EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
192 Q&As matching current filters · page 4 of 4
Definition of ‘default’, where not specified
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Interest rate reset interval for certain fixed rate products
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 4: Underlying Exposures - Corporate - Market Value
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Index Determination Date
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Covenant Breach / Trigger
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Prepayment Terms Description – make-whole payments
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annex 3: Underlying Exposures - Commercial Real Estate - Total Other Amounts Outstanding
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 14 and 15. How should fields relating to interest rate swaps be completed in the event of multiple interest rate swaps in the securitisation? What about currency swaps that are in the same situation?
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 14 and 15. Fields SSPE Value (SESS10), SSPE Principal Value (SESS11), Note Principal Balance (SESS13) – how should these fields be completed in the event of multiple currencies in the pool of underlying exposures?
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 14 and 15: Inside Information or Significant Event Information - Inside information or significant event information template for private securitisations?
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Interest Collections In The Period
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Information which will be available on ESMA’s website regarding STS notifications
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 6 and 7: Underlying Exposures - Credit Cards and Consumer - Pool Addition Date
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Reporting of risk retention information for ABCP securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Reporting information for private securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 12 and 13: Investor Reports - Clarifications for field Defaulted Exposures
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Validation of information in an STS Notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Responsibility for information contained in an STS notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Percentage of Prepayments Allowed Per Year
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
First date at which ESMA will receive an STS notification
Securitisation Regulation (EU) 2017/2402
Answered 2019-05-27
Annexes 14 and 15: Inside Information or Significant Event Information - Step-Up/Step-Down Coupon Value
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annexes 14 and 15: Inside Information or Significant Event Information - Perfection Of Sale: how should this be completed for CLO securitisations?
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Change of the reporting entity and unique identifier fields Unique identifier: RREL1; CREL1; CRPL1; AUTL1; CMRL1; CCDL1; LESL1; ESTL1; IVSS1; IVAS1; IVAN1
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annex 4: Underlying Exposures - Corporate - Collateral valuation fields for corporate and leveraged lending
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Revision Margin and Revision Date fields
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
How to provide the amount guaranteed for underlying exposures (collateral section)
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Definition of ‘arrears’
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Legal Entity Identifier fields and the Global Legal Entity Identifier Foundation?
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annex 4: Underlying Exposures - Corporate - Managed by CLO
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Purpose RREL27
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Reporting frequency for ABCP transactions
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Disclosures for public vs. private securitisations
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Primary Income Currency
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Use of the response option ‘OTHR’ (i.e. ‘Other’) in {LIST} fields.
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Differences in the same field vs. other existing templates
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Rounding numerical fields
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Total Credit Limit
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annexes 6 and 7: Underlying Exposures - Credit Cards and Consumer - What level of the credit card receivable is the ‘underlying exposure’? The account or the product/card level?
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annexes 5 and 8: Underlying Exposures – Automobile and Leasing - Original Loan-To-Value
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Use LDOR code in the field for ‘Current Interest Rate Index’ or ‘Revised Interest Rate Index’
Securitisation Regulation (EU) 2017/2402
Answered 2019-01-31
Annex 3: Underlying Exposures - Commercial Real Estate - Sponsor
Securitisation Regulation (EU) 2017/2402
Submitted 2021-11-15
Arrears Breakdown and Number Of Days In Arrears fields
Securitisation Regulation (EU) 2017/2402
Submitted 2021-05-28
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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