treasury Entities
Regulation (EU) No 575/2013 (CRR) · Art. 411
Submitted 2015-10-19
Market, Credit and Counterparty risks of Central Counterparty under CRR
Regulation (EU) No 575/2013 (CRR) · Art. 515
Submitted 2015-09-04
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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