EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
192 Q&As matching current filters · page 4 of 4
Reporting information for private securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Clarifications for field Defaulted Exposures
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Validation of information in an STS Notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Responsibility for information contained in an STS notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
First date at which ESMA will receive an STS notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Origination Channel
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Obligor Basel III Segment
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Primary Income Verification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Clarifications for field Securitisation Excess Spread and Excess Spread Trapping Mechanism
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Timing of reporting of Inside Information and Significant Event Information
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Reporting of further loans in the underlying exposure templates
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Use of proxy data in the disclosure technical standards
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Use of ‘No Data’ options in Annex 11
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Reporting provisions for Master Trust securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Questions relating to principal and interest recoveries.
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Definition of ‘default’, where not specified
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Interest rate reset interval for certain fixed rate products
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 6 and 7: Underlying Exposures - Credit Cards and Consumer - Pool Addition Date
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 4: Underlying Exposures - Corporate - Market Value
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Information which will be available on ESMA’s website regarding STS notifications
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 14 and 15: Inside Information or Significant Event Information - Step-Up/Step-Down Coupon Value
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Differences in the same field vs. other existing templates
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Use of the response option ‘OTHR’ (i.e. ‘Other’) in {LIST} fields.
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Rounding numerical fields
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Total Credit Limit
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Primary Income Currency
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annexes 6 and 7: Underlying Exposures - Credit Cards and Consumer - What level of the credit card receivable is the ‘underlying exposure’? The account or the product/card level?
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annexes 5 and 8: Underlying Exposures – Automobile and Leasing - Original Loan-To-Value
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annex 4: Underlying Exposures - Corporate - Collateral valuation fields for corporate and leveraged lending
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Revision Margin and Revision Date fields
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Use LDOR code in the field for ‘Current Interest Rate Index’ or ‘Revised Interest Rate Index’
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Reporting frequency for ABCP transactions
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annexes 14 and 15: Inside Information or Significant Event Information - Perfection Of Sale: how should this be completed for CLO securitisations?
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annex 4: Underlying Exposures - Corporate - Managed by CLO
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Legal Entity Identifier fields and the Global Legal Entity Identifier Foundation?
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
How to provide the amount guaranteed for underlying exposures (collateral section)
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Definition of ‘arrears’
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Purpose RREL27
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Disclosures for public vs. private securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Change of the reporting entity and unique identifier fields Unique identifier: RREL1; CREL1; CRPL1; AUTL1; CMRL1; CCDL1; LESL1; ESTL1; IVSS1; IVAS1; IVAN1
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annex 3: Underlying Exposures - Commercial Real Estate - Sponsor
Securitisation Regulation (EU) 2017/2402
Submitted 2021-11-15
Arrears Breakdown and Number Of Days In Arrears fields
Securitisation Regulation (EU) 2017/2402
Submitted 2021-05-28
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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