EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
3,200 Q&As matching current filters · page 26 of 64
Template C07.00 Column 240: of which: with a credit assessment derived from Central Government
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Template C07.00 Column 230: of which: with a credit assessment by a nominated ECAI
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Calculation of 17.65% CET1 threshold
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Maturities in Large exposure report (LE4; top 10)
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2016-09-09
Non Performing Loans at group levels.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Fiduciary loans and deposits
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2016-09-09
Outflows from operational deposits
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2016-08-26
Should National GAAP reporters fill in template F 18.00 and F 19.00 on non-preforming and forborne exposures?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Clarification on Funding Plans significant currencies criteria
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
The 3 largest material currencies in the structural currency mismatches tables (P 02.06) of funding plan report
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Design of Templates for 3-year horizon
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Funding plans projection horizon for the June 2015 reference date
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
GL on funding plans: treatment of loans/deposits on demand across different items in Table 1a - Assets (P 01.01)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Reporting of Regulatory High Risk Items in default in C 09.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Funding Plans : Table 2C (P 02.06) - Gradation of currencies in the taxonomy
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Loans collateralized by immovable property in F 05.00 and F 13.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Entry criteria NPE for forborne exposures under probation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Risk weight for exposures to central-government-risk Public Sector Entities (PSEs) denominated and funded in domestic currency
Regulation (EU) No 575/2013 (CRR) · Art. 116
Answered 2016-07-15
Investment in Tier 2 capital by subsidiary
Regulation (EU) No 575/2013 (CRR) · Art. 63
Answered 2016-07-15
Definition of "institution" for large exposure purposes
Regulation (EU) No 575/2013 (CRR) · Art. 391
Answered 2016-07-15
Definition of “effective procedures” to monitor that the property taken as credit protection is adequately insured against the risk of damage.
Regulation (EU) No 575/2013 (CRR) · Art. 208
Answered 2016-06-24
Application of the DGS Directive to Financial Institutions
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2016-06-24
“Direct” control
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2016-06-24
Application of exemption from monthly reporting frequency for AMML templates
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2016-06-10
Net long and short position in Column 30 and 40
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Validation rules v1906_h and v1907_h
Regulation (EU) No 575/2013 (CRR) · Art. 99, 365 and 367
Answered 2016-06-10
Validation Rules v4047_m to v4055_m for CR SEC SA
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Number of counterparties in template CVA
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Missing Entity code
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Classification of exposures for which an IRB bank uses the standardised approach, into IRB exposure classes (Article 147 CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 147
Answered 2016-06-03
Procedury monitorowania ochrony kredytowej / EN: Credit protection monitoring procedures
Regulation (EU) No 575/2013 (CRR) · Art. 208
Answered 2016-06-03
Classification of a performance bonds according to annex 1.
Regulation (EU) No 575/2013 (CRR) · Art. Annex 1
Answered 2016-06-03
Reporting currency as closely correlated currency
Regulation (EU) No 575/2013 (CRR) · Art. 354
Answered 2016-06-03
Determination of the exposure at defaul in case of unfunded credit protection
Regulation (EU) No 575/2013 (CRR) · Art. 166
Answered 2016-06-03
Inclusion of loans that have been pre-positioned with central banks but are not encumbered in the numerator of the LCR
Regulation (EU) No 575/2013 (CRR) · Art. 416
Answered 2016-05-27
Cap on inflows
Regulation (EU) No 575/2013 (CRR) · Art. 460
Answered 2016-05-27
Liquidity – treatment of payment commitments according to Article 2 (13) DGSD
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2016-05-27
Level 1 assets and Large Exposures exemptions
Regulation (EU) No 575/2013 (CRR) · Art. 400
Answered 2016-05-27
Consideration of securitisation positions and securitised exposures, for the purpose of significant risk transfer.
Regulation (EU) No 575/2013 (CRR) · Art. 4, 244, 245
Answered 2016-05-20
Certificate of Deposits (CDs)
Regulation (EU) No 575/2013 (CRR) · Art. 420, 421, 422, 423, 460
Answered 2016-05-13
Treatment of Eligible CRM CDS for Leverage Ratio
Regulation (EU) No 575/2013 (CRR) · Art. 429c
Answered 2016-05-13
CVA for Exposures in structures with underlying assets
Regulation (EU) No 575/2013 (CRR) · Art. 382
Answered 2016-05-13
Exclusion of positions from the calculation of net open currency positions
Regulation (EU) No 575/2013 (CRR) · Art. 351, 352
Answered 2016-04-28
Reporting of retail deposits to internet banks that are also partly used as collateral for various broker services such as forex and other OTC derivatives.
Regulation (EU) No 575/2013 (CRR) · Art. Article 412(1), 460
Answered 2016-04-28
Minority interests
Regulation (EU) No 575/2013 (CRR) · Art. 31a, 81
Answered 2016-04-28
Large exposure reporting – Criteria for reducing the value of an exposure secured by commercial immovable property
Regulation (EU) No 575/2013 (CRR) · Art. 402, 194, 399
Answered 2016-04-22
Reporting of initial margin posted in the context of derivative transactions and contribution to default funds to CCPs
Regulation (EU) No 575/2013 (CRR) · Art. 428
Answered 2016-04-15
C 60.00 and C 61.00 – clarification on the amount extremely high liquidity and credit quality, on the amount high liquidity and credit quality and amount other assets
Regulation (EU) No 575/2013 (CRR) · Art. 427, 428
Answered 2016-04-15
Amounts to be reported under derivatives receivables in C 60.00 (row 1290) and under liabilities from derivatives payables contracts in C 61.00 (row 240) of the - ITS on supervisory reporting of institutions.
Regulation (EU) No 575/2013 (CRR) · Art. 427 and 428
Answered 2016-04-15
C 60.00 Items requiring stable funding – amounts to be reported under rows r040 – 070 and 152 – 153
Regulation (EU) No 575/2013 (CRR) · Art. 428
Answered 2016-04-15
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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