EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,811 Q&As matching current filters · page 176 of 177
Calculation of exposure value for counterparty credit risk under Mark-to-market Method
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2013-12-03
Reporting of assets that are deducted from own funds but included in the exposure measure in LR calc (template 45.01) in the LR4 (template 43.00)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2013-11-29
Remuneration - Secondment contracts
Directive 2013/36/EU (CRD) · Art. 92
Submitted 2013-11-27
FINREP, NACE codes
Regulation (EU) No 575/2013 (CRR) · Art. Article 99
Submitted 2013-11-25
Grandfathering of Tier 1 instruments w.r.t. Dividend Stoppers and Pushers
Regulation (EU) No 575/2013 (CRR) · Art. 489
Submitted 2013-11-18
Relevance of Recital 50 with regard to the securitisation definition in accordance with Article 4(1) point (61)
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2013-11-14
Derogation from the application of liquidity requirements on an individual basis
Regulation (EU) No 575/2013 (CRR) · Art. 8 (in connection with 460)
Submitted 2013-11-05
Calculating capital requirement for trading book positions - Derogation for small trading book business
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2013-11-04
Cash outflows on other liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2013-11-01
Cash Inflows from major index equity instruments
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2013-11-01
Stand By Credit Facilities as Liquid Assets
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2013-11-01
Non material losses
Regulation (EU) No 575/2013 (CRR) · Art. 472
Submitted 2013-10-31
Conditions taken into account to use the factor 0,7619
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2013-10-21
Eligibility of CET 1 in case of an agreement for transfer of profit and coverage of losses
Regulation (EU) No 575/2013 (CRR) · Art. 28
Submitted 2013-10-19
Risk weighted exposures of CET1/AT1/T2 holdings in financial sector entities which are not deducted from the institution's CET1 capital
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2013-10-16
Netting Methodologies
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2013-10-10
Large Exposures - clients to CCPs
Regulation (EU) No 575/2013 (CRR) · Art. 395 (1), 400
Submitted 2013-10-09
Liechtenstein is menber of EEA and uses Swiss Francs (CHF).
Regulation (EU) No 575/2013 (CRR) · Art. 114 (5)
Submitted 2013-10-04
Outflows on other liabilities for Operational Accounts (Basel para 93 -104)
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2013-09-30
Repurchase and cancellation of Tier 2 in the open market less than 5 years from issue
Regulation (EU) No 575/2013 (CRR) · Art. 78.4 (and 63.j)
Submitted 2013-09-30
Treatment of cash collateral
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2013-09-30
Value adjustments for prudent valuation (Additional Value Adjustments)
Regulation (EU) No 575/2013 (CRR) · Art. 34 - 105
Submitted 2013-09-24
Applicable provisions for determining deferred tax assets that rely on future profitability that existed before 1.1.2014
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-09-17
Calculation of capital requirements for SME under Article 501 of CRR
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2013-09-17
Consistency regarding the specification of the transition period according to Articles 469(1), 470(2) and 478(2) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 469, 470, 478
Submitted 2013-09-17
Applying the two different applicable percentages of Articles 478(1) and 478(2) CRR to the amount exceeding the thresholds of Article 470(2) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-09-17
Requirement to establish a risk/audit committee
Directive 2013/36/EU (CRD) · Art. 76
Submitted 2013-09-10
Additional value adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 34, 105
Submitted 2013-09-05
Reporting of the 10 largest exposures to institutions and the 10 largest exposures to unregulated financial institutions
Regulation (EU) No 575/2013 (CRR) · Art. 394
Submitted 2013-09-04
Firm shorts covered by client longs
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2013-08-27
Netting within cash pooling agreement used as part of cash management products
Regulation (EU) No 575/2013 (CRR) · Art. 420
Submitted 2013-08-19
Treatment of Deliverable FX for single Currency Returns under 422 (6) and 425 (3)
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2013-08-14
Evidence that a client is unable to withdraw amounts legally due over a 30 day period without compromising its operational functioning
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2013-08-07
Impact of the significant risk transfer on the own funds requirement against specific risk in case of synthetic securitisations in the trading book
Regulation (EU) No 575/2013 (CRR) · Art. 337
Submitted 2013-07-18
Transitional provision for deferred tax assets that rely on future profitability
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-07-18
Definition of default in terms of days
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2013-07-12
Definition of a large exposure
Regulation (EU) No 575/2013 (CRR) · Art. 392
Submitted 2013-07-11
Unrealised Gains and Losses
Regulation (EU) No 575/2013 (CRR) · Art. 467, 468
Submitted 2013-07-09
Definición de PYME - SME definition
Regulation (EU) No 575/2013 (CRR) · Art. 123
Submitted 2013-07-05
FINREP Date of initial application
Regulation (EU) No 575/2013 (CRR) · Art. 521
Submitted 2013-07-05
Credit risk mitigation techniques - independent, written and reasoned legal opinions
Regulation (EU) No 575/2013 (CRR) · Art. 194
Submitted 2013-07-04
Definition of retail and investment banking for information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Definition of amounts to be reported
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Scope of the institutions subject to the data collection
Directive 2013/36/EU (CRD) · Art. 75, 47
Submitted 2013-07-03
Scope of consolidation of information collection
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 483
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 484
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 48
Submitted 2013-07-03
Recognition of Additional Tier 1 and Tier 2
Regulation (EU) No 575/2013 (CRR) · Art. 92
Submitted 2013-07-03
Application of requirements on a sub-consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 11
Submitted 2013-07-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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