EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,676 Q&As matching current filters · page 55 of 174
Reporting of the Transactions where cash transfers does not occur
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Treatment of an asset entitled 'Rent Deposit'
Regulation (EU) No 575/2013 (CRR) · Art. Article 99
Answered 2021-06-04
Template 32.04 - Sources of Asset Encumbrance
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Treatment of Financial offsetting of assets and liabilities subject to offsetting, enforceable master netting arrangements and similar arrangements'
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
AE: F3201, F3202, F3203 - Discrepancy between taxonomy and ITS
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Identification of encumbered assets when using collateral pools
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Asset Encumbrance - Treatment of Intraday
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
AE-COL (F 32.02), AE-MAT (F 33.00).
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Pro-rata of pool to work out encumbered and un-encumbered assets (F32.01, F32.03, F32.04, F33.00, F35.00, F36.01).
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Over collateralising on template 35 incorporation of present value of swaps (F35.00)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
30% shock - template Part C-34.00-AE-CONT 120-020.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
Short Positions in Asset Encumbrance
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-06-04
F 36 - Reporting of rows "Matching liabilities".
Regulation (EU) No 575/2013 (CRR) · Art. Asset Encumbrance - Part E: Advanced data
Answered 2021-06-04
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Section XV: ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Answered 2021-05-28
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Section XV: ESMA’s guidelines on performance fees in UCITS and certain types of AIFs, question 4
Answered 2021-05-28
Templates in the benchmark statement and the methodology (ESMA 70-145-114 QAs on BMR Q&A 10.10)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2021-05-28
Other
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 139
Answered 2021-05-28
Information on cost and charges
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2021-05-28
Annexes 5 and 8: Underlying Exposures – Automobile and Leasing - Year of Registration
Securitisation Regulation (EU) 2017/2402
Answered 2021-05-28
Reporting to national competent authorities under Articles 3, 24 and 42
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-05-28
ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-05-28
MiFIR data reporting - Reporting of reference rates not included in RTS 23 and 22
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2021-05-28
ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-05-28
How to handle character limitations in certain fields RREL79; RREL82; IVFS4
Securitisation Regulation (EU) 2017/2402
Answered 2021-05-28
Reporting to national competent authorities under Articles 3, 24 and 42
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-05-28
Templates in the benchmark statement and the methodology (ESMA 70-145-114 QAs on BMR Q&A 10.8)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2021-05-28
Templates in the benchmark statement and the methodology (ESMA 70-145-114 QAs on BMR Q&A 10.9)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2021-05-28
Templates in the benchmark statement and the methodology (ESMA70-145-114 QAs on BMR Q&A 10.7)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2021-05-28
Arrears 1-29 Days
Securitisation Regulation (EU) 2017/2402
Answered 2021-05-28
Reporting of Geographic Region fields
Securitisation Regulation (EU) 2017/2402
Answered 2021-05-28
Reporting to national competent authorities under Articles 3, 24 and 42
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2021-05-28
Other
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. NA
Answered 2021-05-28
Other
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 197
Answered 2021-05-28
Other
Other · Art. NA
Answered 2021-05-28
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Art. 31, art. 140, art. 94
Answered 2021-05-28
Solvency Capital Requirement (SCR)
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 38 and 114
Answered 2021-05-28
Other
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 72
Answered 2021-05-28
Other
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 214
Answered 2021-05-28
Solvency Capital Requirement (SCR)
Other · Art. NA
Answered 2021-05-28
Materiality threshold and calculation method for materiality ratio for the purpose of application of Article 150(1)(c) for types of exposures that are immaterial in terms of size and perceived risk profile
Regulation (EU) No 575/2013 (CRR) · Art. 150
Answered 2021-05-21
Maturity of instruments subject to a cash flow schedule
Regulation (EU) No 575/2013 (CRR) · Art. 162
Answered 2021-05-21
Calculation method for materiality ratio to be compared against the 10%/5% threshold for the purpose of application of Article 150(1)(c) for equity exposure class (Permanent Partial Use)
Regulation (EU) No 575/2013 (CRR) · Art. 150
Answered 2021-05-21
Applicability of SCA to wallet solutions
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2021-05-21
Classification of a commitment to make under certain conditions an indemnity payment for a customer
Regulation (EU) No 575/2013 (CRR) · Art. 166
Answered 2021-05-21
Reporting of changes to the reference rate in an SFT
Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP
Answered 2021-05-20
Risk Free Rate (RFR)
Risk-Free Interest Rate - VA representative portfolios · Art. 50
Answered 2021-05-19
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. ARTICLE 116 Annex II
Answered 2021-05-17
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 156
Answered 2021-05-10
Solvency Capital Requirement (SCR)
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 88
Answered 2021-05-10
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. N/A
Answered 2021-05-07
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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