EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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1,595 Q&As matching current filters · page 22 of 32

C 34.06 – Top twenty counterparties

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-07-01

Template 2: banking book - climate change transition risk

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

C 06.02 – Reporting of branches

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-30

Specialised Lending - Interpretation of contractual arrangements that give the lender a substantial degree of control

Regulation (EU) No 575/2013 (CRR) · Art. 147

EBA Rejected question

Submitted 2022-06-30

validation rule eba_v2708_m

Regulation (EU) No 575/2013 (CRR) · Art. EBA VR Taxo v3.0, validation rule eba_v2708_m

EBA Rejected question

Submitted 2022-06-24

v10672_m for C 08.01 not relevant

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-23

Interaction between (i) CET1 deduction for minimum coverage on NPE and (ii) REA calculated under IRB-Advanced

Regulation (EU) No 575/2013 (CRR) · Art. 151

EBA Rejected question

Submitted 2022-06-23

Treatment of multi-seller securitisations in CRR

Regulation (EU) No 575/2013 (CRR) · Art. 244 and 268

EBA Question under review

Submitted 2022-06-22

Template 1: banking book (prudential disclosures on ESG risks)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-06-21

Template 1: banking book (prudential disclosures on ESG risks)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-06-21

Validation rule v09762_m, checks that the LGD (c0070) should be less or equal to 100% in template C 08.03 (CR IRB 3)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-21

Treatment of Non Retail deposits (with a residual maturity of less than 30 days where payout has been agreed) on the LCR outflows template.

Regulation (EU) No 575/2013 (CRR) · Art. 422

EBA Rejected question

Submitted 2022-06-21

Netting of Financial Sector Entity (FSE) holdings

Regulation (EU) No 575/2013 (CRR) · Art. 45

EBA Rejected question

Submitted 2022-06-20

Netting of Financial Sector Entity (FSE) holdings

Regulation (EU) No 575/2013 (CRR) · Art. 45

EBA Rejected question

Submitted 2022-06-20

Netting of FSE holdings

Regulation (EU) No 575/2013 (CRR) · Art. 45

EBA Rejected question

Submitted 2022-06-20

Section 3: Delta Plus Approach

Regulation (EU) No 575/2013 (CRR) · Art. 329 (3),352 (6), 358 (4)

EBA Rejected question

Submitted 2022-06-16

Capital increase without the issuance of new shares

Regulation (EU) No 575/2013 (CRR) · Art. 26

EBA Rejected question

Submitted 2022-06-15

French “EU General Fund” instruments issued by Life Insurance companies: Application of Financial Collateral Comprehensive Method and implication for Large Exposures.

Regulation (EU) No 575/2013 (CRR) · Art. 197, 198, 401

EBA Rejected question

Submitted 2022-06-15

Cross-gamma impact included in the gamma impact?

Regulation (EU) No 575/2013 (CRR) · Art. 329

EBA Rejected question

Submitted 2022-06-14

v7380_m and v7381_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-10

Credit conversion Factor (CCF) reporting

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-10

C 14.00 - Consistency of v7667_a

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-10

Netting of DTAs with DTLs for the purposes of the calculation of leverage exposures

Regulation (EU) No 575/2013 (CRR) · Art. 429

EBA Rejected question

Submitted 2022-06-07

Calculation of RWA for assets that are deducted from own funds

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-07

Credit risk and EBA Clearing instant payment system RT1

Regulation (EU) No 575/2013 (CRR) · Art. Article 113

EBA Rejected question

Submitted 2022-06-06

Independence of the internal control functions

Directive 2013/36/EU (CRD) · Art. 88

EBA Rejected question

Submitted 2022-06-03

v10861_m - G-SII- vs LR-reporting

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-02

Validation rule eba_v0314_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-02

F 36 - Reporting of rows "Matching liabilities"

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-31

Population of F13.1 & F13.2 with respect to debt securities issued by third parties

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-30

NACE use in Pillar III ESG vs FINREP

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-27

Inclusion of expected loss for equity exposures in calculation of Expected loss amount reducing CET1

Regulation (EU) No 575/2013 (CRR) · Art. 158

EBA Rejected question

Submitted 2022-05-25

Reporting of underlying exposures of a CIU

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-24

Definition of trading book according to new IFD/IFR

Regulation (EU) No 2019/2033 (IFR) · Art. 4

EBA Rejected question

Submitted 2022-05-24

Determination of the total deposit balance of "all the client's deposit accounts"

Regulation (EU) No 575/2013 (CRR) · Art. 421

EBA Rejected question

Submitted 2022-05-23

Remuneration

Directive 2013/36/EU (CRD) · Art. 92

EBA Rejected question

Submitted 2022-05-23

Reclassified non-trading book positions and the fair valued treatment in accordance to Art 105 (1) CRR

Regulation (EU) No 575/2013 (CRR) · Art. 105

EBA Rejected question

Submitted 2022-05-21

Embedded Derivatives under Art 24 (1) CRR versus Art 104 (3)

Regulation (EU) No 575/2013 (CRR) · Art. 104

EBA Rejected question

Submitted 2022-05-21

Validation rule v4135_m

Regulation (EU) No 575/2013 (CRR) · Art. not applicable

EBA Rejected question

Submitted 2022-05-20

Early redemption options

Regulation (EU) No 575/2013 (CRR) · Art. 72b

EBA Rejected question

Submitted 2022-05-18

v6566_s, v6567_s, v6327_m: FV changes of hedged items in portfolio hedge of IRR

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-18

Incorrect Mapping Between Pillar III Template EU CR6-A and Corep Template C 08.07

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-05-17

Mismatch between the instructions for template C 07.00 and the EBA validation rule (v4755_m)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-17

Scope of Prudential consolidation

Regulation (EU) No 575/2013 (CRR) · Art. 22

EBA Question under review

Submitted 2022-05-17

PD calibration sample

Regulation (EU) No 575/2013 (CRR) · Art. 180

EBA Rejected question

Submitted 2022-05-17

Query – Article 262 of CRR

Regulation (EU) No 575/2013 (CRR) · Art. 262

EBA Rejected question

Submitted 2022-05-12

COREP reporting in case of positive impairments for purchased or originated credit-impaired financial assets (POCI)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-11

Reporting outflows from covered bonds and asset-backed securities in COREP template C 73.00

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-10

C08.07: credit risk only?

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-05-09

v6298_m

Regulation (EU) No 575/2013 (CRR) · Art. 366

EBA Rejected question

Submitted 2022-05-09

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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