EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
3,117 Q&As matching current filters · page 58 of 63
Assets encumbered for a residual maturity of one year or more in a cover pool funded by Covered bonds for NSFR purposes
Regulation (EU) No 575/2013 (CRR) · Art. 428ag
Submitted 2021-07-16
Calculation of own funds requirements for operational risk under BIA
Regulation (EU) No 575/2013 (CRR) · Art. 316
Submitted 2021-07-16
Interdependent assets and liabilities – NSFR treatment for centralised regulated savings
Regulation (EU) No 575/2013 (CRR) · Art. 428f
Submitted 2021-07-12
Definition of parent undertaking for the purposes of CRR
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2021-07-09
Deduction of software assets from Common Equity Tier 1 capital (hereinafter CET1) for investment firms of Class 2 and Class 3
Regulation (EU) No 575/2013 (CRR) · Art. 36
Submitted 2021-07-07
Calculation of the exposure value of regular-way purchases and sales awaiting settlement
Regulation (EU) No 575/2013 (CRR) · Art. 429(6) and 429g
Submitted 2021-07-01
Calculation of exposure-weighted average PD (column 0050 in C08.03)
Regulation (EU) No 575/2013 (CRR) · Art. Annex 2, Solvency
Submitted 2021-06-29
Specific Wrong-Way risk (SWWR) – Identification and treatment with respect to transactions referencing a basket of names or an index
Regulation (EU) No 575/2013 (CRR) · Art. 291
Submitted 2021-06-22
Reporting of IRB exposures in the form of units or shares in Collective Investment Undertakings (CIUs) treated under the Fall-Back Approach (FBA)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2021-06-17
Reduction, distribution and reclassification of share premium accounts related to own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 77
Submitted 2021-06-08
Calculation of the relative threshold in case specific cases.
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2021-06-02
Reduction of own funds according to Article 78(1)(a) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 78
Submitted 2021-05-28
Exemption from and alternatives to deduction from Common Equity Tier 1 items
Regulation (EU) No 575/2013 (CRR) · Art. 46, 48
Submitted 2021-05-28
Point in time when facility or limit is considered to be a commitment
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
Treatment of committed facilities with unadvised limits
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
treatment of uncommitted facilities / limits
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
Scope of applicability of the permission to non-deduct holdings of a financial sector entity under Article 49(1) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 49
Submitted 2021-04-08
Meaning of ‘pure industrial holding company’ in the definition of financial institution.
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2021-03-31
Elaboration of the template EU LIQ2 using supervisory data EBA/ITS/2020/04 - Annex XIII - Template EU LIQ2: Net Stable Funding Ratio
Regulation (EU) No 575/2013 (CRR) · Art. Article 451a(3)
Submitted 2021-03-17
Homogeneously managed exposures
Regulation (EU) No 575/2013 (CRR) · Art. 142
Submitted 2021-03-03
Treatment of guaranteed export financing transactions under Standardised Approach
Regulation (EU) No 575/2013 (CRR) · Art. 114
Submitted 2021-03-02
Collateralized loans below 35% Risk Weight
Regulation (EU) No 575/2013 (CRR) · Art. Article 428af
Submitted 2021-02-22
Supervisory delta for commodities with negative prices
Regulation (EU) No 575/2013 (CRR) · Art. 279a
Submitted 2021-02-18
Calculation of the insufficient coverage for NPEs and capital absorptions related to Pillar 1 requirements on the same exposure
Regulation (EU) No 575/2013 (CRR) · Art. Article 47c
Submitted 2021-02-15
Treatment of expected credit losses (ECL) of financial instruments accounted for under fair value through other comprehensive income (FVOCI)
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2021-02-11
AVC
Regulation (EU) No 575/2013 (CRR) · Art. Article 153
Submitted 2021-02-04
Secured lending
Regulation (EU) No 575/2013 (CRR) · Art. 192
Submitted 2021-01-26
Prudential filter on unrealised gains and losses corresponding to exposures to governments, local authorities and public sector entities and its interaction with hedging activities
Regulation (EU) No 575/2013 (CRR) · Art. 468
Submitted 2021-01-12
Application of legislative payment moratoria and definition of forbearance measures.
Regulation (EU) No 575/2013 (CRR) · Art. 47b
Submitted 2020-12-30
Definition of “prudential regulation in the Union” in Article 142(1)(4)(b)
Regulation (EU) No 575/2013 (CRR) · Art. 142
Submitted 2020-12-18
Consent solicitation to change the contractual ranking of an instrument to avoid so-called “infection risk“ posed by legacy instruments
Regulation (EU) No 575/2013 (CRR) · Art. 52 / 63 / 72b
Submitted 2020-12-11
Application of the formula for the determination of the risk weight for a specific vega risk factor k
Regulation (EU) No 575/2013 (CRR) · Art. 325 ax
Submitted 2020-11-30
Article 94 (4) discretion on Remuneration
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2020-11-11
Definition of subsidiary for the purposes of the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-10-22
Scope of internal hedges
Regulation (EU) No 575/2013 (CRR) · Art. 106
Submitted 2020-10-15
Control of high-quality liquid assets
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2020-09-30
Calculation of specific risk own funds requirement for hedges by credit derivatives under Article 346 (4) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 346
Submitted 2020-09-25
Determination of a default risk-free discount factor
Regulation (EU) No 575/2013 (CRR) · Art. 132c
Submitted 2020-09-24
Reducing the relevant indicator by using expenditure on the outsourcing of services rendered by third parties which are not subject to rules under, or equivalent to the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 316
Submitted 2020-09-10
Credit faclity level
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2020-08-14
Institution responsible for compliance with the requirements on a consolidated basis in a horizontally consolidated group
Regulation (EU) No 575/2013 (CRR) · Art. 18
Submitted 2020-08-13
Credit risk framework applicable to investments in repack Notes issued by SPEs
Regulation (EU) No 575/2013 (CRR) · Art. 132
Submitted 2020-07-31
Mapping to exposure classes
Regulation (EU) No 575/2013 (CRR) · Art. 112
Submitted 2020-07-25
SME supporting factor for exposures collateralised by residential property
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2020-06-29
Risk weight for new asset class of non-preferred senior debt
Regulation (EU) No 575/2013 (CRR) · Art. 120
Submitted 2020-06-18
Definition of qualifying holding according to Article 4 (1) 36 CRR2
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-06-05
Eligibility of convertible bonds for MREL
Regulation (EU) No 575/2013 (CRR) · Art. 72a
Submitted 2020-05-19
Estimation of long-run averages (LRA) parameter for conversion factor (CCF)
Regulation (EU) No 575/2013 (CRR) · Art. 182
Submitted 2020-05-14
Consent solicitation to introduce a contractual recognition of bail-in in Terms of Conditions (T&Cs) of capital instruments and MREL eligible liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 55
Submitted 2020-05-07
Definition of the parameter E in the formula regarding the Adjustment of risk-weighted non-defaulted SME exposures.
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2020-04-29
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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