EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,450 Q&As matching current filters · page 28 of 29
Calculation of “total liabilities including own funds”
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-09-22
Standardised approach risk weighting
Regulation (EU) No 575/2013 (CRR) · Art. 123, 124, 125, 126
Submitted 2016-09-06
SA securitisation framework – calculation of the concentration ratio
Regulation (EU) No 575/2013 (CRR) · Art. 253
Submitted 2016-09-06
Is a tied agent of the investment firm a financial institution and should it be included in prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 4 and 18
Submitted 2016-08-18
Rating of subsidiaries
Regulation (EU) No 575/2013 (CRR) · Art. 172
Submitted 2016-08-10
Determination of proxy spreads for the calculation of CVA risk under the advanced method
Regulation (EU) No 575/2013 (CRR) · Art. 383
Submitted 2016-08-04
Items associated with particular high risk
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-26
Clarification is sought on the treatment of defined benefit pension funds for the purposes of determining market risk RWA
Regulation (EU) No 575/2013 (CRR) · Art. 41
Submitted 2016-07-21
Max amount of cash leverage in the mandate of an AIF in order to NOT be considered as a high risk exposure
Regulation (EU) No 575/2013 (CRR) · Art. 128
Submitted 2016-07-20
Treatment of irrevocable payment commitments according to Article 103(3) BRRD
Regulation (EU) No 575/2013 (CRR) · Art. 111, 112, 134; 166, 147 156
Submitted 2016-07-15
Delta equivalent amount of cash-or-nothing digital (binary) options
Regulation (EU) No 575/2013 (CRR) · Art. 329, 352, 358
Submitted 2016-07-04
Assignment of exposures to exposure class of Public Sector Entities
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2016-07-01
Clarification on "explicit guarantee arrangements"
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2016-06-17
VaR Multipliers
Regulation (EU) No 575/2013 (CRR) · Art. 366 CRR
Submitted 2016-05-31
General principles governing resolution
Directive 2014/59/EU (BRRD) · Art. 34
Submitted 2016-05-09
Hedging derivatives in country splits of FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-04-17
Use of deposit guarantee scheme
Directive 2014/59/EU (BRRD) · Art. 109
Submitted 2016-04-15
Governing Law of the Instruments under Article 66.4.(a) of the BRRD
Directive 2014/59/EU (BRRD) · Art. 66
Submitted 2016-04-13
bail in of interbank deposits with original maturity of less than seven days
Directive 2014/59/EU (BRRD) · Art. 44
Submitted 2016-03-23
AT1 distribution and full year loss
Directive 2013/36/EU (CRD) · Art. article 141
Submitted 2016-03-22
Contractual recognition of bail-in
Directive 2014/59/EU (BRRD) · Art. Article 55 Directive 2014/59/EU
Submitted 2016-03-09
Contractual recognition of bail-in
Directive 2014/59/EU (BRRD) · Art. Article 55 Directive 2014/59/EU
Submitted 2016-03-09
Capital requirement regard to own debt instruments.
Regulation (EU) No 575/2013 (CRR) · Art. 327
Submitted 2016-02-29
Risk weight for exposures to central-government-risk PSEs with an original maturity of 3 months or less, which are denominated in foreign currency
Regulation (EU) No 575/2013 (CRR) · Art. 116
Submitted 2016-02-25
Relevant competent authority to determine the same risk weight treatment as the central government
Regulation (EU) No 575/2013 (CRR) · Art. 115
Submitted 2016-02-19
Toleranzschwellen bei Korrekturmeldungen gemäß Verordnung (EU) Nr. 680/2014
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2016-02-10
Exposure Value under the Equity method of accounting
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2016-02-09
How are branches included in the scope of resolution funds?
Directive 2014/59/EU (BRRD) · Art. 1
Submitted 2016-02-03
CRD Art. 140(4) in conjuction with CRR Art. 327 and CRR Art. 112
Directive 2013/36/EU (CRD) · Art. 140
Submitted 2016-01-25
Expected outflows from derivatives
Regulation (EU) No 575/2013 (CRR) · Art. Article 30 of Delegated Regulation 2015/61
Submitted 2016-01-25
Cash variation margin received in the same currency of settlement of the derivative contract
Regulation (EU) No 575/2013 (CRR) · Art. 429a
Submitted 2016-01-14
Liquidity waiver for institutions controlled by EU parent financial holding company
Regulation (EU) No 575/2013 (CRR) · Art. 8
Submitted 2016-01-05
Calculation of the value of exposures resulting from the settlement of debt instruments and equities processed through a delivery-versus-payment (DvP) mechanism.
Regulation (EU) No 575/2013 (CRR) · Art. 378
Submitted 2015-12-18
Deposits by Financial Customers
Regulation (EU) No 575/2013 (CRR) · Art. 424
Submitted 2015-12-17
Can multiple exemptions be applied to an exposure at the same time?
Regulation (EU) No 575/2013 (CRR) · Art. 400
Submitted 2015-12-07
Secured central bank lending and liquidity buffer adjustment
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2015-12-03
Use of DGS to finance a transfer covered deposits
Directive 2014/59/EU (BRRD) · Art. 109
Submitted 2015-11-19
COREP form C72
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2015-11-12
Reference to paragraph 8 in Article 41 (9)
Directive 2014/59/EU (BRRD) · Art. 41
Submitted 2015-10-20
Corporate Treasury Entities
Regulation (EU) No 575/2013 (CRR) · Art. 411
Submitted 2015-10-19
Definition of 'continuity'
Directive 2013/36/EU (CRD) · Art. Recital 14
Submitted 2015-09-30
Market, Credit and Counterparty risks of Central Counterparty under CRR
Regulation (EU) No 575/2013 (CRR) · Art. 515
Submitted 2015-09-04
Treatment of derivative liabilities in the denominator of MREL
Directive 2014/59/EU (BRRD) · Art. 45
Submitted 2015-09-02
Can the activity consisting in granting credits on own account without collecting deposits or other repayable funds from the public be subject to the requirements of the CRD IV regarding the freedom to provide services and freedom of establishment?
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2015-08-19
Scope of application of FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2015-08-05
Definition of Aggregate Liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2015-07-23
Undrawn credit facility from central bank as inflow
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2015-07-17
Own funds for foreign branches
Regulation (EU) No 575/2013 (CRR) · Art. 352
Submitted 2015-07-14
Countercyclical capital buffer (CCB) relevant exposures
Directive 2013/36/EU (CRD) · Art. 140
Submitted 2015-07-08
Individual recovery plans for institutions directly supervised by the European Central Bank
Directive 2014/59/EU (BRRD) · Art. 4
Submitted 2015-06-30
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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