EU Financial Regulatory Q&A Database

Formula of v22914_m

Regulation (EU) No 575/2013 (CRR) · Art. v22914_m

Indirect investment

European Long-Term Investment Funds Regulation (ELTIF) Regulation (EU) 2015/760

Redemption policy

European Long-Term Investment Funds Regulation (ELTIF) Regulation (EU) 2015/760

SME

Regulation (EU) No 575/2013 (CRR) · Art. 430

Financial Conglomerates: Mismatch between ITS and DPM 3.5 – ID v22748_u - T1 L 06.00, column c0020.

Directive 2002/87/EC (FiCOD) · Art. 7

v7364_m

Regulation (EU) No 575/2013 (CRR) · Art. 430

Calculation of the Countercyclical Capital Buffer

Directive 2013/36/EU (CRD) · Art. 128

Identical Cell Template C 10.00

Regulation (EU) No 575/2013 (CRR) · Art. C 10.00

PAI disclosure by financial products

Regulation (EU) 2019/2088 - Sustainable Finance Disclosure Regulation (SFDR) · Art. Point (c) of Article 2(7) of Commission Delegated Regulation (EU) 2017/565 and point (c) of Article 2(4) of the Commission Delegated Regulation (EU) 2017/2359

Financial products’ PAI disclosures

Regulation (EU) 2019/2088 - Sustainable Finance Disclosure Regulation (SFDR) · Art. Article 7.1

Fintech company: DORA AND ROI

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Recognition of non-transferable liquidity held by and arising in third country subsidiaries in the context of the calculation of the consolidated LCR

Regulation (EU) No 575/2013 (CRR) · Art. 460

Determination of the exposure fully and completely secured by mortgages for the purposes of Article 47c(1) of CRR

Regulation (EU) No 575/2013 (CRR) · Art. 47c

Clarification on DORA Compliance for Intra-Group providers

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Clarification on DORA Audits for Non-European ICT Service Providers

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Whether to Include in the Scope of C 10.00 Portion of IRB Exposures that are guaranteed by Guarantors that are to be treated under SA

Regulation (EU) No 575/2013 (CRR) · Art. 430

XBRL Modelisation of FICOD REPORTING L0600

Directive 2002/87/EC (FiCOD) · Art. NA

Exist a definition of information security standards

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Calculation of Kirb

Regulation (EU) No 575/2013 (CRR) · Art. 255

Correct classification of services related to the 'reselling' of software provided in SaaS mode

Regulation (EU) No 2022/2554 (DORA Reg) · Art. Regulation (EU) 2024/2956 - ANNEX III

Table F12.01 – Movements in allowance and provisions for credit losses

Regulation (EU) No 575/2013 (CRR) · Art. 430

Definition of financial counterpart

Regulation (EU) No 2022/2554 (DORA Reg) · Art. Article 18

v4769_m and v4770_m rules

Regulation (EU) No 575/2013 (CRR) · Art. Taxonomy 4.0

Register of Information Taxonomy reporting vs ITS on Register of Information

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

ALMM total funding – payables

Regulation (EU) No 575/2013 (CRR) · Art. Annex 19, Section 1.1 (2), Section 1.2 (5)

Calculation of COH according to Article 20 vs. Art. 12 (1) Subparagraph 2

Regulation (EU) No 2019/2033 (IFR) · Art. 12

COREP_OF, C_10.00, modelling on columns c0090 and c0100

Regulation (EU) No 575/2013 (CRR) · Art. NA

Calculation of risk-weighted exposure amounts for off-balance exposure in case of Unfunded Credit Protection (UFCP)

Regulation (EU) No 575/2013 (CRR) · Art. 193

Validation rules taxonomy V4.0 C10.00 v23055_m

Regulation (EU) No 575/2013 (CRR) · Art. v23055_m

Validation rules taxonomy V4.0 C10.00 v23057_m

Regulation (EU) No 575/2013 (CRR) · Art. v23057_m

Validation rules taxonomy V4.0 C10.00 v23054_m

Regulation (EU) No 575/2013 (CRR) · Art. v23054_m

Calculation of risk weights

Regulation (EU) No 575/2013 (CRR) · Art. 113

COREP_OF, C_07.00, problem with disallowed risk weight 70%

Regulation (EU) No 575/2013 (CRR) · Art. 126

COREP_OF, C_07.00, problem with disallowed risk weight 70%

Regulation (EU) No 575/2013 (CRR) · Art. 126

Prudential treatment of goodwill and other intangible assets arising from the acquisition of an asset manager by an insurance undertaking fully owned by a bank

Regulation (EU) No 575/2013 (CRR) · Art. 36

DPM 4.0 taxonomy, several validation rules are not correct

Regulation (EU) No 575/2013 (CRR) · Art. various

ASF factor for AT1 and T2 capital instruments with residual maturity of a minimum of six months but less than one year

Regulation (EU) No 575/2013 (CRR) · Art. 428l

Netting of income and expenses and mutualisation of losses for IPS in the Service Component of the Business Indicator (BI)

Regulation (EU) No 575/2013 (CRR) · Art. 314

Treatment of Net Interest Income Stress Outlier Test (NII SOT) in scenarios where breaches occur due to one-off effects (EBA/RTS/2022/10)

Directive 2013/36/EU (CRD) · Art. 98

Validation rule v8821_m

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 28

Template EU MR4 missing from Annex

Regulation (EU) No 575/2013 (CRR) · Art. 15

v16319_s and v16322_s (IRRBB) – non-negative rule not applicable to derivative rows

Regulation (EU) No 575/2013 (CRR) · Art. 430

Register of Information at consolidated level

Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA)

Treatment of factoring in LCR and NSFR

Regulation (EU) No 575/2013 (CRR) · Art. 411

Reporting of retained own issuances in the ALMM C 66.01 maturity ladder template

Regulation (EU) No 575/2013 (CRR) · Art. 415

Subcontracting

Regulation (EU) No 2022/2554 (DORA Reg) · Art. 30

Exemption from approval for financial holding companies or mixed financial holding companies as per Directive 2013/36/EU (CRD) Article 21a (4) (d)

Directive 2013/36/EU (CRD) · Art. 21a

Sign convention on EVE, NII and MV levels in Template J_01.00 and J_02.00

Regulation (EU) No 575/2013 (CRR) · Art. 448

Level of EVE, NII and MV under Baseline scenarios reported positive for individual currencies (material or immaterial) in J1 report

Regulation (EU) No 575/2013 (CRR) · Art. 448

Reported amount in F09.02 col0010 if overcollateralization can occur

Regulation (EU) No 575/2013 (CRR) · Art. Annex V