EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

EBA 4,397 ESMA 1,523 EIOPA 2,635 Joint Committee 256

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2,045 Q&As matching current filters · page 41 of 41

Recognition of minority interest of a subsidiary subject to own funds requirements on individual level

Regulation (EU) No 575/2013 (CRR) · Art. 84, 85, 87

EBA Question under review

Submitted 2023-02-09

SRT test in securitisations

Regulation (EU) No 575/2013 (CRR) · Art. 244 and 245

EBA Question under review

Submitted 2022-12-30

Exemption of exposures to public sector entities

Regulation (EU) No 575/2013 (CRR) · Art. 429a

EBA Question under review

Submitted 2022-10-28

Treatment of multi-seller securitisations in CRR

Regulation (EU) No 575/2013 (CRR) · Art. 244 and 268

EBA Question under review

Submitted 2022-06-22

Scope of Prudential consolidation

Regulation (EU) No 575/2013 (CRR) · Art. 22

EBA Question under review

Submitted 2022-05-17

EAD value for CVA calculation

Regulation (EU) No 575/2013 (CRR) · Art. 384

EBA Question under review

Submitted 2022-03-23

Calculation of a Prudent Value in combination with CET1-Deduction according to article 89 and 90 CRR

Regulation (EU) No 575/2013 (CRR) · Art. 105

EBA Question under review

Submitted 2022-03-11

Exposure class for fair value changes of the hedged items in portfolio hedge of interest rate risk

Regulation (EU) No 575/2013 (CRR) · Art. 112

EBA Question under review

Submitted 2022-02-11

Calculation of the CET1 deduction for non-performing exposures (NPEs)

Regulation (EU) No 575/2013 (CRR) · Art. 36 (1) m, 47a-c and 469a CRR

EBA Question under review

Submitted 2022-02-02

Application of Article 22 CRR for (mixed) financial holding companies in light of the approval procedure under Article 21a CRD

Regulation (EU) No 575/2013 (CRR) · Art. 22

EBA Question under review

Submitted 2021-11-19

Scope of prudential consolidation

Regulation (EU) No 575/2013 (CRR) · Art. 22

EBA Question under review

Submitted 2021-11-11

Definition of long/short derivative positions

Regulation (EU) No 575/2013 (CRR) · Art. 273a

EBA Question under review

Submitted 2021-10-14

Relevance of a person association's purpose for SME supporting factor application

Regulation (EU) No 575/2013 (CRR) · Art. 501

EBA Question under review

Submitted 2021-09-20

Interdependent assets and liabilities – NSFR treatment for centralised regulated savings

Regulation (EU) No 575/2013 (CRR) · Art. 428f

EBA Question under review

Submitted 2021-07-12

Definition of parent undertaking for the purposes of CRR

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Question under review

Submitted 2021-07-09

Deduction of software assets from Common Equity Tier 1 capital (hereinafter CET1) for investment firms of Class 2 and Class 3

Regulation (EU) No 575/2013 (CRR) · Art. 36

EBA Question under review

Submitted 2021-07-07

Specific Wrong-Way risk (SWWR) – Identification and treatment with respect to transactions referencing a basket of names or an index

Regulation (EU) No 575/2013 (CRR) · Art. 291

EBA Question under review

Submitted 2021-06-22

Exemption from and alternatives to deduction from Common Equity Tier 1 items

Regulation (EU) No 575/2013 (CRR) · Art. 46, 48

EBA Question under review

Submitted 2021-05-28

Point in time when facility or limit is considered to be a commitment

Regulation (EU) No 575/2013 (CRR) · Art. 166

EBA Question under review

Submitted 2021-05-02

treatment of uncommitted facilities / limits

Regulation (EU) No 575/2013 (CRR) · Art. 166

EBA Question under review

Submitted 2021-05-02

Treatment of committed facilities with unadvised limits

Regulation (EU) No 575/2013 (CRR) · Art. 166

EBA Question under review

Submitted 2021-05-02

Definition of subsidiary for the purposes of the CRR

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Question under review

Submitted 2020-10-22

Determination of a default risk-free discount factor

Regulation (EU) No 575/2013 (CRR) · Art. 132c

EBA Question under review

Submitted 2020-09-24

Institution responsible for compliance with the requirements on a consolidated basis in a horizontally consolidated group

Regulation (EU) No 575/2013 (CRR) · Art. 18

EBA Question under review

Submitted 2020-08-13

Mapping to exposure classes

Regulation (EU) No 575/2013 (CRR) · Art. 112

EBA Question under review

Submitted 2020-07-25

Definition of qualifying holding according to Article 4 (1) 36 CRR2

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Question under review

Submitted 2020-06-05

Implementation of this article for subsidiaries that do not belong to the same resolution group as the EU parent institution.

Regulation (EU) No 575/2013 (CRR) · Art. 72e

EBA Question under review

Submitted 2020-01-27

Treatment of unfunded default fund contributions.

Regulation (EU) No 575/2013 (CRR) · Art. Articel 429

EBA Question under review

Submitted 2020-01-06

Off balance sheet items in scope of the credit risk framework

Regulation (EU) No 575/2013 (CRR) · Art. 5

EBA Question under review

Submitted 2019-10-24

Eligibility of convertible instruments as financial collateral

Regulation (EU) No 575/2013 (CRR) · Art. 197

EBA Question under review

Submitted 2019-02-04

Treatment of CIUs in internal model for market risk – partial use

Regulation (EU) No 575/2013 (CRR) · Art. 350

EBA Question under review

Submitted 2018-11-20

Treatment of exposures to non-EU equivalent investment firms, non-EU equivalent credit institutions and non-EU equivalent exchanges.

Regulation (EU) No 575/2013 (CRR) · Art. 107

EBA Question under review

Submitted 2016-05-19

Transitional provision for deferred tax assets that rely on future profitability

Regulation (EU) No 575/2013 (CRR) · Art. 478

EBA Final Q&A

Submitted 2013-07-18

Definition of default in terms of days

Regulation (EU) No 575/2013 (CRR) · Art. 178

EBA Final Q&A

Submitted 2013-07-12

FINREP Date of initial application

Regulation (EU) No 575/2013 (CRR) · Art. 521

EBA Final Q&A

Submitted 2013-07-05

Definición de PYME - SME definition

Regulation (EU) No 575/2013 (CRR) · Art. 123

EBA Final Q&A

Submitted 2013-07-05

Credit risk mitigation techniques - independent, written and reasoned legal opinions

Regulation (EU) No 575/2013 (CRR) · Art. 194

EBA Final Q&A

Submitted 2013-07-04

Grandfathering of own funds instruments

Regulation (EU) No 575/2013 (CRR) · Art. 483

EBA Final Q&A

Submitted 2013-07-03

Grandfathering of own funds instruments

Regulation (EU) No 575/2013 (CRR) · Art. 484

EBA Final Q&A

Submitted 2013-07-03

Grandfathering of own funds instruments

Regulation (EU) No 575/2013 (CRR) · Art. 484

EBA Final Q&A

Submitted 2013-07-03

Application of requirements on a sub-consolidated basis

Regulation (EU) No 575/2013 (CRR) · Art. 11

EBA Final Q&A

Submitted 2013-07-03

Application of national liquidity requirements prior to binding EU requirements

Regulation (EU) No 575/2013 (CRR) · Art. 412

EBA Final Q&A

Submitted 2013-07-03

Recognition of Additional Tier 1 and Tier 2

Regulation (EU) No 575/2013 (CRR) · Art. 92

EBA Final Q&A

Submitted 2013-07-03

Grandfathering of own funds instruments

Regulation (EU) No 575/2013 (CRR) · Art. 489

EBA Final Q&A

Submitted 2013-07-03

Grandfathering of own funds instruments

Regulation (EU) No 575/2013 (CRR) · Art. 48

EBA Final Q&A

Submitted 2013-07-03

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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