EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,811 Q&As matching current filters · page 170 of 177
Clarification regarding the consideration in Article 42(6)
Directive 2014/59/EU (BRRD) · Art. 42
Submitted 2018-02-07
Question on CSD capital requirements and investment policy
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. 10
Submitted 2018-02-07
Definition of 'explicit guarantee arrangements' for the purpose of classification of non-commercial undertakings as public sector entities
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2018-02-06
Impact of a profit and loss transfer agreement under German company law on the eligibility of CET1 instruments for subsidiaries having full discretion on contributing common equity tier 1 capital as defined in Article 26 of the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 28
Submitted 2018-01-22
Classification of direct reductions in the accounting value as credit risk adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2018-01-11
Highly reliable prearranged funding arrangements
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. Article 59 (4) EBA-RTS and Article 38 (6) (b) EBA RTS
Submitted 2018-01-04
Available financial means
Directive 2014/49/EU (DGSD) · Art. 11
Submitted 2018-01-02
Value for column c040 of template C 101.00 in case of counterparties with multiple ratings
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-15
Interpretation of the term “commercial immovable property” especially “other commercial premises” for the application of the preferential risk weights for the risk weight assets purposes according to the Article 126 of the CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 126
Submitted 2017-12-05
Market risk benchmarking – specification of portfolio 20
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
Market risk benchmarking – specification of portfolio 15
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
Weighted average risk weight calculation of the securitised exposures for an unrated securitisation position in STD according to Article 253
Regulation (EU) No 575/2013 (CRR) · Art. 253
Submitted 2017-12-01
CAP for synthetic securitisations of originator institutions in STD based on Article 252
Regulation (EU) No 575/2013 (CRR) · Art. 252
Submitted 2017-12-01
Market risk benchmarking – specification of portfolio 12
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
Market risk benchmarking – specification of portfolio 10
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-12-01
The EAD to be reported if no IRB exposure exists
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-10-12
Question refer to Guidelines on disclosures requirments under Part Eight of Regulation No 575/2013 template 11 EU CR1-A Credit quality of exposures by exposure class and instrument
Regulation (EU) No 575/2013 (CRR) · Art. Articles 431 - 455
Submitted 2017-08-21
Reporting of revocable off-balance sheet commitments in FINREP IFRS9 template F 9.1.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2017-08-17
FINREP F 12.1 Movements in allowances and provisions for credit losses
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2017-08-15
Revolving exposures
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-07-31
Specialised Lending exposures
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-07-31
Potential inconsistency between articles 68 and articles 69 through 71 in what concerns exemptions.
Directive 2014/59/EU (BRRD) · Art. 68
Submitted 2017-07-25
Treatment of claims secured on residential property collateral
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2017-07-19
C 09.04, row 40, column 010 - Value of trading book exposures for internal model
Directive 2013/36/EU (CRD) · Art. Article 140
Submitted 2017-07-13
Criteria for sufficiently diversified private equity portfolios under the simple risk weight approach
Regulation (EU) No 575/2013 (CRR) · Art. 155
Submitted 2017-06-27
’Appropriate prudential requirements’ with regard to ancillary services undertakings for the assessment of the condition in Article 113(6)(a) CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 113
Submitted 2017-06-22
Annual contributions of institutions – which data should constitute the basis for the calculation of annual contributions to resolution financing arrangements in case of a significant change of the risk profile of an institution
Directive 2014/59/EU (BRRD) · Art. Article 103 BRRD
Submitted 2017-06-05
Consideration of surplus collateral received in providing further credit risk mitigation
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2017-05-24
Definition of subordinated exposures
Regulation (EU) No 575/2013 (CRR) · Art. 161
Submitted 2017-05-16
Application of a Permanent Partial Use exemption under Article 150(1)(d) to the European Commission
Regulation (EU) No 575/2013 (CRR) · Art. 150
Submitted 2017-04-04
Scope of CRR definition of Financial Institution
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2017-03-24
Application of IRB floor
Regulation (EU) No 575/2013 (CRR) · Art. 500
Submitted 2017-03-17
Deduction of deferred tax assets
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2017-03-14
Undrawn uncommitted credit lines
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-03-10
Mark-to-Market Method: Add-on for sold options
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2017-03-08
C 101.00 / C 102.00 – Calculation of exposure weighted CCF (c100)
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-03-08
C 101.00 – Reporting of Rating (c040) - counterparties with multiple ratings
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-03-08
Sequence of write down of shares and subordinated debt
Directive 2014/59/EU (BRRD) · Art. 47, 48
Submitted 2017-03-07
Eligible liabilities for the purpose of MREL
Directive 2014/59/EU (BRRD) · Art. 45
Submitted 2017-03-07
[Supervisory Benchmarking Exercise] Annex II, C 102, Column 110 - Filling in for LDPs
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Market risk capital treatment for third country CIU positions
Regulation (EU) No 575/2013 (CRR) · Art. 349
Submitted 2017-02-28
Supervisory Benchmarking Exercise, Annex II, C 102.00, Columns 150-170 - NACE code, type of exposure, size of exposure
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Supervisory Benchmarking Exercise, Annex II, C 102.00, Column 100 - Facilities
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Annex II, C 102.00, column 020 - Portfolio name
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Annex II, C 102.00, column 020 – Large corporate sample
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Annex I, template C 101.00 – Multiple entities mapped to the same LEI
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-28
Content of templates C 105.01, C 105.02 and C 105.03
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-27
Supervisory Benchmarking Portfolios (SBP) - Z axes on C 101.00 and C 102.00
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2017-02-27
Capital requirements for regular-way transactions during the settlement cycle
Regulation (EU) No 575/2013 (CRR) · Art. 378
Submitted 2017-02-09
Use of Initial Margin (IM) posted by a Client as risk-mitigating effect in the calculation of the own funds requirement for CCP transactions the Clearing Member bank has with that Client
Regulation (EU) No 575/2013 (CRR) · Art. 223
Submitted 2017-02-08
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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