EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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3,075 Q&As matching current filters · page 55 of 62

Netting of DTAs with DTLs for the purposes of the calculation of leverage exposures

Regulation (EU) No 575/2013 (CRR) · Art. 429

EBA Rejected question

Submitted 2022-06-07

Credit risk and EBA Clearing instant payment system RT1

Regulation (EU) No 575/2013 (CRR) · Art. Article 113

EBA Rejected question

Submitted 2022-06-06

v10861_m - G-SII- vs LR-reporting

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-02

Validation rule eba_v0314_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-02

F 36 - Reporting of rows "Matching liabilities"

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-31

Population of F13.1 & F13.2 with respect to debt securities issued by third parties

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-30

NACE use in Pillar III ESG vs FINREP

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-27

Inclusion of expected loss for equity exposures in calculation of Expected loss amount reducing CET1

Regulation (EU) No 575/2013 (CRR) · Art. 158

EBA Rejected question

Submitted 2022-05-25

Reporting of underlying exposures of a CIU

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-24

Determination of the total deposit balance of "all the client's deposit accounts"

Regulation (EU) No 575/2013 (CRR) · Art. 421

EBA Rejected question

Submitted 2022-05-23

Reclassified non-trading book positions and the fair valued treatment in accordance to Art 105 (1) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 105

EBA Rejected question

Submitted 2022-05-21

Embedded Derivatives under Art 24 (1) CRR versus Art 104 (3)

Regulation (EU) No 575/2013 (CRR) · Art. 104

EBA Rejected question

Submitted 2022-05-21

Validation rule v4135_m

Regulation (EU) No 575/2013 (CRR) · Art. not applicable

EBA Rejected question

Submitted 2022-05-20

v6566_s, v6567_s, v6327_m: FV changes of hedged items in portfolio hedge of IRR

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-18

Early redemption options

Regulation (EU) No 575/2013 (CRR) · Art. 72b

EBA Rejected question

Submitted 2022-05-18

PD calibration sample

Regulation (EU) No 575/2013 (CRR) · Art. 180

EBA Rejected question

Submitted 2022-05-17

Incorrect Mapping Between Pillar III Template EU CR6-A and Corep Template C 08.07

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-05-17

Mismatch between the instructions for template C 07.00 and the EBA validation rule (v4755_m)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-17

Query – Article 262 of CRR

Regulation (EU) No 575/2013 (CRR) · Art. 262

EBA Rejected question

Submitted 2022-05-12

COREP reporting in case of positive impairments for purchased or originated credit-impaired financial assets (POCI)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-11

Reporting outflows from covered bonds and asset-backed securities in COREP template C 73.00

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-10

v6298_m

Regulation (EU) No 575/2013 (CRR) · Art. 366

EBA Rejected question

Submitted 2022-05-09

C08.07: credit risk only?

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-09

Reporting of guarantees/non-financial collaterals in providing further credit risk mitigation for derivatives and SFTs in the credit risk templates C 07.00 / C 08.01

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-04-27

Calculation of goodwill included in the valuation of significant investments in insurance undertakings

Regulation (EU) No 575/2013 (CRR) · Art. 37

EBA Rejected question

Submitted 2022-04-25

Reporting requirement of C34.01

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-04-21

Business line mapping of ancillary activities

Regulation (EU) No 575/2013 (CRR) · Art. 318

EBA Rejected question

Submitted 2022-04-20

Calculation of goodwill included in the valuation of significant investments in insurance undertakings

Regulation (EU) No 575/2013 (CRR) · Art. 37

EBA Rejected question

Submitted 2022-04-06

C34.01 Size of the Derivative Business – Application of validation rule v09805_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-03-31

C34.09 Credit Derivative Exposures – Signage of positive and negative fair values for credit derivatives

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-03-31

Upcoming deals in Liquiity risk reporting

Regulation (EU) No 575/2013 (CRR) · Art. Article 32

EBA Rejected question

Submitted 2022-03-30

Scope of Article 118 CRR - World Food Programme

Regulation (EU) No 575/2013 (CRR) · Art. 118

EBA Rejected question

Submitted 2022-03-29

Article 28 Outflows from other liabilities

Regulation (EU) No 575/2013 (CRR) · Art. 28

EBA Rejected question

Submitted 2022-03-28

Calculation of goodwill included in the valuation of significant investments in insurance undertakings

Regulation (EU) No 575/2013 (CRR) · Art. 37

EBA Rejected question

Submitted 2022-03-24

Own credit risk

Regulation (EU) No 575/2013 (CRR) · Art. 327

EBA Rejected question

Submitted 2022-03-24

Calculation of the amount of holdings of own Common Equity Tier 1 instruments on the basis of the net long position

Regulation (EU) No 575/2013 (CRR) · Art. 42

EBA Rejected question

Submitted 2022-03-24

Calculation of the amount of holdings of own Common Equity Tier 1 instruments on the basis of the net long position

Regulation (EU) No 575/2013 (CRR) · Art. 42

EBA Rejected question

Submitted 2022-03-24

Scope of CRR definition of Financial Institution

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Rejected question

Submitted 2022-03-24

Securitisation - application of look-through methodology

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-03-18

LCR: Eligibility of HQLA held at EU subsidiary level for the consolidated HQLA liquidity buffer

Regulation (EU) No 575/2013 (CRR) · Art. 460

EBA Rejected question

Submitted 2022-03-18

Validation rule v4821_m on column c0230 of Template C.08.02.

Regulation (EU) No 575/2013 (CRR) · Art. Commission Implementing Regulation (EU) No 451/2021

EBA Rejected question

Submitted 2022-03-15

Validation rule v7371 - Securitization Template C 14.00

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Rejected question

Submitted 2022-03-14

Mandatory substitution approach according to Articles 401(4) and 403 CRR for Lombard Facilities

Regulation (EU) No 575/2013 (CRR) · Art. 395, 401, 403

EBA Rejected question

Submitted 2022-03-11

Risk weight for asset class of non-preferred senior debt

Regulation (EU) No 575/2013 (CRR) · Art. 120 and others

EBA Rejected question

Submitted 2022-03-11

Validation rule v09823

Regulation (EU) No 575/2013 (CRR) · Art. 277 and 277a

EBA Rejected question

Submitted 2022-03-10

Validation rule v1376

Regulation (EU) No 575/2013 (CRR) · Art. Annex V

EBA Rejected question

Submitted 2022-03-07

Amortised amounts of tier 2 capital instruments as source of ASF

Regulation (EU) No 575/2013 (CRR) · Art. 428o

EBA Rejected question

Submitted 2022-03-07

SACCR - MPOR for derivatives between a clearing member and a CCP

Regulation (EU) No 575/2013 (CRR) · Art. 279

EBA Rejected question

Submitted 2022-02-21

Treatment of "not designated elements" for the purpose of computing prudential capital requirements

Regulation (EU) No 575/2013 (CRR) · Art. 33

EBA Rejected question

Submitted 2022-02-18

Treatment of amortization and interest flows - received within 30 days - from securities

Regulation (EU) No 575/2013 (CRR) · Art. 32

EBA Rejected question

Submitted 2022-02-18

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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