EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,611 Q&As matching current filters · page 56 of 173
Prudential filter on unrealised gains and losses on governmental exposures and interaction with the IFRS 9 transitional arrangements
Regulation (EU) No 575/2013 (CRR) · Art. 473a, 468
Answered 2021-05-07
Compliance of the securitisation of residual values through expectancy rights (“Anwartschaftsrechte”) with the STS criteria for non-ABCP securitisation and for ABCP securitisation
Regulation (EU) No 2017/2402 (SecReg) · Art. 20, 22, 24
Answered 2021-05-07
Classification of a vertical security in a traditional securitisation
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2021-05-07
Leverage Ratio treatment of intragroup exposures
Regulation (EU) No 575/2013 (CRR) · Art. 429 and 429a
Answered 2021-05-07
CCP related transactions
Regulation (EU) No 575/2013 (CRR) · Art. 400
Answered 2021-05-07
Prudential treatment of leasing asset and liabilities (in relation to IFRS 16)
Regulation (EU) No 575/2013 (CRR) · Art. 134
Answered 2021-05-07
Requirements for the usability of an ECAI within the framework of the Internal Assessment Approach pursuant to Article 259(3) of Regulation (EU) No 575/2013 – before amendments introduced by Regulation (EU) No. 2017/2401 - and Article 265 Regulation (EU) No 575/2013 as amended by Regulation (EU) No 2017/2401. - Anforderungen an die Verwendbarkeit einer ECAI im Rahmen des internen Bemessungsansatzes gemäß Artikel 259 Absatz 3 der Verordnung (EU) Nr. 575/2013 – in der Fassung vor den durch die Verordnung (EU) 2017/2401 eingeführten Änderungen – und Artikel 265 der Verordnung (EU) Nr. 575/2013 in der durch die Verordnung (EU) 2017/2401 geänderten Fassung
Regulation (EU) No 575/2013 (CRR) · Art. 259
Answered 2021-05-07
Meaning of “portfolio” within “sufficiently diversified portfolios” in Article 155(2)
Regulation (EU) No 575/2013 (CRR) · Art. 155
Answered 2021-05-07
Mark-to-Market Method: remaining maturity for early-termination clauses (ETC)
Regulation (EU) No 575/2013 (CRR) · Art. 274
Answered 2021-05-07
Obligations stemming from "non-credit products"
Regulation (EU) No 575/2013 (CRR) · Art. 180
Answered 2021-05-07
Determination of own funds requirements for gold positions denominated in foreign currency
Regulation (EU) No 575/2013 (CRR) · Art. 352
Answered 2021-05-07
Unfunded credit risk mitigation for specialised lending exposures
Regulation (EU) No 575/2013 (CRR) · Art. 153
Answered 2021-05-07
Credit rating disclosure in prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2021-05-05
Supplements - Supplement to prospectuses: audited annual financial statements (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2021-05-05
Performance reference period in case of funds’ mergers
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Answered 2021-05-01
Meaning of ‘intragroup’ for the purpose of reporting in COREP template C 67.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2021-04-30
v3078_m - Maximum Amount of Guarantee Given
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Collateral obtained by taking possession: Classification as Residential or Commercial
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Consideration of posted variation margin in LRCalc, when conditions of Article 429c (3) point (a) to (e) are met
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
FINREP – F 01.01 and F 18.00.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
FINREP Template F 25.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Missing reporting of Securitization under the Internal Assessment Approach in C14.01 template
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
National regulation contradicts with Directive 2013/36 - v8714
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Minority interests calculation with local transitional requirements
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Inconsistency in validation rule v4797_m COREP C14.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Exposure value according to Articles 247(5) and 249(2) CRR2 to be reported in C13.01 column 180
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Residual maturity of the source of encumbrance
Regulation (EU) No 575/2013 (CRR) · Art. Annex XVII point 3.1.
Answered 2021-04-30
C 32.02 - Prudent Valuation: Core approach (PRUVAL 2); column 0160 (IPV Difference) and C 32.03 - Prudent Valuation: Model Risk AVA (PRUVAL 3); column 0110 (IPV Difference Output Testing)) and C 32.04 - Prudent Valuation: Concentrated Positions AVA (PRUVAL 4); column 0100 (IPV Difference)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
C 32.02 - Prudent Valuation: Core approach (PRUVAL 2); column 0260 (DAY1 P&L) and C 32.03 - Prudent Valuation: Model Risk AVA (PRUVAL 3); column 150 (DAY1 P&L)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
The C 05.01 template seems not compliant with CRR2
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Diversification benefits of upside uncertainty in column 0120 C 32.02
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
COREP V2.8 - C32.02 - Prudent Valuation : Fall back Approach
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Col 040 of Corep: C 32.04 - Prudent Valuation: Concentrated Positions AVA (PRUVAL 4) report
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Reporting of template C17.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Gross carrying amount of financial instruments measured at FV through other comprehensive income
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
FINREP Taxonomy 2.7 Treatment of ECLs on FVOCI Assets
Regulation (EU) No 575/2013 (CRR) · Art. Article 99
Answered 2021-04-30
Basis of reporting value - C 04.00 row 840 - Own funds based on Fixed Overheads
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-04-30
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 192
Answered 2021-04-28
2283
(EU) No 2017/2358 - product oversight and governance requirements for insurance · Art. 7
Answered 2021-04-24
Obstacle to the provision of payment initiation and account information services
Directive 2015/2366/EU (PSD2) · Art. Article 98
Answered 2021-04-23
Use of new technology for SCA
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2021-04-23
Use of behavioural data for SCA
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2021-04-23
Independence of the elements for SCA
Directive 2015/2366/EU (PSD2) · Art. Article 97
Answered 2021-04-23
On the requirements for 'inherence' in strong customer authentication (SCA)
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2021-04-23
Contingency Measures under Article 33
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2021-04-23
Application of the strong customer authentication (SCA) in case of refund
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2021-04-23
The use of the Collateral Simple and Comprehensive Methods under the Large Exposure regime
Regulation (EU) No 575/2013 (CRR) · Art. 403
Answered 2021-04-20
Other
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Other · Art. N/A
Answered 2021-04-12
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 279
Answered 2021-04-12
Reinsurance
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 116
Answered 2021-04-12
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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