EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
188 Q&As matching current filters · page 4 of 4
Scope of reporting on 11.04.2016
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Levels of reporting
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Securitisations and equity exposures
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Joint Decision - Annex III - C105.01 - Column 110
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Portfolio ID Unique Row Identifier in template C 103.00
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-15
Clarifications on Portfolio 1.4 from Annex V (Long/short puts on FTSE 100)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-14
Clarification on lower barrier level for portfolio number 1.16 (FX) from Annex V
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-14
Benchmarking exercise - market risk - clarifications on Annex V portfolios
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-14
SBP: Missmatch between predefined values of dimension (ei385) and expected values from EBA
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-09
Annex I template 103 collateral types mortgages non-SME
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-09
Mortgages non-defaulted with unknown ILTV
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-09
Market Risk Benchmarking Portfolios: Clarifications regarding the portfolios set out in Annex V
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-08
EBA Final Draft Implementing Technical Standards on benchmark portfolios - question on the trade templates
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-10-07
Definition of 'continuity'
Directive 2013/36/EU (CRD) · Art. Recital 14
Submitted 2015-09-30
PD selection in case of substitution approach
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-30
Definition of the counterparty size in case of substitution approach application
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-30
Correct scope of clusters based on collateralisation status and collateral type
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-30
Supervisory Benchmarking exercise for 2015 - Market Risk related
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-29
A clarification about the collateral value to provide in the relevant templates is required
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
A confirmation about the legal reference reported in Annex IV is required
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
How to manage different local rating scales
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
Clarification for filling the 'Not applicable' value in Annex II and IV
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
A confirmation is required about the rules to fill the EBA Benchmarking templates
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
Identification of exposures treated under Standard approach
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
Given the legal reference reported in the Annex IV, a clarification about the annual default rate computation is required
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-11
Completion of Annex I, Template C103.00 of the ITS needed?
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-09-08
Calculation of Default rate past 5 years and Loss rate past 5 years
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-08-25
Reporting of different AIRB models in the same benchmarking class (portfolio) - credit risk
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2015-08-25
Countercyclical capital buffer (CCB) relevant exposures
Directive 2013/36/EU (CRD) · Art. 140
Submitted 2015-07-08
Activities subject to mutual recognition
Directive 2013/36/EU (CRD) · Art. Annex I
Submitted 2014-10-15
Calculation of the remuneration bracket
Directive 2013/36/EU (CRD) · Art. 94
Submitted 2014-06-24
Shareholder approval for a firm to increase the permitted ratio of fixed to variable remuneration
Directive 2013/36/EU (CRD) · Art. 94
Submitted 2014-06-04
Remuneration - Secondment contracts
Directive 2013/36/EU (CRD) · Art. 92
Submitted 2013-11-27
Requirement to establish a risk/audit committee
Directive 2013/36/EU (CRD) · Art. 76
Submitted 2013-09-10
Frequency of reporting, submission dates, reference year for information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Retention bonuses
Directive 2013/36/EU (CRD) · Art. 94
Submitted 2013-07-03
Scope of institutions subject to the data collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Scope of the institutions subject to the data collection
Directive 2013/36/EU (CRD) · Art. 75, 47
Submitted 2013-07-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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