EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,817 Q&As matching current filters · page 37 of 177
Investor protection and marketing communication
Regulation 2020/1503 - European crowdfunding service providers for business
Answered 2022-12-16
Authorisation and supervision of CSPs
Regulation 2020/1503 - European crowdfunding service providers for business
Answered 2022-12-16
Transaction reporting
Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) · Art. MiFID RTS 22
Answered 2022-12-16
Reporting (Art. 40 PEPP)
(EU) 2019/1238 - Pan-European Personal Pension Product (PEPP) · Art. 40
Answered 2022-12-16
Multilateral and bilateral systems - Systematic internalisers
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2022-12-16
Reporting by IORPs
(EU) 2016/2341 - IORP II Directive · Art. N/A
Answered 2022-12-16
Group Own funds
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 222
Answered 2022-12-16
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive
Answered 2022-12-16
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive
Answered 2022-12-16
Own Funds (OF)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Article 9,15, 76 of the Delegated Acts; Article 75 of SII Directive
Answered 2022-12-15
Reporting Templates
Guidelines on reporting and public disclosure · Art. INSTRUCTIONS REGARDING REPORTING TEMPLATES FOR INDIVIDUAL UNDERTAKINGS
Answered 2022-12-14
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive
Answered 2022-12-14
Technical Provisions (TPs)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 18
Answered 2022-12-14
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 189
Answered 2022-12-13
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive
Answered 2022-12-13
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive
Answered 2022-12-13
Disclosure Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive
Answered 2022-12-13
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 84
Answered 2022-12-13
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. N/A
Answered 2022-12-01
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Template S.04.05
Answered 2022-12-01
Packaged retail and insurance-based investment products (PRIIPs)
(EU) 2017/653 - PRIIPs Delegated Regulation for key information document · Art. Annex IV
Answered 2022-12-01
Packaged retail and insurance-based investment products (PRIIPs)
(EU) No 1286/2014 - PRIIPs Regulation · Art. N/A
Answered 2022-12-01
Key information document (KID)
(EU) 2017/653 - PRIIPs Delegated Regulation for key information document · Art. N/A
Answered 2022-12-01
Reporting Templates
(EU) No 2015/2451 - templates and structure of the disclosure of specific information by supervisory authorities · Art. Article 35 of SII Directive
Answered 2022-11-25
Clarification on summing columns in Template 10 "Other climate change mitigating actions that are not covered in the EU Taxonomy"
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2022-11-25
Template 5: Banking book - Climate change physical risk: Exposures subject to physical risks
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2022-11-25
Template 10: Other climate change mitigating actions - Scope of Bonds and Loans
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2022-11-25
Template 2 - Row 5 subset
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2022-11-25
Template 5 - Definition of time horizons
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2022-11-25
Template 10: other climate change mitigating actions - Columns d and e
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2022-11-25
Use of Turnover taxonomy eligibility/alignment or Capex taxonomy eligibility/alignment for Pillar 3 Risks ESG disclosures
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2022-11-25
Maturity reporting for Pillar 3 ESG risks disclosure, Template 1 and 5
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2022-11-25
Multiple collaterals reporting for Pillar 3 ESG risks disclosure, Template 2 and 5
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2022-11-25
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, Guidelines on reporting and public disclosure · Art. Article 35 of SII Directive
Answered 2022-11-25
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, Guidelines on reporting and public disclosure · Art. Article 35 of SII Directive
Answered 2022-11-25
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, Guidelines on reporting and public disclosure · Art. Article 35 of SII Directive
Answered 2022-11-25
Template 10: Other climate change mitigating actions - Repurchases double counting
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2022-11-25
Template 10: Other climate change mitigating actions - Covered bonds
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2022-11-25
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive
Answered 2022-11-25
Insurance product information document / IPID (Art. 20 para. 7 and 8 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. 20
Answered 2022-11-25
Reinsurance
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 172-175 of SII Directive; 211 of Delegated Regulation (EU) No. 2015/35
Answered 2022-11-25
Scope (Art. 1 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. 1
Answered 2022-11-25
Scope (Art. 1 IDD)
(EU) No 2016/97 - Insurance Distribution Directive · Art. 1
Answered 2022-11-25
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 192(3a) to (3c); 192a
Answered 2022-11-24
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 130(2)(3); 131; 132 (2)
Answered 2022-11-24
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive
Answered 2022-11-21
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, Guidelines on reporting and public disclosure · Art. Article 35 of SII Directive
Answered 2022-11-21
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive
Answered 2022-11-21
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive
Answered 2022-11-21
Reporting Templates
(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision
Answered 2022-11-21
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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