EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

EBA 4,397 ESMA 1,523 EIOPA 2,635 Joint Committee 256

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3,075 Q&As matching current filters · page 22 of 62

Validation Rule v3748_s partly incorrect

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-07-28

Treatment of interest outflows for retail deposits

Regulation (EU) No 575/2013 (CRR) · Art. 421

EBA Final Q&A

Answered 2017-07-28

F 05.00, row 010, column 030 - On demand [call] and short notice [current account] for Central Banks

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-07-28

Annex XI - template C 44.00 (LR5), row 040, column 010

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-07-28

Positions Subject to Capital Charge

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-07-28

Reporting of ECB LTRO in table 2A2 (P 02.02) and validation rule v4135_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-07-28

‘Exposure weighted average LGD’ computation in CR GB2 report

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-07-28

Group Solvency - Combined Buffer Requirements

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-07-28

Asset Encumbrance - Default Fund pledges

Regulation (EU) No 575/2013 (CRR) · Art. 100

EBA Final Q&A

Answered 2017-07-28

Securities Lending

Regulation (EU) No 575/2013 (CRR) · Art. 100

EBA Final Q&A

Answered 2017-07-28

Immediate obligor and ultimate obligor concerning exposures secured by mortgages on immovable property

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-07-28

Taps on callable instruments

Regulation (EU) No 575/2013 (CRR) · Art. 52, 63

EBA Final Q&A

Answered 2017-07-21

Computation of discount for purchased assets

Regulation (EU) No 575/2013 (CRR) · Art. 159, 166

EBA Final Q&A

Answered 2017-07-21

Risk weight to apply to exposures to unrated central banks

Regulation (EU) No 575/2013 (CRR) · Art. 114

EBA Final Q&A

Answered 2017-07-14

Risk weight of EURATOM debt

Regulation (EU) No 575/2013 (CRR) · Art. 118

EBA Final Q&A

Answered 2017-07-14

Prior permission for repurchase of CET 1 instruments for discretionary trading activity over treasury shares for a certain predetermined amount.

Regulation (EU) No 575/2013 (CRR) · Art. 77

EBA Final Q&A

Answered 2017-07-14

Derivative adjustment of the basic annual contribution through mark-to-market method

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Final Q&A

Answered 2017-07-14

Effective Maturity calculation for fully/nearly fully collateralised derivatives and Security Financing Transcations

Regulation (EU) No 575/2013 (CRR) · Art. 162

EBA Final Q&A

Answered 2017-07-14

Instrumenty w Tier II / Tier 2 instruments and incentives to redeem or repay subordinated bonds prior to their maturity.

Regulation (EU) No 575/2013 (CRR) · Art. 63

EBA Final Q&A

Answered 2017-07-14

Minority Interests

Regulation (EU) No 575/2013 (CRR) · Art. 81

EBA Final Q&A

Answered 2017-07-14

Cap on inflows for consumer finance or leasing and factoring activity

Regulation (EU) No 575/2013 (CRR) · Art. 33

EBA Final Q&A

Answered 2017-07-14

Speculative immovable property financing

Regulation (EU) No 575/2013 (CRR) · Art. 4, 128

EBA Final Q&A

Answered 2017-06-30

Use of bona fide estimates for the determination of the size of a corporation

Regulation (EU) No 575/2013 (CRR) · Art. 153, 162

EBA Final Q&A

Answered 2017-06-30

Contingent liabilities within the Merchant Services Industry

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-06-30

Short positions in financial institution capital instruments

Regulation (EU) No 575/2013 (CRR) · Art. 36, 45

EBA Final Q&A

Answered 2017-06-30

Written Credit Derivatives Add-On MR/NR Netting

Regulation (EU) No 575/2013 (CRR) · Art. 429d

EBA Final Q&A

Answered 2017-06-30

CVA Standardised Method for Securities Financing Transactions (SFTs)

Regulation (EU) No 575/2013 (CRR) · Art. 384

EBA Final Q&A

Answered 2017-06-30

Reporting of assets lending on an unsecured basis

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Final Q&A

Answered 2017-06-16

AVA calculation and tax effects

Regulation (EU) No 575/2013 (CRR) · Art. 8, 34

EBA Final Q&A

Answered 2017-05-25

Outflows associated with Payment Institutions' escrow accounts

Regulation (EU) No 575/2013 (CRR) · Art. 422, 460

EBA Final Q&A

Answered 2017-05-12

Market risk capital requirement for CIUs where a look-through approach is applied

Regulation (EU) No 575/2013 (CRR) · Art. 350

EBA Final Q&A

Answered 2017-05-12

Valuation of immovable property performed by statistical model

Regulation (EU) No 575/2013 (CRR) · Art. 208, 229

EBA Final Q&A

Answered 2017-05-12

Definition of "managerial (internal business) purposes" in terms of re-developed IRB model application.

Regulation (EU) No 575/2013 (CRR) · Art. 179

EBA Final Q&A

Answered 2017-05-12

Implementation of default definition - retail portfolio

Regulation (EU) No 575/2013 (CRR) · Art. 178

EBA Final Q&A

Answered 2017-05-12

Own estimates of CCF in the retail exposure class

Regulation (EU) No 575/2013 (CRR) · Art. 159, 166, 166

EBA Final Q&A

Answered 2017-05-05

Deduction from CET1 of significant holdings in financial sector entities (FSE) and protection acquired to limit downside investment exposure

Regulation (EU) No 575/2013 (CRR) · Art. 36

EBA Final Q&A

Answered 2017-04-21

Cross-Product Netting

Regulation (EU) No 575/2013 (CRR) · Art. 429c

EBA Final Q&A

Answered 2017-04-21

Risk weighting attributed to gold bullion coins

Regulation (EU) No 575/2013 (CRR) · Art. 134

EBA Final Q&A

Answered 2017-04-21

Other items

Regulation (EU) No 575/2013 (CRR) · Art. 134

EBA Final Q&A

Answered 2017-04-21

C 12.00 - v0519_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-04-07

Validation rule v1384_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-04-07

Validation rule on Leverage ratio templates - v4462_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-04-07

Hedging derivatives

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-04-07

Repurchase Agreements in template F 08.01 versus assets encumbered in template F 15.00 – EBA validation v0912_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-04-07

FinRep validation rules v3079_m and v3080_m

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-04-07

Own Credit Spread

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-04-07

Exposures towards QCCPs under CRR Art. 306(c) under standardised method

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-04-07

Template C 47.00, rows 270 and 280 (Validation rule v4452_s) – treatment of Cash Flow Hedge reserves

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2017-04-07

Thresholds for Common Equity Tier 1

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2017-04-07

v2819_m - Cross-check between FINREP and Asset Encumbrance

Regulation (EU) No 575/2013 (CRR) · Art. 99, 100

EBA Final Q&A

Answered 2017-04-07

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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