EU Financial Regulatory Q&A Database

Appointment of management body of a bridge institution

Directive 2014/59/EU (BRRD) · Art. 41

Referencing in Article 41

Directive 2014/59/EU (BRRD) · Art. 41

Authorisation of the bridge institution

Directive 2014/59/EU (BRRD) · Art. 40

Usage of Multiple Point of Entry (MPE) and Single Point of Entry (SPE) in resolution plans (scenarios)

Directive 2014/59/EU (BRRD) · Art. 10, 12

Contents of group resolution plans

Directive 2014/59/EU (BRRD) · Art. 12

Provision of IGFS under Article 23

Directive 2014/59/EU (BRRD) · Art. 23

Authorisation to breach large exposures requirements in the context of IGFS

Directive 2014/59/EU (BRRD) · Art. 23

Institution or entity in Article 19 (3) (a)

Directive 2014/59/EU (BRRD) · Art. 19

Intra-Group Financial Support to subsidiaries in third countries

Directive 2014/59/EU (BRRD) · Art. 19

Joint control (by more than one Union parent undertaking) over a subsidiary

Directive 2014/59/EU (BRRD) · Art. 7

Group recovery plans with regard to non-EU subsidiaries

Directive 2014/59/EU (BRRD) · Art. 7

Powers of the temporary administrator

Directive 2014/59/EU (BRRD) · Art. 29

Meaning of “where relevant” in Article 4

Directive 2014/59/EU (BRRD) · Art. 4

Interpretation of “group headed by the Union parent undertaking” in Article 7 (1)

Directive 2014/59/EU (BRRD) · Art. 7

Assessment of group recovery plans

Directive 2014/59/EU (BRRD) · Art. 6

Third country resolution proceedings

Directive 2014/59/EU (BRRD) · Art. 2

EBA Guidelines to assess the impact of an institution's failure on financial markets, on other institutions and on funding conditions (Article 4 (5))

Directive 2014/59/EU (BRRD) · Art. 4

Designation of several authorities as resolution authority

Directive 2014/59/EU (BRRD) · Art. 3

Cooperation, collaboration and assistance of the competent authority to the resolution authority

Directive 2014/59/EU (BRRD) · Art. 3

Entity that formally is not a part of public administration as resolution authority

Directive 2014/59/EU (BRRD) · Art. 3

Interpretation of the requirement of structural separation of the competent (supervisory) and resolution functions

Directive 2014/59/EU (BRRD) · Art. 3

Definition of branches of institutions that are established outside the Union

Directive 2014/59/EU (BRRD) · Art. 1

Clarification to Recital 41

Directive 2014/59/EU (BRRD) · Art. Recital 41

Annual Contribution of institutions - determination of the basis for annual contributions and the risk weight / use of CRDIV/CRR terminology

Directive 2014/59/EU (BRRD) · Art. 103

Annual Contribution of institutions - determination of the risk weight / use of indicators

Directive 2014/59/EU (BRRD) · Art. 103

Basis for ex-ante contributions to resolution financing arrangements

Directive 2014/59/EU (BRRD) · Art. 103

Exclusion of Intragroup Liabilities - General Rule

Directive 2014/59/EU (BRRD) · Art. 103

Client money

Directive 2014/59/EU (BRRD) · Art. 44

Treatment of specific liabilities - even deduction

Directive 2014/59/EU (BRRD) · Art. 103

Client money

Directive 2014/59/EU (BRRD) · Art. 44

Defintion of “micro, small and medium sized enterprises”

Directive 2014/59/EU (BRRD) · Art. 108

Removal of Senior Management

Directive 2014/59/EU (BRRD) · Art. 27, 28

Solvency in the context of Article 32(4)(d)

Directive 2014/59/EU (BRRD) · Art. 32

Intra-group financial support with regard to third countries

Directive 2014/59/EU (BRRD) · Art. 19

Meaning of "initial" recovery plan

Directive 2014/59/EU (BRRD) · Art. 27

Differences between proportionality in the CRD IV and Simplified obligations in the BRRD.

Directive 2014/59/EU (BRRD) · Art. 4

Use of the resolution fund

Directive 2014/59/EU (BRRD) · Art. 101

Simplified obligations regarding recovery and resolution plans for a subsidiary constituting a significant share in the financial system of a Member State

Directive 2014/59/EU (BRRD) · Art. 4

Notification of stakeholders in the context of intra-group financial support

Directive 2014/59/EU (BRRD) · Art. 25

Transfer of assets / Consideration paid by the purchaser

Directive 2014/59/EU (BRRD) · Art. 38, 39

Asset transfer in case of sale of business tool

Directive 2014/59/EU (BRRD) · Art. 38, 83

Liabilities guaranteed by third parties subject to bail-in

Directive 2014/59/EU (BRRD) · Art. 2, 44

Clarificaion of "value of an instrument" in Article 48(2)

Directive 2014/59/EU (BRRD) · Art. 48

Relation between the sale of business tool and take-over bid requirements

Directive 2014/59/EU (BRRD) · Art. 38

Resolution powers in relation to third country branches

Directive 2014/59/EU (BRRD) · Art. 96

Approval of business reorganisation plan

Directive 2014/59/EU (BRRD) · Art. 52

Deposit Guarantee Scheme (DGS) contributions couning towards the 8% requirement

Directive 2014/59/EU (BRRD) · Art. 44, 109

Transfer of rights and liabilities in the context of the Asset Separation Tool

Directive 2014/59/EU (BRRD) · Art. 42

Transfer of shareholders in the context of sale of business, Bridge Bank, Asset Separation

Directive 2014/59/EU (BRRD) · Art. 43

Non transferred assets, rights and liabilities of shareholders or creditors

Directive 2014/59/EU (BRRD) · Art. 38, 40, 42