EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
7,216 Q&As matching current filters · page 144 of 145
Determining the exposure value for regular way securities transactions
Regulation (EU) No 575/2013 (CRR) · Art. 429
Submitted 2014-05-30
Inferred ratings for unrated IRBA market value hedging transactions (e.g. interest rate / cross currency swaps)
Regulation (EU) No 575/2013 (CRR) · Art. 259
Submitted 2014-05-05
Commencement of 3-month period when CCPs cease to meet certain conditions
Regulation (EU) No 575/2013 (CRR) · Art. 311
Submitted 2014-04-29
Significant risk transfer applicable to leverage ratio computation
Regulation (EU) No 575/2013 (CRR) · Art. 429
Submitted 2014-04-24
F 13.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Submitted 2014-03-06
Potential future exposure for options
Regulation (EU) No 575/2013 (CRR) · Art. 273
Submitted 2014-03-06
Mark to market method, application of the mark to market reset
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2014-03-03
Regulatory Add-on % for Inflations Swaps
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2014-02-12
Netting of Perfectly Matching Contracts under the Mark-to-Market Method
Regulation (EU) No 575/2013 (CRR) · Art. 298
Submitted 2014-01-30
Large exposures - excluding exposures if fully deducted from own funds
Regulation (EU) No 575/2013 (CRR) · Art. 390
Submitted 2014-01-28
Outlfows associated with shorts
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2014-01-28
Application of the Basel I floor (Article 500) and the SME factor (Article 501) // Aplicación del límite mínimo de Basilea I (art. 500) y del factor reductor de PyME (art. 501)
Regulation (EU) No 575/2013 (CRR) · Art. 500
Submitted 2014-01-16
Potential Future Exposure (PFE) add-ons for written options
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2013-12-17
Base for calculating Add-ons for Derivatives
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2013-12-12
Calculation of exposure value for counterparty credit risk under Mark-to-market Method
Regulation (EU) No 575/2013 (CRR) · Art. 274
Submitted 2013-12-03
Calculation of EADi(total) for CVA purposes under the standardised method
Regulation (EU) No 575/2013 (CRR) · Art. 384
Submitted 2013-12-03
Reporting of assets that are deducted from own funds but included in the exposure measure in LR calc (template 45.01) in the LR4 (template 43.00)
Regulation (EU) No 575/2013 (CRR) · Art. 430
Submitted 2013-11-29
Remuneration - Secondment contracts
Directive 2013/36/EU (CRD) · Art. 92
Submitted 2013-11-27
FINREP, NACE codes
Regulation (EU) No 575/2013 (CRR) · Art. Article 99
Submitted 2013-11-25
Derogation from the application of liquidity requirements on an individual basis
Regulation (EU) No 575/2013 (CRR) · Art. 8 (in connection with 460)
Submitted 2013-11-05
Calculating capital requirement for trading book positions - Derogation for small trading book business
Regulation (EU) No 575/2013 (CRR) · Art. 94
Submitted 2013-11-04
Cash Inflows from major index equity instruments
Regulation (EU) No 575/2013 (CRR) · Art. 425
Submitted 2013-11-01
Cash outflows on other liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2013-11-01
Stand By Credit Facilities as Liquid Assets
Regulation (EU) No 575/2013 (CRR) · Art. 416
Submitted 2013-11-01
Conditions taken into account to use the factor 0,7619
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2013-10-21
Eligibility of CET 1 in case of an agreement for transfer of profit and coverage of losses
Regulation (EU) No 575/2013 (CRR) · Art. 28
Submitted 2013-10-19
Large Exposures - clients to CCPs
Regulation (EU) No 575/2013 (CRR) · Art. 395 (1), 400
Submitted 2013-10-09
Repurchase and cancellation of Tier 2 in the open market less than 5 years from issue
Regulation (EU) No 575/2013 (CRR) · Art. 78.4 (and 63.j)
Submitted 2013-09-30
Treatment of cash collateral
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2013-09-30
Outflows on other liabilities for Operational Accounts (Basel para 93 -104)
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2013-09-30
Value adjustments for prudent valuation (Additional Value Adjustments)
Regulation (EU) No 575/2013 (CRR) · Art. 34 - 105
Submitted 2013-09-24
Calculation of capital requirements for SME under Article 501 of CRR
Regulation (EU) No 575/2013 (CRR) · Art. 501
Submitted 2013-09-17
Requirement to establish a risk/audit committee
Directive 2013/36/EU (CRD) · Art. 76
Submitted 2013-09-10
Additional value adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 34, 105
Submitted 2013-09-05
Reporting of the 10 largest exposures to institutions and the 10 largest exposures to unregulated financial institutions
Regulation (EU) No 575/2013 (CRR) · Art. 394
Submitted 2013-09-04
Firm shorts covered by client longs
Regulation (EU) No 575/2013 (CRR) · Art. 423
Submitted 2013-08-27
Netting within cash pooling agreement used as part of cash management products
Regulation (EU) No 575/2013 (CRR) · Art. 420
Submitted 2013-08-19
Treatment of Deliverable FX for single Currency Returns under 422 (6) and 425 (3)
Regulation (EU) No 575/2013 (CRR) · Art. 415
Submitted 2013-08-14
Evidence that a client is unable to withdraw amounts legally due over a 30 day period without compromising its operational functioning
Regulation (EU) No 575/2013 (CRR) · Art. 422
Submitted 2013-08-07
Transitional provision for deferred tax assets that rely on future profitability
Regulation (EU) No 575/2013 (CRR) · Art. 478
Submitted 2013-07-18
Definition of default in terms of days
Regulation (EU) No 575/2013 (CRR) · Art. 178
Submitted 2013-07-12
Definition of a large exposure
Regulation (EU) No 575/2013 (CRR) · Art. 392
Submitted 2013-07-11
Unrealised Gains and Losses
Regulation (EU) No 575/2013 (CRR) · Art. 467, 468
Submitted 2013-07-09
FINREP Date of initial application
Regulation (EU) No 575/2013 (CRR) · Art. 521
Submitted 2013-07-05
Definición de PYME - SME definition
Regulation (EU) No 575/2013 (CRR) · Art. 123
Submitted 2013-07-05
Credit risk mitigation techniques - independent, written and reasoned legal opinions
Regulation (EU) No 575/2013 (CRR) · Art. 194
Submitted 2013-07-04
Definition of amounts to be reported
Directive 2013/36/EU (CRD) · Art. 75
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 484
Submitted 2013-07-03
Application of requirements on a sub-consolidated basis
Regulation (EU) No 575/2013 (CRR) · Art. 11
Submitted 2013-07-03
Grandfathering of own funds instruments
Regulation (EU) No 575/2013 (CRR) · Art. 484
Submitted 2013-07-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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