EU Financial Regulatory Q&A Database

Technical Provisions (TPs), Solvency Capital Requirement (SCR)

Revised Guidelines on valuation of technical provisions, (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 36 of DR 2015/35

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA)

ICT-related incidents (DORA)

(EU) 2022/2554 - Digital Operational Resilience Act (DORA) · Art. Art.22

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. ANNEX VI Definitions of the CIC Table

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates, Risk concentration, Group Solvency Requirement

(EU) 2023/895 - ITS for the disclosure of solvency and financial condition report

Solvency Capital Requirement (SCR)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 121 to 125

Reporting Templates

(EU) 2023/895 - ITS for the disclosure of solvency and financial condition report

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. Annex II

Size Thresholds for Self-Managed AIFs and UCITS

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) · Art. Article 3 of the DORA Regulation points (60), (63) and (64)

Technical Provisions (TPs)

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 28

List of IEA Sectors in Column a vs List of IEA Sectors in the EBA3.3 Annotated Table Layout for ESG

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Template 5 - Reporting of gross carrying amount of exposures sensitive to chronic, acute, chronic and acute climate change events

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Template 9.1 – Mitigating actions: Assets for the calculation of BTAR

Regulation (EU) No 575/2013 (CRR) · Art. 449a

Can a financial market participant rely on disclosures under Article 6(1) second sub- paragraph of the SFDR (which allow financial market participants to disclose in pre- contractual disclosures that

SFDR

Are financial market participants obliged to publish the pre-contractual or periodic product templates on their websites based on the SFDR, or does that depend on the sectoral law on publication of th

SFDR

With regard to how a financial market participant (e.g. a UCITS management company) discloses PAI indicator 1 in Table 1 of Annex I of the SFDR Delegated Regulation in relation to its financial produc

SFDR

How should values in currencies other than EUR be converted to EUR? E.g. at the point of reporting, the point of the impact or an average value in EUR of values in currencies converted to EUR at diffe

SFDR

I am trying to figure out how exactly to calculate the share of sustainable investment that qualify as environmentally sustainable under the EU Taxonomy (SDFR Template, Annex II, first question). Let'

SFDR

Should a fund invest in for example cars or real estate assets, through special purposes vehicles ("SPVs") or holding companies, would those SPVs/holding companies be considered as the "companies" cov

SFDR

Should PAI indicator 6 in Table 1 of Annex I of the SFDR Delegated Regulation ("Energy consumption intensity per high impact climate sector") be disclosed on an aggregated basis (i.e. each high impact

SFDR

Following the answer to Q&A V.9, where financial products are passively tracking Paris Aligned Benchmarks (PABs) and Climate Transition Benchmarks (CTBs), it can be considered they do not fall under A

SFDR

For financial products falling under Article 8 or 9 SFDR, where the financial market participant making available those products is a registered AIFM which has not set up a website, must that register

SFDR

Given the Commission’s interpretative Q&A II.1 notes that sustainable investments can be measured at economic activity and at the investment level, how can financial products do this in practice? The

SFDR

Can a sustainable investment pursuant to Article 2(17) SFDR also be made by investing in another financial product, e.g. a UCITS fund?

SFDR

Should PAI indicator 4 in Table 1, Annex I of the SFDR Delegated Regulation ("Exposure to companies active in the fossil fuel sector") be calculated on a look-through (i.e. share of fossil fuel activi

SFDR

What information should financial market participants disclose about financial products passively tracking a PAB or CTB?

SFDR

a) In situations where financial market participants delegate management, is the application of the definition of "sustainable investment" in Article 2, point (17) SFDR an exclusive prerogative of the

SFDR

In line with SFDR Delegated Regulation and the SFDR Q&As (JC 2023 18), a UCITS management company disclosing its UCITS under Article 9 SFDR may next to "sustainable investments" (i.e. in the "remainin

SFDR

3116

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) · Art. 180

Technical Provisions (TPs)

Guidelines on valuation of technical provisions · Art. Technical Annex III

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Two classifications for one client

Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries

Deadline for providing clients with statement on owned financial instruments

Directive 2014/65/EU - Markets in Financial Instruments Directive (MiFID II) · Art. Article 63, Paragraph 1 of Delegated Regulation EU 2017/565

Entities who have not applied for, or whose application for authorisation as CASPs has been refused by the end of the transition period

MiCA

Entities not authorised as CASPs by the end of the transition period

MiCA · Art. 143(3)

Other

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. 13

Validations

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. BV1243

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

Other

Reinsurance

(EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII)

Other

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance)

Other DORA topics

(EU) 2022/2554 - Digital Operational Resilience Act (DORA)