EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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391 Q&As matching current filters · page 5 of 8

Appointment of management body of a bridge institution

Directive 2014/59/EU (BRRD) · Art. 41

EBA Final Q&A

Answered 2015-10-16

Referencing in Article 41

Directive 2014/59/EU (BRRD) · Art. 41

EBA Final Q&A

Answered 2015-10-02

Authorisation of the bridge institution

Directive 2014/59/EU (BRRD) · Art. 40

EBA Final Q&A

Answered 2015-10-02

Joint control (by more than one Union parent undertaking) over a subsidiary

Directive 2014/59/EU (BRRD) · Art. 7

EBA Final Q&A

Answered 2015-07-24

Powers of the temporary administrator

Directive 2014/59/EU (BRRD) · Art. 29

EBA Final Q&A

Answered 2015-07-24

Group recovery plans with regard to non-EU subsidiaries

Directive 2014/59/EU (BRRD) · Art. 7

EBA Final Q&A

Answered 2015-07-24

Institution or entity in Article 19 (3) (a)

Directive 2014/59/EU (BRRD) · Art. 19

EBA Final Q&A

Answered 2015-07-24

Contents of group resolution plans

Directive 2014/59/EU (BRRD) · Art. 12

EBA Final Q&A

Answered 2015-07-24

Authorisation to breach large exposures requirements in the context of IGFS

Directive 2014/59/EU (BRRD) · Art. 23

EBA Final Q&A

Answered 2015-07-24

Intra-Group Financial Support to subsidiaries in third countries

Directive 2014/59/EU (BRRD) · Art. 19

EBA Final Q&A

Answered 2015-07-24

Usage of Multiple Point of Entry (MPE) and Single Point of Entry (SPE) in resolution plans (scenarios)

Directive 2014/59/EU (BRRD) · Art. 10, 12

EBA Final Q&A

Answered 2015-07-24

Provision of IGFS under Article 23

Directive 2014/59/EU (BRRD) · Art. 23

EBA Final Q&A

Answered 2015-07-24

Interpretation of “group headed by the Union parent undertaking” in Article 7 (1)

Directive 2014/59/EU (BRRD) · Art. 7

EBA Final Q&A

Answered 2015-07-24

Assessment of group recovery plans

Directive 2014/59/EU (BRRD) · Art. 6

EBA Final Q&A

Answered 2015-07-24

Meaning of “where relevant” in Article 4

Directive 2014/59/EU (BRRD) · Art. 4

EBA Final Q&A

Answered 2015-07-24

Third country resolution proceedings

Directive 2014/59/EU (BRRD) · Art. 2

EBA Final Q&A

Answered 2015-07-24

EBA Guidelines to assess the impact of an institution's failure on financial markets, on other institutions and on funding conditions (Article 4 (5))

Directive 2014/59/EU (BRRD) · Art. 4

EBA Final Q&A

Answered 2015-07-24

Designation of several authorities as resolution authority

Directive 2014/59/EU (BRRD) · Art. 3

EBA Final Q&A

Answered 2015-07-24

Cooperation, collaboration and assistance of the competent authority to the resolution authority

Directive 2014/59/EU (BRRD) · Art. 3

EBA Final Q&A

Answered 2015-07-24

Entity that formally is not a part of public administration as resolution authority

Directive 2014/59/EU (BRRD) · Art. 3

EBA Final Q&A

Answered 2015-07-24

Interpretation of the requirement of structural separation of the competent (supervisory) and resolution functions

Directive 2014/59/EU (BRRD) · Art. 3

EBA Final Q&A

Answered 2015-07-24

Definition of branches of institutions that are established outside the Union

Directive 2014/59/EU (BRRD) · Art. 1

EBA Final Q&A

Answered 2015-07-24

Clarification to Recital 41

Directive 2014/59/EU (BRRD) · Art. Recital 41

EBA Final Q&A

Answered 2015-07-24

Basis for ex-ante contributions to resolution financing arrangements

Directive 2014/59/EU (BRRD) · Art. 103

EBA Final Q&A

Answered 2015-07-24

Annual Contribution of institutions - determination of the risk weight / use of indicators

Directive 2014/59/EU (BRRD) · Art. 103

EBA Final Q&A

Answered 2015-07-24

Annual Contribution of institutions - determination of the basis for annual contributions and the risk weight / use of CRDIV/CRR terminology

Directive 2014/59/EU (BRRD) · Art. 103

EBA Final Q&A

Answered 2015-07-24

Exclusion of Intragroup Liabilities - General Rule

Directive 2014/59/EU (BRRD) · Art. 103

EBA Final Q&A

Answered 2015-07-24

Client money

Directive 2014/59/EU (BRRD) · Art. 44

EBA Final Q&A

Answered 2015-07-24

Treatment of specific liabilities - even deduction

Directive 2014/59/EU (BRRD) · Art. 103

EBA Final Q&A

Answered 2015-05-22

Defintion of “micro, small and medium sized enterprises”

Directive 2014/59/EU (BRRD) · Art. 108

EBA Final Q&A

Answered 2015-05-08

Client money

Directive 2014/59/EU (BRRD) · Art. 44

EBA Final Q&A

Answered 2015-05-08

Removal of Senior Management

Directive 2014/59/EU (BRRD) · Art. 27, 28

EBA Final Q&A

Answered 2015-04-17

Solvency in the context of Article 32(4)(d)

Directive 2014/59/EU (BRRD) · Art. 32

EBA Final Q&A

Answered 2015-04-17

Intra-group financial support with regard to third countries

Directive 2014/59/EU (BRRD) · Art. 19

EBA Final Q&A

Answered 2015-02-06

Differences between proportionality in the CRD IV and Simplified obligations in the BRRD.

Directive 2014/59/EU (BRRD) · Art. 4

EBA Final Q&A

Answered 2015-02-06

Meaning of "initial" recovery plan

Directive 2014/59/EU (BRRD) · Art. 27

EBA Final Q&A

Answered 2015-02-06

Use of the resolution fund

Directive 2014/59/EU (BRRD) · Art. 101

EBA Final Q&A

Answered 2015-02-06

Simplified obligations regarding recovery and resolution plans for a subsidiary constituting a significant share in the financial system of a Member State

Directive 2014/59/EU (BRRD) · Art. 4

EBA Final Q&A

Answered 2015-02-06

Notification of stakeholders in the context of intra-group financial support

Directive 2014/59/EU (BRRD) · Art. 25

EBA Final Q&A

Answered 2015-02-06

Transfer of assets / Consideration paid by the purchaser

Directive 2014/59/EU (BRRD) · Art. 38, 39

EBA Final Q&A

Answered 2015-02-06

Transfer of shareholders in the context of sale of business, Bridge Bank, Asset Separation

Directive 2014/59/EU (BRRD) · Art. 43

EBA Final Q&A

Answered 2015-02-06

Relation between the sale of business tool and take-over bid requirements

Directive 2014/59/EU (BRRD) · Art. 38

EBA Final Q&A

Answered 2015-02-06

Liabilities guaranteed by third parties subject to bail-in

Directive 2014/59/EU (BRRD) · Art. 2, 44

EBA Final Q&A

Answered 2015-02-06

Asset transfer in case of sale of business tool

Directive 2014/59/EU (BRRD) · Art. 38, 83

EBA Final Q&A

Answered 2015-02-06

Clarificaion of "value of an instrument" in Article 48(2)

Directive 2014/59/EU (BRRD) · Art. 48

EBA Final Q&A

Answered 2015-02-06

Resolution powers in relation to third country branches

Directive 2014/59/EU (BRRD) · Art. 96

EBA Final Q&A

Answered 2015-02-06

Approval of business reorganisation plan

Directive 2014/59/EU (BRRD) · Art. 52

EBA Final Q&A

Answered 2015-02-06

Deposit Guarantee Scheme (DGS) contributions couning towards the 8% requirement

Directive 2014/59/EU (BRRD) · Art. 44, 109

EBA Final Q&A

Answered 2015-02-06

Transfer of rights and liabilities in the context of the Asset Separation Tool

Directive 2014/59/EU (BRRD) · Art. 42

EBA Final Q&A

Answered 2015-02-06

Appointment of Temporary Administrator

Directive 2014/59/EU (BRRD) · Art. 29

EBA Final Q&A

Answered 2015-01-30

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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