EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,822 Q&As matching current filters · page 52 of 177
Technical Provisions (TPs)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 18
Answered 2021-08-17
Technical Provisions (TPs)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 35
Answered 2021-08-17
Reinsurance
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 107
Answered 2021-08-17
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-11
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-11
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-11
Validations
Guidelines on reporting and public disclosure · Art. N/A
Answered 2021-08-11
Definitions (Art. 2 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. Point (1) and (3) of Article 2 (1)
Answered 2021-08-09
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-09
Disclosure Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-08-09
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. QRT E.02.01.16
Answered 2021-08-09
Distribution of subscription ratings and disclosure of inside information
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
Answered 2021-08-06
Credit ratings, rating outlooks and information relating thereto, pursuant to article 10(2a) of Regulation No 1060/2009
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
Answered 2021-08-06
Disclosure to the public of credit ratings and inside information
Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity
Answered 2021-08-06
Large Exposures Reporting - Reporting of Shadow Banking Positions under EBA Taxonomy 3.0
Regulation (EU) No 575/2013 (CRR) · Art. Article 394(2) CRR
Answered 2021-08-06
Risk Free Rate (RFR)
Risk-Free Interest Rate - VA calculations · Art. N/A
Answered 2021-08-02
Risk Free Rate (RFR)
Risk-Free Interest Rate - Extrapolation · Art. N/A
Answered 2021-08-02
Risk Free Rate (RFR)
Risk-Free Interest Rate - VA calculations · Art. N/A
Answered 2021-08-02
Risk Free Rate (RFR)
Risk-Free Interest Rate - Credit and currency adjustments · Art. N/A
Answered 2021-08-02
Risk Free Rate (RFR)
Risk-Free Interest Rate - General questions · Art. N/A
Answered 2021-08-02
Risk Free Rate (RFR)
Risk-Free Interest Rate - VA representative portfolios · Art. Technical documentation of the methodology to derive EIOPA’s risk-free interest rate term structures
Answered 2021-08-02
Strong customer authentication (SCA) Knowledge element: Place of Birth and Date of Birth
Directive 2015/2366/EU (PSD2) · Art. 4
Answered 2021-07-30
Disclosure Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-07-30
Soglia di materialità - Calendar Provisioning - Matheriality threshold - Calendar provisioning
Regulation (EU) No 575/2013 (CRR) · Art. 47a
Answered 2021-07-30
Disclosure Templates
Guidelines on group solvency · Art. N/A
Answered 2021-07-30
Obligor level
Regulation (EU) No 575/2013 (CRR) · Art. 178
Answered 2021-07-30
Clarification on where the creation of the authentication code with dynamic linking for strong customer authentication (SCA) for electronic remote payment needs to be done
Directive 2015/2366/EU (PSD2) · Art. 97
Answered 2021-07-30
RWA formula for defaulted exposures where institutions use own estimates of LGDs
Regulation (EU) No 575/2013 (CRR) · Art. 153
Answered 2021-07-30
Treatment of loans for LBO financing according to the GLs on high risk items
Regulation (EU) No 575/2013 (CRR) · Art. 128
Answered 2021-07-30
Risk Free Rate (RFR)
Risk-Free Interest Rate - VA calculations · Art. N/A
Answered 2021-07-30
Applicability of Look through Approach to SPV (Article 132 CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 132
Answered 2021-07-30
Eligibility of Sovereign Guarantee for which Permanent Partial Use Applies against IRB Exposure
Regulation (EU) No 575/2013 (CRR) · Art. 201
Answered 2021-07-30
Scope of the Benchmark Regulation (ESMA70-145-114 Q&As BMR - Q&A 4.7)
Benchmarks Regulation (BMR) - Regulation 2016/1011
Answered 2021-07-29
Redeemable debt securities
Prospectus Regulation 2017/1129
Answered 2021-07-27
Profit Estimate
Prospectus Regulation 2017/1129
Answered 2021-07-27
Offers of Warrants
Prospectus Regulation 2017/1129
Answered 2021-07-27
Offer of securities to the public
Prospectus Regulation 2017/1129
Answered 2021-07-27
Interim Financial Information
Prospectus Regulation 2017/1129
Answered 2021-07-27
Restrictions on the transferability of shares (ESMA31-62-1258 Q&A14.14)
Prospectus Regulation 2017/1129
Answered 2021-07-27
Secondary issuance prospectus for issuers listed on SME Growth markets (ESMA31-62-1258 Q&A 14.15)
Prospectus Regulation 2017/1129
Answered 2021-07-27
Home Member State - Choice of the home Member State
Prospectus Regulation 2017/1129
Answered 2021-07-27
DPM 3.0 - C80.00 - C84.00 - Inconsistent modelisation and validation rules v10127_m and v10143_m.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-07-23
DPM 3.0 validation rules for C84 total RSF
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2021-07-23
MiFIR data reporting - LEI of the issuer
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2021-07-19
Other
(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Article 18(1)(a)
Answered 2021-07-19
Other
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2021-07-19
Other
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. Article 184 of the Delegated Acts - Standard Formula 2018 review
Answered 2021-07-19
Application of Level 3 guidance to EU Recovery Prospectuses (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2021-07-16
Performance fees
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU · Art. Section XV: ESMA’s guidelines on performance fees in UCITS and certain types of AIFs
Answered 2021-07-16
Updating the information in a tripartite prospectus after an RD or URD has expired (Deleted 09/09/2026)
Prospectus Regulation 2017/1129
Answered 2021-07-16
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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