EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
145 Q&As matching current filters · page 3 of 3
Treatment of multi-seller securitisations in CRR
Regulation (EU) No 575/2013 (CRR) · Art. 244 and 268
Submitted 2022-06-22
Scope of Prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 22
Submitted 2022-05-17
EAD value for CVA calculation
Regulation (EU) No 575/2013 (CRR) · Art. 384
Submitted 2022-03-23
Calculation of a Prudent Value in combination with CET1-Deduction according to article 89 and 90 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 105
Submitted 2022-03-11
Exposure class for fair value changes of the hedged items in portfolio hedge of interest rate risk
Regulation (EU) No 575/2013 (CRR) · Art. 112
Submitted 2022-02-11
Calculation of the CET1 deduction for non-performing exposures (NPEs)
Regulation (EU) No 575/2013 (CRR) · Art. 36 (1) m, 47a-c and 469a CRR
Submitted 2022-02-02
Disclosures Relating to Trading and Non-Trading Book Clients
Regulation (EU) No 2019/2033 (IFR) · Art. Annex II Reporting for Investment Firms Other Than Small and Non-Interconnected
Submitted 2021-12-16
Application of Article 22 CRR for (mixed) financial holding companies in light of the approval procedure under Article 21a CRD
Regulation (EU) No 575/2013 (CRR) · Art. 22
Submitted 2021-11-19
Annex 3: Underlying Exposures - Commercial Real Estate - Sponsor
Securitisation Regulation (EU) 2017/2402
Submitted 2021-11-15
Scope of prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 22
Submitted 2021-11-11
Application of strong customer authentication (SCA) where Account Information Service users access the Account Information Service Providers’ (AISPs) own channels and the previously retrieved payment account information compiled and stored therein
Directive 2015/2366/EU (PSD2) · Art. 97
Submitted 2021-10-20
Definition of long/short derivative positions
Regulation (EU) No 575/2013 (CRR) · Art. 273a
Submitted 2021-10-14
Relevance of a person association's purpose for SME supporting factor application
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2021-09-20
Intermediate Parent Undertaking
Directive 2013/36/EU (CRD) · Art. 21b
Submitted 2021-07-14
Interdependent assets and liabilities – NSFR treatment for centralised regulated savings
Regulation (EU) No 575/2013 (CRR) · Art. 428f
Submitted 2021-07-12
Definition of parent undertaking for the purposes of CRR
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2021-07-09
Deduction of software assets from Common Equity Tier 1 capital (hereinafter CET1) for investment firms of Class 2 and Class 3
Regulation (EU) No 575/2013 (CRR) · Art. 36
Submitted 2021-07-07
Legitimacy of the suspension of the accounts of one or more users by the owner of a digital platform, upon request of an obliged entity, due to suspicious transactions executed on the digital platform.
Directive (EU) 2015/849 (AMLD) · Art. 35
Submitted 2021-06-23
Specific Wrong-Way risk (SWWR) – Identification and treatment with respect to transactions referencing a basket of names or an index
Regulation (EU) No 575/2013 (CRR) · Art. 291
Submitted 2021-06-22
Exemption from and alternatives to deduction from Common Equity Tier 1 items
Regulation (EU) No 575/2013 (CRR) · Art. 46, 48
Submitted 2021-05-28
Arrears Breakdown and Number Of Days In Arrears fields
Securitisation Regulation (EU) 2017/2402
Submitted 2021-05-28
Point in time when facility or limit is considered to be a commitment
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
Treatment of committed facilities with unadvised limits
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
treatment of uncommitted facilities / limits
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
Electronic Identification Process
Directive (EU) 2015/849 (AMLD) · Art. 13
Submitted 2021-02-09
Definition of subsidiary for the purposes of the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-10-22
Determination of a default risk-free discount factor
Regulation (EU) No 575/2013 (CRR) · Art. 132c
Submitted 2020-09-24
Benificial Owner in chain of controlle constilations involving nominee shareholders
Directive (EU) 2015/849 (AMLD) · Art. 3
Submitted 2020-09-15
Regarding payments between PSPs
Regulation (EU) 2015/847 (WTR) (recast) · Art. 2
Submitted 2020-08-24
Institution responsible for compliance with the requirements on a consolidated basis in a horizontally consolidated group
Regulation (EU) No 575/2013 (CRR) · Art. 18
Submitted 2020-08-13
Mapping to exposure classes
Regulation (EU) No 575/2013 (CRR) · Art. 112
Submitted 2020-07-25
Record Retention - Struck Off Obliged Entities
Directive (EU) 2015/849 (AMLD) · Art. 40, 42
Submitted 2020-07-10
Scope and application of the RTS on implementation of group wide AML/CFT policies in third countries
Directive (EU) 2015/849 (AMLD) · Art. 45
Submitted 2020-07-02
Definition of a financial institution as regards the application of the Delegated Regulation
Directive (EU) 2015/849 (AMLD) · Art. Article 45
Submitted 2020-06-17
Definition of qualifying holding according to Article 4 (1) 36 CRR2
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-06-05
Implementation of this article for subsidiaries that do not belong to the same resolution group as the EU parent institution.
Regulation (EU) No 575/2013 (CRR) · Art. 72e
Submitted 2020-01-27
Supervisory disclosure in relation to transferred credit risk
Directive 2013/36/EU (CRD) · Art. 144
Submitted 2020-01-24
Treatment of unfunded default fund contributions.
Regulation (EU) No 575/2013 (CRR) · Art. Articel 429
Submitted 2020-01-06
Off balance sheet items in scope of the credit risk framework
Regulation (EU) No 575/2013 (CRR) · Art. 5
Submitted 2019-10-24
Eligibility of convertible instruments as financial collateral
Regulation (EU) No 575/2013 (CRR) · Art. 197
Submitted 2019-02-04
Treatment of CIUs in internal model for market risk – partial use
Regulation (EU) No 575/2013 (CRR) · Art. 350
Submitted 2018-11-20
MTF operator being a member/participant of its own MTF
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Submitted 2017-01-31
Position limits and short positions
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Submitted 2016-12-19
Investment advice on an independent basis
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014 - Investor Protection and Intermediaries
Submitted 2016-10-10
Treatment of exposures to non-EU equivalent investment firms, non-EU equivalent credit institutions and non-EU equivalent exchanges.
Regulation (EU) No 575/2013 (CRR) · Art. 107
Submitted 2016-05-19
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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