EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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8,455 Q&As matching current filters · page 159 of 170

Confirmation of compliance with Article 429b(3c) concerning the interest calculation in Notional Cash Pooling

Regulation (EU) No 575/2013 (CRR) · Art. 429b

EBA Rejected question

Submitted 2022-09-01

Treatment of credit institutions from the UK in calculation of risk weighted assets

Regulation (EU) No 575/2013 (CRR) · Art. 107

EBA Rejected question

Submitted 2022-08-30

SA-CCR cap margin agreement

Regulation (EU) No 575/2013 (CRR) · Art. 274

EBA Rejected question

Submitted 2022-08-25

Initial Capital

Directive 2015/2366/EU (PSD2) · Art. 7

EBA Rejected question

Submitted 2022-08-24

Validation rule v7371_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-08-23

FINREP - v10612_m in F 18.00

Regulation (EU) No 575/2013 (CRR) · Art. Annex III

EBA Rejected question

Submitted 2022-08-19

Own-conversion factor estimation for fully-drawn facilities

Regulation (EU) No 575/2013 (CRR) · Art. 182

EBA Rejected question

Submitted 2022-08-18

Recognition of plots of land as real estate collateral

Regulation (EU) No 575/2013 (CRR) · Art. 126

EBA Rejected question

Submitted 2022-08-18

When to apply CCF to residential mortgage off balance sheet exposure

Regulation (EU) No 575/2013 (CRR) · Art. 125

EBA Rejected question

Submitted 2022-08-17

Applicable remuneration policy

Directive 2013/36/EU (CRD) · Art. 92

EBA Rejected question

Submitted 2022-08-17

Pillar 3 disclosure on Net Stable Funding Ratio

Regulation (EU) No 575/2013 (CRR) · Art. Article 451a

EBA Rejected question

Submitted 2022-08-12

Traditional SRT securitisations with derecognized underlying assets

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-08-12

Wrong validation at the level of the number of obligors between C08.01 and C34.07.

Regulation (EU) No 575/2013 (CRR) · Art. 216

EBA Rejected question

Submitted 2022-08-12

COREP C35 - consistency controls v09703_m and v09711_m

Regulation (EU) No 575/2013 (CRR) · Art. NA

EBA Rejected question

Submitted 2022-08-11

COREP C35 - consistency controls v09683_m; v09684_m and v09691_m

Regulation (EU) No 575/2013 (CRR) · Art. NA

EBA Rejected question

Submitted 2022-08-11

C 08.01, v10540_h

Regulation (EU) No 575/2013 (CRR) · Art. Na

EBA Rejected question

Submitted 2022-08-11

Identification of counterparty

Regulation (EU) No 575/2013 (CRR) · Art. 305

EBA Rejected question

Submitted 2022-08-08

v5839_m vs Q&A 5434

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-08-05

Promotional loans that constitute claims on central governments, regional governments, local authorities or public sector entities

Regulation (EU) No 575/2013 (CRR) · Art. 429a (1)

EBA Rejected question

Submitted 2022-08-05

v6303_m not passed due to market conditions (C 24.00)

Regulation (EU) No 575/2013 (CRR) · Art. 364

EBA Rejected question

Submitted 2022-08-02

Deposit broker

Regulation (EU) No 575/2013 (CRR) · Art. 411

EBA Rejected question

Submitted 2022-07-29

Questions on final draft implementing technical standards (ITS) on Pillar 3 disclosures on Environmental, Social and Governance (ESG) risks - template 10

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-28

Question on final draft implementing technical standards (ITS) on Pillar 3 disclosures on Environmental, Social and Governance (ESG) risks - template 4

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-28

Questions on final draft implementing technical standards (ITS) on Pillar 3 disclosures on Environmental, Social and Governance (ESG) risks, specifically regarding template 5

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-28

Level 2A Assets market value in C 66.01 counterbalancing capacity section.

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-07-22

Article 111 or about

Regulation (EU) No 575/2013 (CRR) · Art. 111

EBA Rejected question

Submitted 2022-07-14

Residential Immovable Property

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-13

NACE codes for the sectors that highly contribute to climate change for Pillar 3 ESG risks disclosure, Template 1

Regulation (EU) No 575/2013 (CRR) · Art. Article 449a CRR

EBA Rejected question

Submitted 2022-07-13

Scope of templates C 08.05 and C 08.05.1

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-07-05

v6566_s - Negative FV changes of hedged items (C 32.01)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-07-04

Template 1: banking book (prudential disclosures on ESG risks)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

Template 1: banking book (prudential disclosures on ESG risks)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

C 34.06 – Top twenty counterparties

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-07-01

Template 10: other climate change mitigating actions

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

Template 2: banking book - climate change transition risk

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

Template 5: climate change physical risk

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

Template 2: banking book - climate change transition risk

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-07-01

C 06.02 – Reporting of branches

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-30

Specialised Lending - Interpretation of contractual arrangements that give the lender a substantial degree of control

Regulation (EU) No 575/2013 (CRR) · Art. 147

EBA Rejected question

Submitted 2022-06-30

validation rule eba_v2708_m

Regulation (EU) No 575/2013 (CRR) · Art. EBA VR Taxo v3.0, validation rule eba_v2708_m

EBA Rejected question

Submitted 2022-06-24

v10672_m for C 08.01 not relevant

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-23

Interaction between (i) CET1 deduction for minimum coverage on NPE and (ii) REA calculated under IRB-Advanced

Regulation (EU) No 575/2013 (CRR) · Art. 151

EBA Rejected question

Submitted 2022-06-23

Template 1: banking book (prudential disclosures on ESG risks)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-06-21

Treatment of Non Retail deposits (with a residual maturity of less than 30 days where payout has been agreed) on the LCR outflows template.

Regulation (EU) No 575/2013 (CRR) · Art. 422

EBA Rejected question

Submitted 2022-06-21

Validation rule v09762_m, checks that the LGD (c0070) should be less or equal to 100% in template C 08.03 (CR IRB 3)

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Rejected question

Submitted 2022-06-21

Template 1: banking book (prudential disclosures on ESG risks)

Regulation (EU) No 575/2013 (CRR) · Art. 449a

EBA Rejected question

Submitted 2022-06-21

Netting of FSE holdings

Regulation (EU) No 575/2013 (CRR) · Art. 45

EBA Rejected question

Submitted 2022-06-20

Netting of Financial Sector Entity (FSE) holdings

Regulation (EU) No 575/2013 (CRR) · Art. 45

EBA Rejected question

Submitted 2022-06-20

Netting of Financial Sector Entity (FSE) holdings

Regulation (EU) No 575/2013 (CRR) · Art. 45

EBA Rejected question

Submitted 2022-06-20

Section 3: Delta Plus Approach

Regulation (EU) No 575/2013 (CRR) · Art. 329 (3),352 (6), 358 (4)

EBA Rejected question

Submitted 2022-06-16

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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