EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,600 Q&As matching current filters · page 166 of 172
Meaning of ‘pure industrial holding company’ in the definition of financial institution.
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2021-03-31
Combined buffer requirement on top of MREL consolidation level
Directive 2014/59/EU (BRRD) · Art. 16a
Submitted 2021-03-24
Supervisory Benchmarking Exercise, Annex VI, C107.01, row 0010, column 0020
Directive 2013/36/EU (CRD) · Art. 78
Submitted 2021-03-23
Elaboration of the template EU LIQ2 using supervisory data EBA/ITS/2020/04 - Annex XIII - Template EU LIQ2: Net Stable Funding Ratio
Regulation (EU) No 575/2013 (CRR) · Art. Article 451a(3)
Submitted 2021-03-17
Homogeneously managed exposures
Regulation (EU) No 575/2013 (CRR) · Art. 142
Submitted 2021-03-03
Treatment of guaranteed export financing transactions under Standardised Approach
Regulation (EU) No 575/2013 (CRR) · Art. 114
Submitted 2021-03-02
Collateralized loans below 35% Risk Weight
Regulation (EU) No 575/2013 (CRR) · Art. Article 428af
Submitted 2021-02-22
Supervisory delta for commodities with negative prices
Regulation (EU) No 575/2013 (CRR) · Art. 279a
Submitted 2021-02-18
Calculation of the insufficient coverage for NPEs and capital absorptions related to Pillar 1 requirements on the same exposure
Regulation (EU) No 575/2013 (CRR) · Art. Article 47c
Submitted 2021-02-15
Treatment of expected credit losses (ECL) of financial instruments accounted for under fair value through other comprehensive income (FVOCI)
Regulation (EU) No 575/2013 (CRR) · Art. 111
Submitted 2021-02-11
Electronic Identification Process
Directive (EU) 2015/849 (AMLD) · Art. 13
Submitted 2021-02-09
Composition of the first and second lines of defence
Directive 2013/36/EU (CRD) · Art. 74
Submitted 2021-02-09
AVC
Regulation (EU) No 575/2013 (CRR) · Art. Article 153
Submitted 2021-02-04
Secured lending
Regulation (EU) No 575/2013 (CRR) · Art. 192
Submitted 2021-01-26
Prudential filter on unrealised gains and losses corresponding to exposures to governments, local authorities and public sector entities and its interaction with hedging activities
Regulation (EU) No 575/2013 (CRR) · Art. 468
Submitted 2021-01-12
Application of legislative payment moratoria and definition of forbearance measures.
Regulation (EU) No 575/2013 (CRR) · Art. 47b
Submitted 2020-12-30
Definition of “prudential regulation in the Union” in Article 142(1)(4)(b)
Regulation (EU) No 575/2013 (CRR) · Art. 142
Submitted 2020-12-18
Consent solicitation to change the contractual ranking of an instrument to avoid so-called “infection risk“ posed by legacy instruments
Regulation (EU) No 575/2013 (CRR) · Art. 52 / 63 / 72b
Submitted 2020-12-11
Application of the formula for the determination of the risk weight for a specific vega risk factor k
Regulation (EU) No 575/2013 (CRR) · Art. 325 ax
Submitted 2020-11-30
Is the activity of pension fund administrators included in the "Portfolio management and advice" and thus, pension fund administrators qualify as financial institutions?
Directive 2013/36/EU (CRD) · Art. Annex I
Submitted 2020-11-19
Article 94 (4) discretion on Remuneration
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2020-11-11
Definition of subsidiary for the purposes of the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-10-22
Scope of internal hedges
Regulation (EU) No 575/2013 (CRR) · Art. 106
Submitted 2020-10-15
Is it correct that, in sheet Z 10.02, the Critical Function ID is not considered as a Key Value?
Directive 2014/59/EU (BRRD) · Art. 1
Submitted 2020-10-02
Control of high-quality liquid assets
Regulation (EU) No 575/2013 (CRR) · Art. 460
Submitted 2020-09-30
Calculation of specific risk own funds requirement for hedges by credit derivatives under Article 346 (4) CRR
Regulation (EU) No 575/2013 (CRR) · Art. 346
Submitted 2020-09-25
Determination of a default risk-free discount factor
Regulation (EU) No 575/2013 (CRR) · Art. 132c
Submitted 2020-09-24
Benificial Owner in chain of controlle constilations involving nominee shareholders
Directive (EU) 2015/849 (AMLD) · Art. 3
Submitted 2020-09-15
Reducing the relevant indicator by using expenditure on the outsourcing of services rendered by third parties which are not subject to rules under, or equivalent to the CRR
Regulation (EU) No 575/2013 (CRR) · Art. 316
Submitted 2020-09-10
Regarding payments between PSPs
Regulation (EU) 2015/847 (WTR) (recast) · Art. 2
Submitted 2020-08-24
Credit faclity level
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2020-08-14
Institution responsible for compliance with the requirements on a consolidated basis in a horizontally consolidated group
Regulation (EU) No 575/2013 (CRR) · Art. 18
Submitted 2020-08-13
Resolution planning for an established subsidiary part of a cross-border group with no Resolution College established
Directive 2014/59/EU (BRRD) · Art. 88
Submitted 2020-08-04
Credit risk framework applicable to investments in repack Notes issued by SPEs
Regulation (EU) No 575/2013 (CRR) · Art. 132
Submitted 2020-07-31
Mapping to exposure classes
Regulation (EU) No 575/2013 (CRR) · Art. 112
Submitted 2020-07-25
Clarification on the determination of the relevant currencies
Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 · Art. 59
Submitted 2020-07-14
Record Retention - Struck Off Obliged Entities
Directive (EU) 2015/849 (AMLD) · Art. 40, 42
Submitted 2020-07-10
Scope and application of the RTS on implementation of group wide AML/CFT policies in third countries
Directive (EU) 2015/849 (AMLD) · Art. 45
Submitted 2020-07-02
SME supporting factor for exposures collateralised by residential property
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2020-06-29
Risk weight for new asset class of non-preferred senior debt
Regulation (EU) No 575/2013 (CRR) · Art. 120
Submitted 2020-06-18
Definition of a financial institution as regards the application of the Delegated Regulation
Directive (EU) 2015/849 (AMLD) · Art. Article 45
Submitted 2020-06-17
Definition of qualifying holding according to Article 4 (1) 36 CRR2
Regulation (EU) No 575/2013 (CRR) · Art. 4
Submitted 2020-06-05
Eligibility of convertible bonds for MREL
Regulation (EU) No 575/2013 (CRR) · Art. 72a
Submitted 2020-05-19
Estimation of long-run averages (LRA) parameter for conversion factor (CCF)
Regulation (EU) No 575/2013 (CRR) · Art. 182
Submitted 2020-05-14
Consent solicitation to introduce a contractual recognition of bail-in in Terms of Conditions (T&Cs) of capital instruments and MREL eligible liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 55
Submitted 2020-05-07
Definition of the parameter E in the formula regarding the Adjustment of risk-weighted non-defaulted SME exposures.
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2020-04-29
Reporting Entry & Exit Criteria
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2020-04-07
The combination of values that forms a primary key differs between Annex II and the DPM-model 2.9. and does not account for the reporting of several critical functions.
Directive 2014/59/EU (BRRD) · Art. N/A
Submitted 2020-03-26
Treatment of interest rate book positions denominated in foreign currency.
Directive 2013/36/EU (CRD) · Art. 84
Submitted 2020-03-19
Reporting of cash flows related to operating expenses / income in the C 66.00 maturity ladder template
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2020-03-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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