EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,822 Q&As matching current filters · page 34 of 177
Consistency in the treatment of multiple defaults
Regulation (EU) No 575/2013 (CRR) · Art. 144
Answered 2023-03-17
PISP obligations to conduct CDD
Directive (EU) 2015/849 (AMLD) · Art. 11
Answered 2023-03-17
Establishment and appointment of a CCP
Directive (EU) 2015/849 (AMLD) · Art. 45
Answered 2023-03-17
Determination of risk weight for a pass-through SPE exposure with underlying assets where the transaction does not fulfil the conditions for securitisations according to Article 4(1)(61) CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 112, 122 in conjunction with 390 (7)
Answered 2023-03-17
Application of the NPL ratio
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-17
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35 of SII Directive; CIC 3 and CIC 4
Answered 2023-03-16
Financial Stability Reporting
Guidelines on reporting for financial stability purposes · Art. new template S.14.05
Answered 2023-03-16
Reporting Templates
(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. N/A
Answered 2023-03-16
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 116
Answered 2023-03-16
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. 35
Answered 2023-03-16
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 189 and 202
Answered 2023-03-15
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive
Answered 2023-03-15
Technical Provisions (TPs)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Delegated Regulation Articles 17, 18, 28; SII Directive 76(4) and 77(2)
Answered 2023-03-14
Partial settlement functionality
Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR
Answered 2023-03-13
Notion of ‘substantive direct or indirect holding’ in Article 3(2) of the AIFMD
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Answered 2023-03-10
Investment in another qualifying venture capital fund/qualifying social entrepreneurship fund
European Venture Capital Regulation (EuVECA) Regulation (EU) No 345/2013 · Art. Regulation (EU) No 346/2013 (“EuSEF Regulation)
Answered 2023-03-10
ESG P3 - Template 7 Decision tree KPI GAR for Financial Corporation
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2023-03-10
ESG P3 - Template 5 - NUTS codes for geographical areas outside EU
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2023-03-10
ESG P3 - Template 1- Attribution factor for financed emissions
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2023-03-10
ESG P3 - Template 1- financed emissions to objects (PCAF-Standard) instead of counterparties
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2023-03-10
ESG P3 - Template 1- Scope 3 financed emissions including scope 1 and 2 of the counterparty
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2023-03-10
ESG P3 - Scope of application of Article 449a
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2023-03-10
Validation Rule EBA_v10013 breaching
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
Template F 11.4
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
Reporting of (Internet) Savings deposit in template F08.01
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
Template F 22.02: Assets involved in the services provided
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
Financial guarantees received reported in F 09.02
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
COREP C 35 - consistency controls among C 35.01, C 35.02 and C 35.03
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
Clarification of the definition for "residence"
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
FINREP V5686_s: for the rows (080;150) Col. 050 > 0
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
C 24.00: Capital multipliers due to model limitations
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
Template 34.02 - Exposure value post-CRM
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
Obligation to report risk-weighted exposures under SEC-ERBA and under SEC-SA as memorandum items in COREP template C 14.01
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
C34.08 report - the collaterals which are related to derivatives, long settlement transactions and SFTs and which are not initial or variation margins should be reported in the Initial margin columns
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2023-03-10
C 34.08 - Collaterals with haircuts
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-03-10
Application of requirements for NPE prudential backstop in connection with the new COREP templates
Regulation (EU) No 575/2013 (CRR) · Art. 47a
Answered 2023-03-10
Gross carrying amount of held for trading financial assets in disclosure of non-performing and forborne exposures
Regulation (EU) No 575/2013 (CRR) · Art. 434a
Answered 2023-03-10
Solvency Capital Requirement (SCR)
(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 187
Answered 2023-03-09
Reporting Templates
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities · Art. Article 35 of SII Directive
Answered 2023-03-09
General provisions
Regulation 2020/1503 - European crowdfunding service providers for business
Answered 2023-03-08
Purchase of credit receivables as a form of 'granting credits'
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2023-03-03
Exposures in default secured by mortgages on residential property
Regulation (EU) No 575/2013 (CRR) · Art. 124, 127
Answered 2023-03-03
Scope of Article 21a(6) CRD
Directive 2013/36/EU (CRD) · Art. 21a
Answered 2023-03-03
Underlying exposures of securitisations and calculation of the applicable amount of insufficient coverage for NPE for the purpose of calculating deductions from CET1 items
Regulation (EU) No 575/2013 (CRR) · Art. 36
Answered 2023-03-03
F 31.01 in combination with Q&A 915
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-02-27
Inclusion of certain AVA categories into the Total AVA in C 32.02
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2023-02-24
Adding to own funds the unredeemed part of own funds.
Regulation (EU) No 575/2013 (CRR) · Art. 77
Answered 2023-02-24
ITS ESG P3 - Template 5 - Physical risk models - Template 1 - Power generation thresholds
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2023-02-17
ITS ESG P3 - Template 2 - Column A & Totals in row 5 and 10
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2023-02-17
ITS ESG P3 - Template 1 - Scope 3 & Sector average emissions intensity
Regulation (EU) No 575/2013 (CRR) · Art. 449a
Answered 2023-02-17
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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