EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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1,595 Q&As matching current filters · page 32 of 32

Application of different Phase-In Rates for the Deduction of Deferred Tax Assets that Rely on Future Profitability

Regulation (EU) No 575/2013 (CRR) · Art. 478

EBA Rejected question

Submitted 2015-04-22

Treatment of an asset resulting from obligatory payments to Deposit Guarantee Scheme in Risk Weighted Assets calculation (Standardised Approach).

Regulation (EU) No 575/2013 (CRR) · Art. 116

EBA Rejected question

Submitted 2015-03-12

Consolidated Risk Retention

Regulation (EU) No 575/2013 (CRR) · Art. 405

EBA Rejected question

Submitted 2015-03-11

Inconsistencies of the CRR due to the Commission Delegated Regulation (EU) 2015/62

Regulation (EU) No 575/2013 (CRR) · Art. 429, 451, 456, 499, 511

EBA Rejected question

Submitted 2015-03-02

Requirements for financial collateral (Covered Bonds)

Regulation (EU) No 575/2013 (CRR) · Art. 207

EBA Rejected question

Submitted 2015-02-27

Applicable exposure class for exposures to institutions based in a third country that does not apply prudential supervisory and regulatory requirements

Regulation (EU) No 575/2013 (CRR) · Art. 107

EBA Rejected question

Submitted 2015-02-06

Covered bonds issued by non-EEA member states

Regulation (EU) No 575/2013 (CRR) · Art. 129

EBA Rejected question

Submitted 2015-01-29

Calculation and reporting of own funds requirement for Market risk: Foreign exchange risk

Regulation (EU) No 575/2013 (CRR) · Art. 351/352

EBA Rejected question

Submitted 2015-01-21

Assignment of irrevocable standby letters of credit and guarantees, which neither have the character of credit substitutes nor are related to trade finance, to the relevant risk category according to Annex I of the CRR.

Regulation (EU) No 575/2013 (CRR) · Art. Annex I

EBA Rejected question

Submitted 2015-01-16

Risk weight of guarantees not in the domestic currency of the borrower

Regulation (EU) No 575/2013 (CRR) · Art. Articles 114, 235, 495

EBA Rejected question

Submitted 2014-12-23

FINREP, template F 20.04

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Rejected question

Submitted 2014-12-12

Determination of client for large exposures purposes regarding exposures constituted by non recourse financing of leasing-SPEs

Regulation (EU) No 575/2013 (CRR) · Art. 390

EBA Rejected question

Submitted 2014-11-21

FINREP

Regulation (EU) No 575/2013 (CRR) · Art. ?

EBA Rejected question

Submitted 2014-11-17

Definition of the term „applicable amount“ with regard to the determination of the deductions from common Equity Tier 1 items of holdings by the institution of instruments of financial sector entities where the institution has a significant investment in those entities in Article 36(1)(i)) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 36

EBA Rejected question

Submitted 2014-10-24

Activities subject to mutual recognition

Directive 2013/36/EU (CRD) · Art. Annex I

EBA Rejected question

Submitted 2014-10-15

Conditions to benefit from the 4% risk weight in Article 305(3) and treatment in Article 306

Regulation (EU) No 575/2013 (CRR) · Art. 305 and 306

EBA Rejected question

Submitted 2014-09-17

Balance Sheet Netting as a CRM technique

Regulation (EU) No 575/2013 (CRR) · Art. 195, 219

EBA Rejected question

Submitted 2014-08-04

Groups including investment firm(s) referred to in Article 95(1) and investment firm(s) referred to in Article 96(1) and not including credit institutions.

Regulation (EU) No 575/2013 (CRR) · Art. 98

EBA Rejected question

Submitted 2014-08-04

Treatment of subordinated loans in respect of Art 133 (3) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 133

EBA Rejected question

Submitted 2014-07-23

Conditons to be fulfilled when netting positions in market risk of third countries

Regulation (EU) No 575/2013 (CRR) · Art. 325

EBA Rejected question

Submitted 2014-06-24

Supplementary Reporting

Regulation (EU) No 575/2013 (CRR) · Art. Annex III - Template - C51.00 and C.53.00

EBA Rejected question

Submitted 2014-06-09

wrong behaviour of constraint v1141_m (and v1142_m) (COREP: C_16.00.a)

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Rejected question

Submitted 2014-05-28

Inclusion of expected loss for equity exposures in calculation of Expected loss amount reducing CET1

Regulation (EU) No 575/2013 (CRR) · Art. 159

EBA Rejected question

Submitted 2014-05-20

Transitional provisions on the introduction of IAS 19 revised

Regulation (EU) No 575/2013 (CRR) · Art. 473

EBA Rejected question

Submitted 2014-05-14

Own funds requirements against positions in relevant closely correlated currencies in absence of implementing technical standards

Regulation (EU) No 575/2013 (CRR) · Art. 354

EBA Rejected question

Submitted 2014-05-08

Other Inflows

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Rejected question

Submitted 2014-04-03

The mortgage lending value of the German property

Regulation (EU) No 575/2013 (CRR) · Art. 124

EBA Rejected question

Submitted 2014-03-27

Deductions of holdings of own funds instruments issued by financial sector entities included in the scope of consolidated supervision under art 49.2 CRR

Regulation (EU) No 575/2013 (CRR) · Art. 49

EBA Rejected question

Submitted 2014-03-06

Confirmation of waiver in particular situations

Regulation (EU) No 575/2013 (CRR) · Art. 79

EBA Rejected question

Submitted 2014-02-24

Interpretation of EADitotal and Mi in the standardised CVA charge.

Regulation (EU) No 575/2013 (CRR) · Art. Article 384,162 (2) g, 162 (2) b

EBA Rejected question

Submitted 2014-02-10

Transfer Restrictions

Regulation (EU) No 575/2013 (CRR) · Art. 417

EBA Rejected question

Submitted 2014-02-03

Distinction between Securitisation and Specialised Lending Exposures

Regulation (EU) No 575/2013 (CRR) · Art. Art. 4 (61) in connection with recital 50

EBA Rejected question

Submitted 2014-01-28

Outflows

Regulation (EU) No 575/2013 (CRR) · Art. 423

EBA Rejected question

Submitted 2014-01-28

EBA Q&A 2013_160

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Rejected question

Submitted 2013-12-06

Credit valuation adjustment, standardized method to calculate own funds requirement

Regulation (EU) No 575/2013 (CRR) · Art. Art 384

EBA Rejected question

Submitted 2013-12-05

Grandfathering of Tier 1 instruments w.r.t. Dividend Stoppers and Pushers

Regulation (EU) No 575/2013 (CRR) · Art. 489

EBA Rejected question

Submitted 2013-11-18

Relevance of Recital 50 with regard to the securitisation definition in accordance with Article 4(1) point (61)

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Rejected question

Submitted 2013-11-14

Non material losses

Regulation (EU) No 575/2013 (CRR) · Art. 472

EBA Rejected question

Submitted 2013-10-31

Risk weighted exposures of CET1/AT1/T2 holdings in financial sector entities which are not deducted from the institution's CET1 capital

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Rejected question

Submitted 2013-10-16

Netting Methodologies

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Rejected question

Submitted 2013-10-10

Liechtenstein is menber of EEA and uses Swiss Francs (CHF).

Regulation (EU) No 575/2013 (CRR) · Art. 114 (5)

EBA Rejected question

Submitted 2013-10-04

Consistency regarding the specification of the transition period according to Articles 469(1), 470(2) and 478(2) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 469, 470, 478

EBA Rejected question

Submitted 2013-09-17

Applying the two different applicable percentages of Articles 478(1) and 478(2) CRR to the amount exceeding the thresholds of Article 470(2) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 478

EBA Rejected question

Submitted 2013-09-17

Applicable provisions for determining deferred tax assets that rely on future profitability that existed before 1.1.2014

Regulation (EU) No 575/2013 (CRR) · Art. 478

EBA Rejected question

Submitted 2013-09-17

Impact of the significant risk transfer on the own funds requirement against specific risk in case of synthetic securitisations in the trading book

Regulation (EU) No 575/2013 (CRR) · Art. 337

EBA Rejected question

Submitted 2013-07-18

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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