EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,806 Q&As matching current filters · page 26 of 37
Specific Wrong-Way risk (SWWR) – Identification and treatment with respect to transactions referencing a basket of names or an index
Regulation (EU) No 575/2013 (CRR) · Art. 291
Submitted 2021-06-22
Validation Rules v6205_m and v6206 in respect of portfolios with only Unfunded Credit Protection
Directive 2013/36/EU (CRD) · Art. Portfolio_ID C102 C103
Submitted 2021-06-22
Reporting of IRB exposures in the form of units or shares in Collective Investment Undertakings (CIUs) treated under the Fall-Back Approach (FBA)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2021-06-17
Reduction, distribution and reclassification of share premium accounts related to own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 77
Submitted 2021-06-08
Calculation of the relative threshold in case specific cases.
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2021-06-02
ValidationRule v11073_i
Regulation (EU) No 2019/2033 (IFR) · Art. v11073_i
Submitted 2021-06-01
Arrears Breakdown and Number Of Days In Arrears fields
Securitisation Regulation (EU) 2017/2402
Submitted 2021-05-28
Exemption from and alternatives to deduction from Common Equity Tier 1 items
Regulation (EU) No 575/2013 (CRR) · Art. 46, 48
Submitted 2021-05-28
Reduction of own funds according to Article 78(1)(a) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 78
Submitted 2021-05-28
Treatment of committed facilities with unadvised limits
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
treatment of uncommitted facilities / limits
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
Point in time when facility or limit is considered to be a commitment
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2021-05-02
To overrule the validation error V6205_m in SBP credit risk report
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2021-04-19
To overrule the validation error V09341_m in SBP credit risk report
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2021-04-19
Validation rule v6210_m, C105.02
Directive 2013/36/EU (CRD) · Art. 154
Submitted 2021-04-09
Transitional provisions under the IFR (Regulation 2019/2033)
Regulation (EU) No 2019/2033 (IFR) · Art. 57
Submitted 2021-04-09
Scope of applicability of the permission to non-deduct holdings of a financial sector entity under Article 49(1) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 49
Submitted 2021-04-08
Meaning of ‘pure industrial holding company’ in the definition of financial institution.
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2021-03-31
Combined buffer requirement on top of MREL consolidation level
Directive 2014/59/EU (BRRD) · Art. 16a
Submitted 2021-03-24
Supervisory Benchmarking Exercise, Annex VI, C107.01, row 0010, column 0020
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2021-03-23
Elaboration of the template EU LIQ2 using supervisory data EBA/ITS/2020/04 - Annex XIII - Template EU LIQ2: Net Stable Funding Ratio
Regulation (EU) No 575/2013 (CRR) · Art. Article 451a(3)
Submitted 2021-03-17
Homogeneously managed exposures
Regulation (EU) No 575/2013 (CRR) · Art. 142
Submitted 2021-03-03
Treatment of guaranteed export financing transactions under Standardised Approach
Regulation (EU) No 575/2013 (CRR) · Art. 114
Submitted 2021-03-02
Collateralized loans below 35% Risk Weight
Regulation (EU) No 575/2013 (CRR) · Art. Article 428af
Submitted 2021-02-22
Supervisory delta for commodities with negative prices
Regulation (EU) No 575/2013 (CRR) · Art. 279a
Submitted 2021-02-18
Calculation of the insufficient coverage for NPEs and capital absorptions related to Pillar 1 requirements on the same exposure
Regulation (EU) No 575/2013 (CRR) · Art. Article 47c
Submitted 2021-02-15
Treatment of expected credit losses (ECL) of financial instruments accounted for under fair value through other comprehensive income (FVOCI)
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2021-02-11
Composition of the first and second lines of defence
Directive 2013/36/EU (CRD) · Art. 74
Submitted 2021-02-09
Electronic Identification Process
Directive (EU) 2015/849 (AMLD) · Art. 13
Submitted 2021-02-09
AVC
Regulation (EU) No 575/2013 (CRR) · Art. Article 153
Submitted 2021-02-04
Secured lending
Regulation (EU) No 575/2013 (CRR) · Art. 192
Submitted 2021-01-26
Prudential filter on unrealised gains and losses corresponding to exposures to governments, local authorities and public sector entities and its interaction with hedging activities
Regulation (EU) No 575/2013 (CRR) · Art. 468
Submitted 2021-01-12
Application of legislative payment moratoria and definition of forbearance measures.
Regulation (EU) No 575/2013 (CRR) · Art. 47b
Submitted 2020-12-30
Definition of “prudential regulation in the Union” in Article 142(1)(4)(b)
Regulation (EU) No 575/2013 (CRR) · Art. 142
Submitted 2020-12-18
Consent solicitation to change the contractual ranking of an instrument to avoid so-called “infection risk“ posed by legacy instruments
Regulation (EU) No 575/2013 (CRR) · Art. 52 / 63 / 72b
Submitted 2020-12-11
Application of the formula for the determination of the risk weight for a specific vega risk factor k
Regulation (EU) No 575/2013 (CRR) · Art. 325 ax
Submitted 2020-11-30
Is the activity of pension fund administrators included in the "Portfolio management and advice" and thus, pension fund administrators qualify as financial institutions?
Directive 2013/36/EU (CRD) · Art. Annex I
Submitted 2020-11-19
Article 94 (4) discretion on Remuneration
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2020-11-11
Definition of subsidiary for the purposes of the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-10-22
Scope of internal hedges
Regulation (EU) No 575/2013 (CRR) · Art. 106
Submitted 2020-10-15
Is it correct that, in sheet Z 10.02, the Critical Function ID is not considered as a Key Value?
Directive 2014/59/EU (BRRD) · Art. 1
Submitted 2020-10-02
Control of high-quality liquid assets
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2020-09-30
Calculation of specific risk own funds requirement for hedges by credit derivatives under Article 346 (4) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 346
Submitted 2020-09-25
Determination of a default risk-free discount factor
Regulation (EU) No 575/2013 (CRR) · Art. 132c
Submitted 2020-09-24
Benificial Owner in chain of controlle constilations involving nominee shareholders
Directive (EU) 2015/849 (AMLD) · Art. 3
Submitted 2020-09-15
Reducing the relevant indicator by using expenditure on the outsourcing of services rendered by third parties which are not subject to rules under, or equivalent to the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 316
Submitted 2020-09-10
Regarding payments between PSPs
Regulation (EU) 2015/847 (WTR) (recast) · Art. 2
Submitted 2020-08-24
Credit faclity level
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2020-08-14
Institution responsible for compliance with the requirements on a consolidated basis in a horizontally consolidated group
Regulation (EU) No 575/2013 (CRR) · Art. 18
Submitted 2020-08-13
Resolution planning for an established subsidiary part of a cross-border group with no Resolution College established
Directive 2014/59/EU (BRRD) · Art. 88
Submitted 2020-08-04
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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