EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,676 Q&As matching current filters · page 123 of 174
Reporting requirement for draw down of facilities
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Calculating the threshold of 1% of total liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Should wholesale funding with open maturity be included when calculating average maturity in template C68.00?
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
How the various types of sight deposit are to be treated in ALMM templates C68.00, C69.00 & C70.00, and whether it is possible to achieve a consistent treatment given the differences in requirements across these templates.
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Concentration of funding by counterparties - maturities and product types for fair value of derivaties and collaterals
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
C69.00 – Time-periods covered by column set
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Possible redundant “overnight” in text.
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Principles for completing template C67.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Reportable maturity for ALMM C70 ROLL-OVER OF FUNDING
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Template C 69.00: Clarification needed about definition of transaction volume and maturity
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Breakdown on funding C 70.00 Roll-over of funding
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Definition of new funds and roll-over
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Reporting of open ended funding products without a defined maturity
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
General principle of C70 Roll-over of funding
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Implementing Technical Standards (ITS) on additional liquidity monitoring metrics
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2015-12-18
Eligibility of religious communities or churches
Regulation (EU) No 575/2013 (CRR) · Art. 201
Answered 2015-12-11
Risk weight for exposures to unrated institutions
Regulation (EU) No 575/2013 (CRR) · Art. 121
Answered 2015-12-11
Application of the top-down approach based on EL calibration (article 160 al.2) - purchased receivables
Regulation (EU) No 575/2013 (CRR) · Art. 160
Answered 2015-11-27
Definition of disputed margin call under Article 285(4)
Regulation (EU) No 575/2013 (CRR) · Art. 285
Answered 2015-11-27
CVA Risk Charge Calculation for derivatives in the banking book with local GAAP
Regulation (EU) No 575/2013 (CRR) · Art. 382
Answered 2015-11-27
Treatment of equity, equity index and commodity futures/forward contracts under Part three, Title IV of Regulation (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 327
Answered 2015-11-20
Credit risk - standardised approach
Regulation (EU) No 575/2013 (CRR) · Art. 134
Answered 2015-11-13
Directorships
Directive 2013/36/EU (CRD) · Art. 91
Answered 2015-11-13
Own funds – Share premium accounts
Regulation (EU) No 575/2013 (CRR) · Art. 28, 484, 485
Answered 2015-11-06
Specific credit risk adjustments
Regulation (EU) No 575/2013 (CRR) · Art. 26
Answered 2015-11-06
Exclusion of liabilities from the bail-in tool
Directive 2014/59/EU (BRRD) · Art. 44
Answered 2015-10-30
Application of MREL to entities defined in Article 1(1)
Directive 2014/59/EU (BRRD) · Art. 45, 45a
Answered 2015-10-30
Exclusions of liabilities matched by promotional loans
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2015-10-30
Intragroup liabilities elimination with joint venture company
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2015-10-30
Exclusion of Intragroup Liabilities -Treatment of intra-group derivative contracts
Directive 2014/59/EU (BRRD) · Art. 103
Answered 2015-10-30
Concentration risk - type of counterparty
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-10-30
The requirement to make regulated information public; TD Art. 21(1)
Transparency Directive (TD) Directive 2004/109/EC
Answered 2015-10-23
Additional periodic information (including quarterly reports); TD Art 3
Transparency Directive (TD) Directive 2004/109/EC
Answered 2015-10-23
Major shareholding notification – group notifications; TD Art. 12(3)
Transparency Directive (TD) Directive 2004/109/EC
Answered 2015-10-23
Publication of sanctions and administrative measures without “undue delay”; TD Art 29
Transparency Directive (TD) Directive 2004/109/EC
Answered 2015-10-23
Responsibilities of the host Member State; TD Art. 21(3)
Transparency Directive (TD) Directive 2004/109/EC
Answered 2015-10-23
Dissemination of regulated information; Implementing Directive 2007/14/EC (L2D) Art. 12
Transparency Directive (TD) Directive 2004/109/EC
Answered 2015-10-23
Reporting of payments to governments at consolidated level; TD Art 6
Transparency Directive (TD) Directive 2004/109/EC
Answered 2015-10-23
Horizontal aggregation; TD Art 13a
Transparency Directive (TD) Directive 2004/109/EC
Answered 2015-10-23
Change of home Member State and impact on Prospectus Regulation; TD Art 2(1)(i) letter (iii)
Transparency Directive (TD) Directive 2004/109/EC · Art. Prospectus Regulation (Regulation 2017/1129)
Answered 2015-10-23
The requirement to “remain publicly available”; TD Art 4, 5 and 6
Transparency Directive (TD) Directive 2004/109/EC
Answered 2015-10-23
Additional information in annual and half yearly financial reports; TD Art. 4–5
Transparency Directive (TD) Directive 2004/109/EC
Answered 2015-10-23
Inconsistency between validation rule v0620_m from Annex XV (Validation Formulae) and the hierarchy definition for TR1 in template C 21.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2015-10-23
Maturity used in IRB RWA calculations
Regulation (EU) No 575/2013 (CRR) · Art. 162
Answered 2015-10-23
Financial Customer Definition - application to captive finance companies within non-financial corporate groups
Regulation (EU) No 575/2013 (CRR) · Art. 411
Answered 2015-10-23
CIUs
Regulation (EU) No 575/2013 (CRR) · Art. 416
Answered 2015-10-23
Definition of retail deposits.
Regulation (EU) No 575/2013 (CRR) · Art. 411
Answered 2015-10-23
Limitation of a transfer to a certain period of time
Directive 2014/59/EU (BRRD) · Art. 38
Answered 2015-10-16
Expenses in the context of Article 37 (7)
Directive 2014/59/EU (BRRD) · Art. 37
Answered 2015-10-16
Appointment of management body of a bridge institution
Directive 2014/59/EU (BRRD) · Art. 41
Answered 2015-10-16
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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