EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
2,083 Q&As matching current filters · page 26 of 42
Maturities in Large exposure report (LE4; top 10)
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2016-09-09
Non Performing Loans at group levels.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-09-09
Fiduciary loans and deposits
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2016-09-09
Outflows from operational deposits
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2016-08-26
Should National GAAP reporters fill in template F 18.00 and F 19.00 on non-preforming and forborne exposures?
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Clarification on Funding Plans significant currencies criteria
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
The 3 largest material currencies in the structural currency mismatches tables (P 02.06) of funding plan report
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Design of Templates for 3-year horizon
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Funding plans projection horizon for the June 2015 reference date
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
GL on funding plans: treatment of loans/deposits on demand across different items in Table 1a - Assets (P 01.01)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Reporting of Regulatory High Risk Items in default in C 09.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Funding Plans : Table 2C (P 02.06) - Gradation of currencies in the taxonomy
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Loans collateralized by immovable property in F 05.00 and F 13.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Entry criteria NPE for forborne exposures under probation
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-07-29
Risk weight for exposures to central-government-risk Public Sector Entities (PSEs) denominated and funded in domestic currency
Regulation (EU) No 575/2013 (CRR) · Art. 116
Answered 2016-07-15
Investment in Tier 2 capital by subsidiary
Regulation (EU) No 575/2013 (CRR) · Art. 63
Answered 2016-07-15
Definition of "institution" for large exposure purposes
Regulation (EU) No 575/2013 (CRR) · Art. 391
Answered 2016-07-15
Definition of “effective procedures” to monitor that the property taken as credit protection is adequately insured against the risk of damage.
Regulation (EU) No 575/2013 (CRR) · Art. 208
Answered 2016-06-24
Application of the DGS Directive to Financial Institutions
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2016-06-24
“Direct” control
Regulation (EU) No 575/2013 (CRR) · Art. 4
Answered 2016-06-24
Application of exemption from monthly reporting frequency for AMML templates
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2016-06-10
Net long and short position in Column 30 and 40
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Validation rules v1906_h and v1907_h
Regulation (EU) No 575/2013 (CRR) · Art. 99, 365 and 367
Answered 2016-06-10
Validation Rules v4047_m to v4055_m for CR SEC SA
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Number of counterparties in template CVA
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Missing Entity code
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-06-10
Classification of exposures for which an IRB bank uses the standardised approach, into IRB exposure classes (Article 147 CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 147
Answered 2016-06-03
Procedury monitorowania ochrony kredytowej / EN: Credit protection monitoring procedures
Regulation (EU) No 575/2013 (CRR) · Art. 208
Answered 2016-06-03
Classification of a performance bonds according to annex 1.
Regulation (EU) No 575/2013 (CRR) · Art. Annex 1
Answered 2016-06-03
Reporting currency as closely correlated currency
Regulation (EU) No 575/2013 (CRR) · Art. 354
Answered 2016-06-03
Determination of the exposure at defaul in case of unfunded credit protection
Regulation (EU) No 575/2013 (CRR) · Art. 166
Answered 2016-06-03
Inclusion of loans that have been pre-positioned with central banks but are not encumbered in the numerator of the LCR
Regulation (EU) No 575/2013 (CRR) · Art. 416
Answered 2016-05-27
Cap on inflows
Regulation (EU) No 575/2013 (CRR) · Art. 460
Answered 2016-05-27
Liquidity – treatment of payment commitments according to Article 2 (13) DGSD
Regulation (EU) No 575/2013 (CRR) · Art. 422
Answered 2016-05-27
Level 1 assets and Large Exposures exemptions
Regulation (EU) No 575/2013 (CRR) · Art. 400
Answered 2016-05-27
Consideration of securitisation positions and securitised exposures, for the purpose of significant risk transfer.
Regulation (EU) No 575/2013 (CRR) · Art. 4, 244, 245
Answered 2016-05-20
Certificate of Deposits (CDs)
Regulation (EU) No 575/2013 (CRR) · Art. 420, 421, 422, 423, 460
Answered 2016-05-13
Treatment of Eligible CRM CDS for Leverage Ratio
Regulation (EU) No 575/2013 (CRR) · Art. 429c
Answered 2016-05-13
CVA for Exposures in structures with underlying assets
Regulation (EU) No 575/2013 (CRR) · Art. 382
Answered 2016-05-13
Exclusion of positions from the calculation of net open currency positions
Regulation (EU) No 575/2013 (CRR) · Art. 351, 352
Answered 2016-04-28
Reporting of retail deposits to internet banks that are also partly used as collateral for various broker services such as forex and other OTC derivatives.
Regulation (EU) No 575/2013 (CRR) · Art. Article 412(1), 460
Answered 2016-04-28
Minority interests
Regulation (EU) No 575/2013 (CRR) · Art. 31a, 81
Answered 2016-04-28
Large exposure reporting – Criteria for reducing the value of an exposure secured by commercial immovable property
Regulation (EU) No 575/2013 (CRR) · Art. 402, 194, 399
Answered 2016-04-22
Reporting of initial margin posted in the context of derivative transactions and contribution to default funds to CCPs
Regulation (EU) No 575/2013 (CRR) · Art. 428
Answered 2016-04-15
Rows 660 – 770 of the template C 60.00 of Annex XII of the ITS on supervisory reporting do not seem to be feasible for the reporting of equities if these are considered as liquid assets. After the application of the LCR Delegated act some equities are considered as level 2B liquid assets. Therefore a solution is needed on where to report these assets in this template.
Regulation (EU) No 575/2013 (CRR) · Art. 428
Answered 2016-04-15
C 60.00 and C 61.00 – clarification on the amount extremely high liquidity and credit quality, on the amount high liquidity and credit quality and amount other assets
Regulation (EU) No 575/2013 (CRR) · Art. 427, 428
Answered 2016-04-15
C 60.00 Items requiring stable funding – amounts to be reported under rows r040 – 070 and 152 – 153
Regulation (EU) No 575/2013 (CRR) · Art. 428
Answered 2016-04-15
Amounts to be reported under derivatives receivables in C 60.00 (row 1290) and under liabilities from derivatives payables contracts in C 61.00 (row 240) of the - ITS on supervisory reporting of institutions.
Regulation (EU) No 575/2013 (CRR) · Art. 427 and 428
Answered 2016-04-15
FINREP – Non-performing exposures during performing probation period
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-04-15
FINREP Counterparty Breakdown (ESA 2010)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2016-04-15
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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