EU Financial Regulatory Q&A Database

Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.

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7,150 Q&As matching current filters · page 130 of 143

Leverage Ratio, form 46.00

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

Validations

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

IIlogical validation in Annex XV

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

Wrong member in the taxonomy categorization for ‘Type of risk’ dimension in column 040 of template F 13.01

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

Article 416 - Reporting on liquid assets

Regulation (EU) No 575/2013 (CRR) · Art. 416

EBA Final Q&A

Answered 2014-08-22

Classification of forborne exposure to non-performing

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

ITS on supervisory reporting under the CRR COREP CR GB template

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

Recognition of Cashflows for NSFR reporting

Regulation (EU) No 575/2013 (CRR) · Art. 427

EBA Final Q&A

Answered 2014-08-22

Validation Rules

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

Definition of Accumulated Writte-Offs to be reported in column 110 of Table 7

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

Holding in an undertaking that is neither a financial sector entity nor outside the financial sector

Regulation (EU) No 575/2013 (CRR) · Art. 89

EBA Final Q&A

Answered 2014-08-22

Assessment criteria of the conditions of forbone exposures that are performing

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

LR: Amout due for secured lending transaction

Regulation (EU) No 575/2013 (CRR) · Art. 422

EBA Final Q&A

Answered 2014-08-22

Validations

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-08-22

Alternative treatment of the exposure measure: Notional amount

Regulation (EU) No 575/2013 (CRR) · Art. 430

EBA Final Q&A

Answered 2014-08-22

C 51.00 Liquid assets - reporting of intransferable liquidity surpluses

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2014-08-22

Reporting of collateral swaps

Regulation (EU) No 575/2013 (CRR) · Art. 415

EBA Final Q&A

Answered 2014-08-22

Items associated with particular high risk secured with eligible real estate

Regulation (EU) No 575/2013 (CRR) · Art. 128

EBA Final Q&A

Answered 2014-08-14

Groups including an investment firm referred to in Article 95(1) of the CRR controlled by a financial holding company or mixed financial holding company

Regulation (EU) No 575/2013 (CRR) · Art. 98

EBA Final Q&A

Answered 2014-08-01

Clarification regarding the legal opinion mentioned in Article 305 of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 305

EBA Final Q&A

Answered 2014-08-01

Inflows - Monies due from non-financial customers

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Final Q&A

Answered 2014-08-01

Operational risk - compliance risk

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2014-07-25

Supervisory powers Liquidity

Regulation (EU) No 575/2013 (CRR) · Art. 412

EBA Final Q&A

Answered 2014-07-25

Eligible collateral for the purpose of credit risk mitigation

Regulation (EU) No 575/2013 (CRR) · Art. 197, 198

EBA Final Q&A

Answered 2014-07-25

Accounting Scope of Consolidation

Regulation (EU) No 575/2013 (CRR) · Art. 99

EBA Final Q&A

Answered 2014-07-25

Repo conducted with a non-financial customer

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Final Q&A

Answered 2014-07-25

Liquidity cash-flows

Regulation (EU) No 575/2013 (CRR) · Art. 412, 418

EBA Final Q&A

Answered 2014-07-25

Valuation of liquid assets

Regulation (EU) No 575/2013 (CRR) · Art. 412, 418

EBA Final Q&A

Answered 2014-07-25

Highly leveraged obligors

Regulation (EU) No 575/2013 (CRR) · Art. 180

EBA Final Q&A

Answered 2014-07-25

Definition of a financial institution

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2014-07-18

Application transitional provisions: Deduction half from Tier 1 and half from Tier 2

Regulation (EU) No 575/2013 (CRR) · Art. 11, 472

EBA Final Q&A

Answered 2014-07-11

Inclusion of additional value adjustments in the IRB treatment of expected loss

Regulation (EU) No 575/2013 (CRR) · Art. 159

EBA Final Q&A

Answered 2014-07-11

Offset of Additional Value Adjustments (‘AVAs’) against Expected Loss (‘EL’) under Article 159

Regulation (EU) No 575/2013 (CRR) · Art. 159

EBA Final Q&A

Answered 2014-07-11

Calculation of the threshold deductions (from CET1) during the transitional period

Regulation (EU) No 575/2013 (CRR) · Art. 467, 469, 470

EBA Final Q&A

Answered 2014-07-11

Internal Model Method for counterparty credit risk: Determination of the effective expected exposure when the model captures the effect of margining (Article 285(1)(c))

Regulation (EU) No 575/2013 (CRR) · Art. 284, 285

EBA Final Q&A

Answered 2014-07-11

Securities borrowing transactions within the LCR - inflows

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Final Q&A

Answered 2014-07-11

Inflows

Regulation (EU) No 575/2013 (CRR) · Art. 425

EBA Final Q&A

Answered 2014-07-11

Large exposure reporting – reporting of central government and natural or legal persons controlled by the central government or interconnected with it

Regulation (EU) No 575/2013 (CRR) · Art. 4

EBA Final Q&A

Answered 2014-07-11

Residual maturity of exposures with an undefined maturity

Regulation (EU) No 575/2013 (CRR) · Art. 119

EBA Final Q&A

Answered 2014-07-04

Effect on the capital requirement of a guarantee where the right to call is linked to default versus another where it is linked to realised loss

Regulation (EU) No 575/2013 (CRR) · Art. Article 215 - Additional requirements for guarantees

EBA Final Q&A

Answered 2014-07-04

Own funds - Prudential Filters

Regulation (EU) No 575/2013 (CRR) · Art. 32, 33

EBA Final Q&A

Answered 2014-07-04

Supervisory reporting of bonds issued by promotional banks

Regulation (EU) No 575/2013 (CRR) · Art. 416

EBA Final Q&A

Answered 2014-07-04

Treatment of SME-supporting factor in the case of secured exposures.

Regulation (EU) No 575/2013 (CRR) · Art. 501

EBA Final Q&A

Answered 2014-07-04

Eligibility of capital instruments for classification as Common Equity Tier 1 instruments when the instruments are supplemented by a contractual obligation of the majority-holder of those instruments to pay compensation to the minority shareholders even in loss years

Regulation (EU) No 575/2013 (CRR) · Art. 28

EBA Final Q&A

Answered 2014-07-04

Tier 2 instruments

Regulation (EU) No 575/2013 (CRR) · Art. 63

EBA Final Q&A

Answered 2014-07-04

Exemption from deduction of Equity Holdings in an insurance company from CET1

Regulation (EU) No 575/2013 (CRR) · Art. 471

EBA Final Q&A

Answered 2014-07-04

Minimum reserve requirement

Regulation (EU) No 575/2013 (CRR) · Art. 412

EBA Final Q&A

Answered 2014-07-04

Netting of DTAs and DTLs

Regulation (EU) No 575/2013 (CRR) · Art. 38, 48

EBA Final Q&A

Answered 2014-06-27

Collateral Swaps Scope

Regulation (EU) No 575/2013 (CRR) · Art. 416

EBA Final Q&A

Answered 2014-06-27

Calculation of retail exposures under Article 123(c) of Regulation (EU) No 575/2013 (CRR)

Regulation (EU) No 575/2013 (CRR) · Art. 123

EBA Final Q&A

Answered 2014-06-27

Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.

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