EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,600 Q&As matching current filters · page 169 of 172
Operational Risk business line mapping
Regulation (EU) No 575/2013 (CRR) · Art. 318
Submitted 2018-12-24
Supervisory Benchmarking Exercise 2019: RWA- and RWA --
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-12-20
Treatment of originated credit-impaired financial assets
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2018-12-19
Own funds
Regulation (EU) No 575/2013 (CRR) · Art. 63
Submitted 2018-12-11
Counterparty of deposits taken from a fiduciary bank
Regulation (EU) No 575/2013 (CRR) · Art. 411
Submitted 2018-12-07
Fair value adjustments that arise as a result of applying fair value hedge accounting
Regulation (EU) No 575/2013 (CRR) · Art. 111 and 166
Submitted 2018-12-06
Treatment of CIUs in internal model for market risk – partial use
Regulation (EU) No 575/2013 (CRR) · Art. 350
Submitted 2018-11-20
Exposure amount for unfunded default fund contribution (UDFC)
Regulation (EU) No 575/2013 (CRR) · Art. 309
Submitted 2018-11-08
Transactions to consider in the share of interbank loans and deposits in the European Union
Directive 2014/59/EU (BRRD) · Art. 103
Submitted 2018-10-25
90 Day Access via Direct Access
Directive 2015/2366/EU (PSD2) · Art. 98
Submitted 2018-10-24
Definition of available cash for the purpose of determining intraday qualifying liquid resources in accordance with Regulation (EU) 2017/390 Art. 34(b)
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. 59
Submitted 2018-10-08
Definition of sponsor under Regulation (EU) No 2017/2402 (the Securitisation Regulation)
Regulation (EU) No 575/2013 (CRR) · Art. Article 2 of Regulation (EU) No 2017/2402 (the Securitisation Regulation)
Submitted 2018-10-04
Risk weight for new asset class of non-preferred senior debt
Regulation (EU) No 575/2013 (CRR) · Art. 120 and others
Submitted 2018-10-01
Definition of credit institution
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2018-09-18
Market risk benchmarking - specification of Long position on “Cap and Floor” 10-year UBS AG (Ticker: UBSG VX) Notes.
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2018-09-07
Treatment of purchase price discount or specific credit risk adjustment in the determination of the maximum risk weight for senior securitisation positions using the look through approach where the SEC-IRBA method is used to determine the risk weight of the securitisation position.
Regulation (EU) No 575/2013 (CRR) · Art. 267
Submitted 2018-07-24
PD Calibration Sample
Regulation (EU) No 575/2013 (CRR) · Art. 180
Submitted 2018-07-24
Non-CET1 Instruments absorbing losses at the same time as CET1 instruments
Regulation (EU) No 575/2013 (CRR) · Art. 28
Submitted 2018-07-19
Exposure treatment for trades with Specific Wrong-Way risk
Regulation (EU) No 575/2013 (CRR) · Art. 291
Submitted 2018-06-25
Scope of application of the secured lending regime for liquidity coverage requirement - non-financial customers
Regulation (EU) No 575/2013 (CRR) · Art. 422 and 425
Submitted 2018-06-06
Look-through approach resulting in a credit risk position of own institution
Regulation (EU) No 575/2013 (CRR) · Art. 132
Submitted 2018-06-01
Goodwill included in the valuation of significant investments
Regulation (EU) No 575/2013 (CRR) · Art. 37
Submitted 2018-05-24
Gross carrying amount for purchased credit-impaired assets in FINREP and COREP
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2018-05-21
Application of a currency volatility adjustment in the case of a Significant Credit Risk Transfer securitisation
Regulation (EU) No 575/2013 (CRR) · Art. 264
Submitted 2018-05-11
Treatment of margined Derivatives which are physically settled in the Maturity Ladder (C66) Template
Regulation (EU) No 575/2013 (CRR) · Art. ANNEX XXII of the Official European Journal
Submitted 2018-04-27
Treatment of undrawn committed facilities backed by own issuances.
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2018-04-17
Contextual limits to the ancillary power in Article 64.1.f) BRRD
Directive 2014/59/EU (BRRD) · Art. 64
Submitted 2018-04-15
Applicable treatment of fair value changes for the identification of the applicable RW to exposures in default under the Standardised Approach
Regulation (EU) No 575/2013 (CRR) · Art. 127
Submitted 2018-04-03
Reporting of own funds deductions required by the competent authority.
Directive 2013/36/EU (CRD) · Art. 104
Submitted 2018-03-28
Clarification of the requirement to establish concentration limits on liquidity providers and establish at least two arrangements for each major currency.
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. 59
Submitted 2018-03-22
Interpretation of the term ‘ancillary services undertaking’ as defined in point (18) of Article 4 (1) CRR with a view to ‘intermediary undertakings’
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2018-03-15
Leverage ratio methodology - Art. 429(6) and (7) of Reg.(EU) No 575/2013 and Art. 429 a) of the Del. Reg. 2015/62 - art. 5 par. 3 of Comm. Deleg. Regulation (EU) 2015/63
Directive 2014/59/EU (BRRD) · Art. 103
Submitted 2018-02-22
Reporting of balances denominated in renminbi CNY and CNH in C22 MKR SA FX
Regulation (EU) No 575/2013 (CRR) · Art. Annexes I and II, C22.00
Submitted 2018-02-16
Fair value changes due to changes in cross-currency basis spread eligible for CET1 capital (cost of hedging)
Regulation (EU) No 575/2013 (CRR) · Art. 35
Submitted 2018-02-16
Question on CSD capital requirements and investment policy
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. 10
Submitted 2018-02-07
Clarification regarding the consideration in Article 42(6)
Directive 2014/59/EU (BRRD) · Art. 42
Submitted 2018-02-07
Definition of 'explicit guarantee arrangements' for the purpose of classification of non-commercial undertakings as public sector entities
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2018-02-06
Classification of direct reductions in the accounting value as credit risk adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 166
Submitted 2018-01-11
Highly reliable prearranged funding arrangements
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. Article 59 (4) EBA-RTS and Article 38 (6) (b) EBA RTS
Submitted 2018-01-04
Available financial means
Directive 2014/49/EU (DGSD) · Art. 11
Submitted 2018-01-02
Interpretation of the term “commercial immovable property” especially “other commercial premises” for the application of the preferential risk weights for the risk weight assets purposes according to the Article 126 of the CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 126
Submitted 2017-12-05
Reporting of revocable off-balance sheet commitments in FINREP IFRS9 template F 9.1.1
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2017-08-17
FINREP F 12.1 Movements in allowances and provisions for credit losses
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2017-08-15
Potential inconsistency between articles 68 and articles 69 through 71 in what concerns exemptions.
Directive 2014/59/EU (BRRD) · Art. 68
Submitted 2017-07-25
Treatment of claims secured on residential property collateral
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2017-07-19
C 09.04, row 40, column 010 - Value of trading book exposures for internal model
Directive 2013/36/EU (CRD) · Art. Article 140
Submitted 2017-07-13
Criteria for sufficiently diversified private equity portfolios under the simple risk weight approach
Regulation (EU) No 575/2013 (CRR) · Art. 155
Submitted 2017-06-27
’Appropriate prudential requirements’ with regard to ancillary services undertakings for the assessment of the condition in Article 113(6)(a) CRR.
Regulation (EU) No 575/2013 (CRR) · Art. 113
Submitted 2017-06-22
Annual contributions of institutions – which data should constitute the basis for the calculation of annual contributions to resolution financing arrangements in case of a significant change of the risk profile of an institution
Directive 2014/59/EU (BRRD) · Art. Article 103 BRRD
Submitted 2017-06-05
Definition of subordinated exposures
Regulation (EU) No 575/2013 (CRR) · Art. 161
Submitted 2017-05-16
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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