EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
1,661 Q&As matching current filters · page 24 of 34
Supervisory delta for commodities with negative prices
Regulation (EU) No 575/2013 (CRR) · Art. 279a
Submitted 2021-02-18
Calculation of the insufficient coverage for NPEs and capital absorptions related to Pillar 1 requirements on the same exposure
Regulation (EU) No 575/2013 (CRR) · Art. Article 47c
Submitted 2021-02-15
Treatment of expected credit losses (ECL) of financial instruments accounted for under fair value through other comprehensive income (FVOCI)
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2021-02-11
Composition of the first and second lines of defence
Directive 2013/36/EU (CRD) · Art. 74
Submitted 2021-02-09
AVC
Regulation (EU) No 575/2013 (CRR) · Art. Article 153
Submitted 2021-02-04
Secured lending
Regulation (EU) No 575/2013 (CRR) · Art. 192
Submitted 2021-01-26
Prudential filter on unrealised gains and losses corresponding to exposures to governments, local authorities and public sector entities and its interaction with hedging activities
Regulation (EU) No 575/2013 (CRR) · Art. 468
Submitted 2021-01-12
Application of legislative payment moratoria and definition of forbearance measures.
Regulation (EU) No 575/2013 (CRR) · Art. 47b
Submitted 2020-12-30
Definition of “prudential regulation in the Union” in Article 142(1)(4)(b)
Regulation (EU) No 575/2013 (CRR) · Art. 142
Submitted 2020-12-18
Consent solicitation to change the contractual ranking of an instrument to avoid so-called “infection risk“ posed by legacy instruments
Regulation (EU) No 575/2013 (CRR) · Art. 52 / 63 / 72b
Submitted 2020-12-11
Application of the formula for the determination of the risk weight for a specific vega risk factor k
Regulation (EU) No 575/2013 (CRR) · Art. 325 ax
Submitted 2020-11-30
Is the activity of pension fund administrators included in the "Portfolio management and advice" and thus, pension fund administrators qualify as financial institutions?
Directive 2013/36/EU (CRD) · Art. Annex I
Submitted 2020-11-19
Article 94 (4) discretion on Remuneration
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2020-11-11
Scope of internal hedges
Regulation (EU) No 575/2013 (CRR) · Art. 106
Submitted 2020-10-15
Is it correct that, in sheet Z 10.02, the Critical Function ID is not considered as a Key Value?
Directive 2014/59/EU (BRRD) · Art. 1
Submitted 2020-10-02
Control of high-quality liquid assets
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2020-09-30
Calculation of specific risk own funds requirement for hedges by credit derivatives under Article 346 (4) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 346
Submitted 2020-09-25
Reducing the relevant indicator by using expenditure on the outsourcing of services rendered by third parties which are not subject to rules under, or equivalent to the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 316
Submitted 2020-09-10
Credit faclity level
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2020-08-14
Resolution planning for an established subsidiary part of a cross-border group with no Resolution College established
Directive 2014/59/EU (BRRD) · Art. 88
Submitted 2020-08-04
Credit risk framework applicable to investments in repack Notes issued by SPEs
Regulation (EU) No 575/2013 (CRR) · Art. 132
Submitted 2020-07-31
Clarification on the determination of the relevant currencies
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. 59
Submitted 2020-07-14
SME supporting factor for exposures collateralised by residential property
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2020-06-29
Risk weight for new asset class of non-preferred senior debt
Regulation (EU) No 575/2013 (CRR) · Art. 120
Submitted 2020-06-18
Treatment of non-withdrawable central bank reserves on C 66.
Regulation (EU) No 575/2013 (CRR) · Art. Article 415
Submitted 2020-06-02
Eligibility of convertible bonds for MREL
Regulation (EU) No 575/2013 (CRR) · Art. 72a
Submitted 2020-05-19
Estimation of long-run averages (LRA) parameter for conversion factor (CCF)
Regulation (EU) No 575/2013 (CRR) · Art. 182
Submitted 2020-05-14
Consent solicitation to introduce a contractual recognition of bail-in in Terms of Conditions (T&Cs) of capital instruments and MREL eligible liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 55
Submitted 2020-05-07
Definition of the parameter E in the formula regarding the Adjustment of risk-weighted non-defaulted SME exposures.
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2020-04-29
Reporting Entry & Exit Criteria
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2020-04-07
The combination of values that forms a primary key differs between Annex II and the DPM-model 2.9. and does not account for the reporting of several critical functions.
Directive 2014/59/EU (BRRD) · Art. N/A
Submitted 2020-03-26
Treatment of interest rate book positions denominated in foreign currency.
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2020-03-19
Reporting of collateral posted / received in the C 66.00 maturity ladder template
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2020-03-03
Reporting of cash flows related to operating expenses / income in the C 66.00 maturity ladder template
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2020-03-03
Group financing companies of non-financial company groups / definition of "financial sector entity" in Article 4 (1) (27) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-02-12
Large exposures – excluding exposures if fully deducted from own funds
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2020-02-10
LCR treatment of liquidity inflows stemming from factoring
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2020-01-07
Barrier options
Regulation (EU) No 575/2013 (CRR) · Art. 279a
Submitted 2019-12-24
Implementation of the Article 12e(4) of Regulation EU 2019/876 (“CRR”) for subsidiaries that do not belong to the same resolution group as the EU parent institution.
Regulation (EU) No 575/2013 (CRR) · Art. 12
Submitted 2019-12-19
Estimation of own CCFs for undrawn credit facilities which can be drawn in the form of guarantees.
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2019-12-19
Short-term Exposures
Regulation (EU) No 575/2013 (CRR) · Art. Article 120,131 and 140
Submitted 2019-12-18
The definition of a financial sector entity with respect to ancillary services undertakings.
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2019-12-16
Treatment of direct recoveries under AMA
Regulation (EU) No 575/2013 (CRR) · Art. 322
Submitted 2019-12-12
Calculation of absolute value that should be considered according to Article 47c CRR as amended by Regulation UE 2019/630- Deduction for non-performing exposure
Regulation (EU) No 575/2013 (CRR) · Art. 47c
Submitted 2019-12-11
Compliance with the obligations on the basis of the consolidated situation according to CRR2
Regulation (EU) No 575/2013 (CRR) · Art. 11
Submitted 2019-12-10
Calculation of the 3 year indicator at consolidated level when figures for individual subsidiaries are negative
Regulation (EU) No 575/2013 (CRR) · Art. 317
Submitted 2019-12-10
Interpretation of articles 36 (1) f and 42 of CRR regarding equity-settled share-based payments.
Regulation (EU) No 575/2013 (CRR) · Art. 36 (1) (f) and 42
Submitted 2019-11-27
Online foreign exchange
Directive 2015/2366/EU (PSD2) · Art. 3
Submitted 2019-11-26
Purchased credit derivative protection against a counterparty credit exposure
Regulation (EU) No 575/2013 (CRR) · Art. 382
Submitted 2019-11-25
EBA Benchmarking Exercise - C103 - RWA + RWA - RWA ++ RWA --
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2019-11-07
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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