EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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1,194 Q&As matching current filters · page 16 of 24

Calculation of goodwill included in the valuation of significant investments in insurance undertakings

Regulation (EU) No 575/2013 (CRR) · Art. 37

EBA Rejected question

Submitted 2022-04-25

Reporting requirement of C34.01

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-04-21

Business line mapping of ancillary activities

Regulation (EU) No 575/2013 (CRR) · Art. 318

EBA Rejected question

Submitted 2022-04-20

Calculation of goodwill included in the valuation of significant investments in insurance undertakings

Regulation (EU) No 575/2013 (CRR) · Art. 37

EBA Rejected question

Submitted 2022-04-06

C34.01 Size of the Derivative Business – Application of validation rule v09805_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-03-31

C34.09 Credit Derivative Exposures – Signage of positive and negative fair values for credit derivatives

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-03-31

Upcoming deals in Liquiity risk reporting

Regulation (EU) No 575/2013 (CRR) · Art. Article 32

EBA Rejected question

Submitted 2022-03-30

Scope of Article 118 CRR - World Food Programme

Regulation (EU) No 575/2013 (CRR) · Art. 118

EBA Rejected question

Submitted 2022-03-29

Article 28 Outflows from other liabilities

Regulation (EU) No 575/2013 (CRR) · Art. 28

EBA Rejected question

Submitted 2022-03-28

Calculation of the amount of holdings of own Common Equity Tier 1 instruments on the basis of the net long position

Regulation (EU) No 575/2013 (CRR) · Art. 42

EBA Rejected question

Submitted 2022-03-24

Scope of CRR definition of Financial Institution

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Rejected question

Submitted 2022-03-24

Own credit risk

Regulation (EU) No 575/2013 (CRR) · Art. 327

EBA Rejected question

Submitted 2022-03-24

Calculation of goodwill included in the valuation of significant investments in insurance undertakings

Regulation (EU) No 575/2013 (CRR) · Art. 37

EBA Rejected question

Submitted 2022-03-24

Calculation of the amount of holdings of own Common Equity Tier 1 instruments on the basis of the net long position

Regulation (EU) No 575/2013 (CRR) · Art. 42

EBA Rejected question

Submitted 2022-03-24

EAD value for CVA calculation

Regulation (EU) No 575/2013 (CRR) · Art. 384

EBA Question under review

Submitted 2022-03-23

LCR: Eligibility of HQLA held at EU subsidiary level for the consolidated HQLA liquidity buffer

Regulation (EU) No 575/2013 (CRR) · Art. 460

EBA Rejected question

Submitted 2022-03-18

Securitisation - application of look-through methodology

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-03-18

Validation rule v4821_m on column c0230 of Template C.08.02.

Regulation (EU) No 575/2013 (CRR) · Art. Commission Implementing Regulation (EU) No 451/2021

EBA Rejected question

Submitted 2022-03-15

Validation rule v7371 - Securitization Template C 14.00

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Rejected question

Submitted 2022-03-14

Calculation of a Prudent Value in combination with CET1-Deduction according to article 89 and 90 CRR

Regulation (EU) No 575/2013 (CRR) · Art. 105

EBA Question under review

Submitted 2022-03-11

Mandatory substitution approach according to Articles 401(4) and 403 CRR for Lombard Facilities

Regulation (EU) No 575/2013 (CRR) · Art. 395, 401, 403

EBA Rejected question

Submitted 2022-03-11

Risk weight for asset class of non-preferred senior debt

Regulation (EU) No 575/2013 (CRR) · Art. 120 and others

EBA Rejected question

Submitted 2022-03-11

Validation rule v09823

Regulation (EU) No 575/2013 (CRR) · Art. 277 and 277a

EBA Rejected question

Submitted 2022-03-10

Validation rule v1376

Regulation (EU) No 575/2013 (CRR) · Art. Annex V

EBA Rejected question

Submitted 2022-03-07

Amortised amounts of tier 2 capital instruments as source of ASF

Regulation (EU) No 575/2013 (CRR) · Art. 428o

EBA Rejected question

Submitted 2022-03-07

SACCR - MPOR for derivatives between a clearing member and a CCP

Regulation (EU) No 575/2013 (CRR) · Art. 279

EBA Rejected question

Submitted 2022-02-21

Treatment of amortization and interest flows - received within 30 days - from securities

Regulation (EU) No 575/2013 (CRR) · Art. 32

EBA Rejected question

Submitted 2022-02-18

Treatment of "not designated elements" for the purpose of computing prudential capital requirements

Regulation (EU) No 575/2013 (CRR) · Art. 33

EBA Rejected question

Submitted 2022-02-18

Validation rule v10248_h

Regulation (EU) No 575/2013 (CRR) · Art. 317

EBA Rejected question

Submitted 2022-02-17

v09805_m, size of the derivatives business

Regulation (EU) No 575/2013 (CRR) · Art. 273a(3), 430

EBA Rejected question

Submitted 2022-02-17

Calculation of amount outstanding at default and loss given default for products in scope of Article 166 (10) of Regulations (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 4, 166, 166, 181

EBA Rejected question

Submitted 2022-02-16

Calculation of loss given default for fully off-balance exposures in case there are no additional drawings after the default date.

Regulation (EU) No 575/2013 (CRR) · Art. 4, 181

EBA Rejected question

Submitted 2022-02-16

Own estimation of conversion factors for off-balance sheet exposures for binding mortgage/loan offers

Regulation (EU) No 575/2013 (CRR) · Art. 166

EBA Rejected question

Submitted 2022-02-11

v10703_h/ v10711_h

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-02-11

v5017_a

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-02-11

Exposure class for fair value changes of the hedged items in portfolio hedge of interest rate risk

Regulation (EU) No 575/2013 (CRR) · Art. 112

EBA Question under review

Submitted 2022-02-11

EBA/GL/2017/16 Interpretation

Regulation (EU) No 575/2013 (CRR) · Art. 152

EBA Rejected question

Submitted 2022-02-10

Foreign Exchange Risk – Interest Rate Swaps and Forward Rate Agreements in C 22.00

Regulation (EU) No 575/2013 (CRR) · Art. 352

EBA Rejected question

Submitted 2022-02-08

C32_01 template: Fair value changes of the hedged items in portfolio hedge of interest rate risk

Regulation (EU) No 575/2013 (CRR) · Art. IAS 39.89A(a); IFRS 9.6.5.8; Accounting Directive art 8(5), (6).

EBA Rejected question

Submitted 2022-02-08

Standardised Approach for Counterparty Credit Risk (SA-CCR) exposure value for a netting set subject to a margin agreement

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Rejected question

Submitted 2022-02-04

Calculation of the CET1 deduction for non-performing exposures (NPEs)

Regulation (EU) No 575/2013 (CRR) · Art. 36 (1) m, 47a-c and 469a CRR

EBA Question under review

Submitted 2022-02-02

Complusory reserves in F 01.01

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Rejected question

Submitted 2022-02-02

C40 LR1 report Column 0010, 0020

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-02-01

Instruments contemplated by Article 104(2)(i)

Regulation (EU) No 575/2013 (CRR) · Art. 104

EBA Rejected question

Submitted 2022-01-27

[none]

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-01-27

C 70.00 (AMM)

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Rejected question

Submitted 2022-01-26

LCR treatment of deposits placed with other credit institutions

Regulation (EU) No 575/2013 (CRR) · Art. 460

EBA Rejected question

Submitted 2022-01-21

Amount of holdings to be reported (CA4)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-01-21

Documentation language - Do IRB documentation need to be in English?

Regulation (EU) No 575/2013 (CRR) · Art. 169

EBA Rejected question

Submitted 2022-01-18

Article 28(1) of Regulation (EU) 2015/61 on LCR

Regulation (EU) No 575/2013 (CRR) · Art. Article 28

EBA Rejected question

Submitted 2022-01-17

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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