EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
100 Q&As matching current filters · page 2 of 2
Basis of risk exposures to take in consderation for calculation of the countercyclical buffer (CcyB)
Directive 2013/36/EU (CRD) · Art. 130, 140
Answered 2017-04-21
Definition of low default portfolios for 2017 supervisory benchmarking exercise: Missing Portfolio ID for exposures assigned to both the exposure class ‘institutions’ and to the sector of counterparty ‘general governments’
Directive 2013/36/EU (CRD) · Art. 78
Answered 2017-03-24
Annex VI, template C 108.00, Definition of P&L
Directive 2013/36/EU (CRD) · Art. 78
Answered 2017-03-24
Use ‘AND’ or ‘OR’ rule to identify the exposure of the individual counterparties?
Directive 2013/36/EU (CRD) · Art. 78
Answered 2017-03-24
Clarification on the exclusion of calculation of credit spread portfolio in cases where only approval for general risk of debt instruments is granted
Directive 2013/36/EU (CRD) · Art. 78
Answered 2017-03-24
Clarification on Type of Facility to be used for Template C 102.00
Directive 2013/36/EU (CRD) · Art. 78
Answered 2017-03-24
Collateral value
Directive 2013/36/EU (CRD) · Art. 78
Answered 2017-03-24
Clarification of columns 050 and 060 of template C 101.00, Annex I of the Benchmarking exercise.
Directive 2013/36/EU (CRD) · Art. 78
Answered 2017-03-24
Interaction between benchmarking and additional capital requirements under Article 458 of CRR
Directive 2013/36/EU (CRD) · Art. 78
Answered 2017-03-24
Rules on qualifying holdings in credit institutions
Directive 2013/36/EU (CRD) · Art. 22/23
Answered 2017-02-03
Calculation of the ratio variable to fixed remuneration
Directive 2013/36/EU (CRD) · Art. 94
Answered 2016-12-09
EBA Benchmarking 2016
Directive 2013/36/EU (CRD) · Art. 78
Answered 2016-12-02
Interaction of the EBA Opinion on the MDA and Article 92 Regulation (EU) No 575/2013 (CRR)
Directive 2013/36/EU (CRD) · Art. 104a, 128
Answered 2016-08-26
SREP and combined buffers
Directive 2013/36/EU (CRD) · Art. 104, 104a, 104a,129, 130, 131
Answered 2016-08-26
Clarification of the geographical scope of the benchmark portfolios
Directive 2013/36/EU (CRD) · Art. 78
Answered 2016-06-24
Template 105.01 filling for LDPs
Directive 2013/36/EU (CRD) · Art. 78
Answered 2016-06-24
Capital buffer for other systemically important institutions
Directive 2013/36/EU (CRD) · Art. 131
Answered 2016-04-01
Article 116 Colleges of Supervisors
Directive 2013/36/EU (CRD) · Art. 116
Answered 2016-03-04
Clarification regarding the reference year for the purpose of the remuneration data to be collected by Competent authorities
Directive 2013/36/EU (CRD) · Art. 75
Answered 2016-01-15
Clarification regarding the reference year for the purpose of the remuneration data to be collected by competent authorities
Directive 2013/36/EU (CRD) · Art. 75
Answered 2016-01-15
Directorships
Directive 2013/36/EU (CRD) · Art. 91
Answered 2015-11-13
Is operational leasing included in annex 1 to Directive 2013/36/EU and shall it be included in a consolidated situation?
Directive 2013/36/EU (CRD) · Art. Annex 1 to Directive 2013/36/EU
Answered 2015-08-28
Definition of Additional Tier 1 instruments for the purposes of Article 141 of Directive 2013/36/EU
Directive 2013/36/EU (CRD) · Art. 141
Answered 2015-06-26
Implementation of the provisions on the shorter transitional period for a countercyclical capital buffer, as provided under Article 160 of the Directive 2013/36/EU
Directive 2013/36/EU (CRD) · Art. 160
Answered 2015-04-30
Scope of deposit monopoly
Directive 2013/36/EU (CRD) · Art. 9
Answered 2015-03-13
Definitions of reportable items
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-12-19
Country of transaction, scope of disclosures and intragroup transactions
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-12-19
Location of disclosures and audit consequences
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-12-19
Administrative penalties for legal persons
Directive 2013/36/EU (CRD) · Art. 66, 67
Answered 2014-10-24
Publication of administrative penalties
Directive 2013/36/EU (CRD) · Art. 68
Answered 2014-09-26
First time application of country-by-country reporting – interaction between Article 89 paragraphs (1) and (2)
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-06-06
Definition of ‘establishment’ for the purposes of Country-by-Country reporting – scope of consolidation
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-06-06
What is ‘turnover’ for the purposes of Country-by-Country reporting?
Directive 2013/36/EU (CRD) · Art. 89
Answered 2014-06-06
Lower maximum penalties for natural persons
Directive 2013/36/EU (CRD) · Art. 66
Answered 2014-06-06
Capital buffers
Directive 2013/36/EU (CRD) · Art. 131
Answered 2014-06-06
Passporting for financial institutions
Directive 2013/36/EU (CRD) · Art. 34
Answered 2014-05-23
How should IRB-institutions exclude exposures according to art 140.4?
Directive 2013/36/EU (CRD) · Art. 99
Answered 2014-03-21
Meaning of Article 79 (b) of Directive 2013/36/EU (CRD)
Directive 2013/36/EU (CRD) · Art. 79
Answered 2013-12-20
Possibility to increase the frequency of reporting with regard to information covered by Draft ITS on Supervisory Reporting.
Directive 2013/36/EU (CRD) · Art. 104
Answered 2013-12-20
Information to be declared under the concept of "discretionary pension benefits" in the annex of EBA/GL/2012/5 and in annex 2 of EBA/GL/2012/4
Directive 2013/36/EU (CRD) · Art. 75, 94
Answered 2013-11-15
Notifications of agents and subagents of credit institutions in the European Economic Area (EEA)
Directive 2013/36/EU (CRD) · Art. 35
Answered 2013-11-08
Which institution is responsible to provide the remuneration data if a subsidiary has been sold?
Directive 2013/36/EU (CRD) · Art. 75
Answered 2013-10-31
Application and interpretation of the 50% / 80% weighting of positive changes under IRRBB SOT
Directive 2013/36/EU (CRD) · Art. Commission Delegated Regulation (EU) 2024/856 (RTS on Supervisory Outlier Tests)
Submitted 2026-05-11
Geographical allocation of exposures arising from synthetic securitisations for the purposes of the Countercyclical Capital Buffer (CCB)
Directive 2013/36/EU (CRD) · Art. 140
Submitted 2026-04-14
Intermediate Parent Undertaking
Directive 2013/36/EU (CRD) · Art. 21b
Submitted 2021-07-14
Supervisory disclosure in relation to transferred credit risk
Directive 2013/36/EU (CRD) · Art. 144
Submitted 2020-01-24
Definition of retail and investment banking for information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Scope of consolidation of information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Frequency of reporting, submission dates, reference year for information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Definition of amounts to be reported
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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