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All regulations Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU Benchmarks Regulation (BMR) - Regulation 2016/1011 Central Securities Depositories Regulation (CSDR) Regulation (EU) No 909/2014- PTR- CSDR Credit Rating Agencies Regulation (CRAR) Regulation (EC) No 1060/2009 Directive 2002/87/EC (FiCOD) Directive 2009/110/EC (EMD) Directive 2013/36/EU (CRD) Directive 2014/17/EU (MCD) Directive 2014/49/EU (DGSD) Directive 2014/59/EU (BRRD) Directive 2014/65/EU - Markets in Financial Instruments Directive (MiFID II) Directive 2014/92/EU (PAD) Directive 2015/2366/EU (PSD2) Directive 2022/2556/EU (DORA Dir) Directive (EU) 2015/849 (AMLD) Directive (EU) 2019/2034 (IFD) EIOPA-BoS/18-114 - Information request towards NCAs regarding provision of occupational pensions information EIOPA-BoS-23-030 - Regular information requests regarding provision of occupational pensions information EMIR ESGR - Regulation (EU) 2024/3005 (EU) 2016/2341 - IORP II Directive (EU) 2016/2341 - IORP II Directive, (EU) No 2016/97 - Insurance Distribution Directive (EU) 2016/2341 - IORP II Directive, Other (EU) 2017/653 - PRIIPs Delegated Regulation for key information document (EU) 2017/653 - PRIIPs Delegated Regulation for key information document, (EU) No 1286/2014 - PRIIPs Regulation (EU) 2019/1238 - Pan-European Personal Pension Product (PEPP) (EU) 2019/1238 - Pan-European Personal Pension Product (PEPP), (EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD, (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, EIOPA-BoS-23-030 - Regular information requests regarding provision of occupational pensions information (EU) 2019/2088 - SFDR (EU) 2020/852 - Taxonomy Regulation (EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD (EU) 2022/2454 - ITS with regard to supervisory reporting of risk concentrations and intra-group transactions (FICOD, (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision (EU) 2022/2554 - Digital Operational Resilience Act (DORA) (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, (EU) 2023/895 - ITS for the disclosure of solvency and financial condition report (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, Other (EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision, Revised Guidelines on Contract Boundaries, Guidelines on contract boundaries (EU) 2023/895 - ITS for the disclosure of solvency and financial condition report EU Green Bond Regulation (EU) 2023/2361 (EU) No 1286/2014 - PRIIPs Regulation (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/2011 - lists of regional governments & local authorities, exposures to be treated as to central government (EU) No 2015/2013 - standard deviations in relation to health risk equalisation systems (EU) No 2015/2450 - templates for the submission of information to the supervisory authorities (EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, Guidelines on reporting and public disclosure (EU) No 2015/2451 - templates and structure of the disclosure of specific information by supervisory authorities (EU) No 2015/2451 - templates and structure of the disclosure of specific information by supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/2452 - procedures, formats and templates of the solvency and financial condition report (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2015/2011 - lists of regional governments & local authorities, exposures to be treated as to central government (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2015/2450 - templates for the submission of information to the supervisory authorities (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2015/2450 - templates for the submission of information to the supervisory authorities, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on application of outwards reinsurance (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on contract boundaries (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on group solvency (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on implementation of the long-term guarantee measures (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on look-through approach (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on methodology for equivalence assessments by national supervisory authorities under Solvency II (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on recognition and valuation of assets and liabilities other than technical provisions (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on valuation of technical provisions (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Guidelines on valuation of technical provisions, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Other (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), Risk-Free Interest Rate - General questions (EU) No 2016/1800 - allocation of Credit Assessments of external CA institutions to objective scale of credit quality steps (EU) No 2016/97 - Insurance Distribution Directive (EU) No 2016/97 - Insurance Distribution Directive, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) (EU) No 2017/1469 - standardised presentation format for the insurance product information document (EU) No 2017/1469 - standardised presentation format for the insurance product information document, Guidelines on classification of own funds (EU) No 2017/2358 - product oversight and governance requirements for insurance (EU) No 2017/2358 - product oversight and governance requirements for insurance, (EU) No 2016/97 - Insurance Distribution Directive (EU) No 2017/2358 - product oversight and governance requirements for insurance, Preparatory Guidelines on product oversight & governance arrangements by insurance undertakings & insurance distributors, (EU) No 2016/97 - Insurance Distribution Directive (EU) No 2017/2359 - info requirements and conduct of business rules applicable European Long-Term Investment Funds Regulation (ELTIF) Regulation (EU) 2015/760 European Market Infrastructure Regulation (EMIR) Regulation (EU) No 648/2012- MDP European Market Infrastructure Regulation (EMIR) Regulation (EU) No 648/2012- PTR- Derivatives European Social Entrepreneurship Funds Regulation (EuSEF) Regulation (EU) No 346/2013 European Venture Capital Regulation (EuVECA) Regulation (EU) No 345/2013 Guidelines on application of life underwriting risk module Guidelines on application of outwards reinsurance Guidelines on basis risk Guidelines on classification of own funds Guidelines on classification of own funds, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) Guidelines on contract boundaries Guidelines on financial stability reporting Guidelines on financial stability reporting, Guidelines on reporting for financial stability purposes Guidelines on group solvency Guidelines on health catastrophe risk sub-module Guidelines on look-through approach Guidelines on loss-absorbing capacity of technical provisions and deferred taxes Guidelines on own risk and solvency assessment Guidelines on recognition and valuation of assets and liabilities other than technical provisions Guidelines on reporting and public disclosure Guidelines on reporting for financial stability purposes Guidelines on ring-fenced funds Guidelines on submission of information to NCAs (Preparatory phase) Guidelines on supervision of branches of third-country insurance undertakings Guidelines on supervisory review process Guidelines on system of governance Guidelines on the Forward looking assessment of own risks Guidelines on treatment of related undertakings, including participations Guidelines on use of internal models Guidelines on valuation of technical provisions Market Abuse Regulation (MAR) Regulation (EU) No 596/2014 - Market Intergrity Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- MDP Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014 - Investor Protection and Intermediaries Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets MiCA Other Packaged Retail and Insurance-based Investment Products Regulation (PRIIPS) Regulation (EU) No 1286/2014 PRIIPs Prospectus Regulation 2017/1129 Regulation 2020/1503 - European crowdfunding service providers for business Regulation 2021/23 - recovery and resolution of central counterparties (CCPRRR) Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs Regulation (EU) 2015/847 (WTR) (recast) Regulation (EU) 2019/2088 - Sustainable Finance Disclosure Regulation (SFDR) Regulation (EU) 2022/2554 - The Digital Operational Resilience Act (DORA) Regulation (EU) 2022/858 - DLT Pilot Regime Regulation (DLTR) Regulation (EU) 2023/1113 (WTR II) Regulation (EU) 2024/886 (IPR) Regulation (EU) No 2017/2402 (SecReg) Regulation (EU) No 2019/2033 (IFR) Regulation (EU) No 2022/2554 (DORA Reg) Regulation (EU) No 2023/1114 (MiCAR) Regulation (EU) No 575/2013 (CRR) Regulation (EU) No 648/2012 (EMIR) Regulation (EU) No 909/2014 (CSDR) - only RTS 2017/390 Revised Guidelines on Contract Boundaries Revised Guidelines on valuation of technical provisions Revised Guidelines on valuation of technical provisions, (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII) Revised Guidelines on valuation of technical provisions, (EU) No 2015/35 - supplementing Dir 2009/138/EC - taking up & pursuit of the business of Insurance and Reinsurance (SII), (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) Risk-Free Interest Rate - Credit and currency adjustments Risk-Free Interest Rate - Deep, Liquid and Transparent maturities Risk-Free Interest Rate - Extrapolation Risk-Free Interest Rate - Extrapolation, Risk-Free Interest Rate - Financial market data Risk-Free Interest Rate - Extrapolation, Risk-Free Interest Rate - General questions, Risk-Free Interest Rate - VA calculations Risk-Free Interest Rate - Financial market data Risk-Free Interest Rate - General questions Risk-Free Interest Rate - Matching adjustment Risk-Free Interest Rate - Matching adjustment, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) Risk-Free Interest Rate - VA calculations Risk-Free Interest Rate - VA calculations, Risk-Free Interest Rate - VA representative portfolios Risk-Free Interest Rate - VA representative portfolios Securities Financing Transactions Regulation (SFTR) Regulation (EU) 2015/2365- MDP Securitisation Regulation (EU) 2017/2402 SFDR Short Selling Regulation (SSR) Regulation (EU) No 236/2012 Symmetric adjustment of the equity capital charge Transparency Directive (TD) Directive 2004/109/EC Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
7,005 Q&As · page 122 of 141
Interpretation of Article 19(2)
Directive 2014/59/EU (BRRD) · Art. 19
EBA Final Q&A
Answered 2016-02-05
Amendments to Article 19
Directive 2014/59/EU (BRRD) · Art. 19
EBA Final Q&A
Answered 2016-02-05
Intra-group financial support consideration
Directive 2014/59/EU (BRRD) · Art. 23, 19
EBA Final Q&A
Answered 2016-02-05
Predetermined amount for market making with partially grandfathered or amortised instruments
Regulation (EU) No 575/2013 (CRR) · Art. 77
EBA Final Q&A
Answered 2016-02-05
Predetermined amount in case of applications for redemptions, reductions and repurchases by mutuals, cooperative societies, savings institutions or similar institutions for the purposes of Article 77 CRR
Regulation (EU) No 575/2013 (CRR) · Art. 77
EBA Final Q&A
Answered 2016-02-05
Reporting of bilateral bank loans and book value or emission value in template C 68.00?
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2016-02-05
Should only part of total funding be reported in template C 68.00, Annex XX?
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2016-02-05
Principles for completing template C 67.00 and C 71.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2016-02-05
Exit from forbearance classification in non-performing status if forbearance measures failed.
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-02-05
Deduction of IRB Shortfall to Own Funds
Regulation (EU) No 575/2013 (CRR) · Art. 472
EBA Final Q&A
Answered 2016-02-05
Template F 40.1 c095
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-02-05
FINREP F 40.2
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-02-05
Annex V - FINREP - Table 31.1 Related parties
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-02-05
F 46.00 - changes in equity - other equity and total comprehensive income
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-02-05
Default management (old CCP question 3 dated 4/02/2016)
Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Article 48 of EMIR - old CCP question 3 dated 4/02/2016
ESMA Answer Published
Answered 2016-02-04
Default management (old CCP question 3 dated 4/02/2016)
Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs · Art. Article 48 of EMIR - old CCP question 3 dated 4/02/2016
ESMA Answer Published
Answered 2016-02-04
Directive 2014/91/EU (UCITS V) – update of documentation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
ESMA Answer Published
Answered 2016-02-01
Directive 2014/91/EU (UCITS V) – update of documentation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
ESMA Answer Published
Answered 2016-02-01
Directive 2014/91/EU (UCITS V) – update of documentation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
ESMA Answer Published
Answered 2016-02-01
The definitional references for rows 030 and 040 of Table 1C of Template P 01.03 refer to the Basel 3 Monitoring template instead of the Delegated Act on LCR
Regulation (EU) No 575/2013 (CRR) · Art. Recommendation A4 of ESRB/2012/2
EBA Final Q&A
Answered 2016-01-29
Values pre or post conversion factors
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-01-29
Country breakdown
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-01-29
Definition of "Other collateralized loans" in relation to validation rules between F 05.00 (r100) and F 13.01 (c030, c040)
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-01-29
FINREP: Definition of „Non-Financial Corporations” in Template 6 – Breakdown of loans and advances to non-financial corporations by NACE code
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-01-29
Template C09.03 (CR GB3) - Breakdown of total own funds requirements for credit risk of relevant credit exposures by country.
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-01-29
C06.00 - Group Solvency : Information on affiliates (GS) template column 030 and column 070 to 240
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-01-29
Validations between F 13.01 and F 05
Regulation (EU) No 575/2013 (CRR) · Art. 99
EBA Final Q&A
Answered 2016-01-29
CR IRB (C08.01 and C08.02) template column 010 and CR GB (C09.02) column 080
Regulation (EU) No 575/2013 (CRR) · Art. Article 99
EBA Final Q&A
Answered 2016-01-29
437
(EU) No 2015/2450 - templates for the submission of information to the supervisory authorities
EIOPA
Answered 2016-01-19
Clarification regarding the reference year for the purpose of the remuneration data to be collected by Competent authorities
Directive 2013/36/EU (CRD) · Art. 75
EBA Final Q&A
Answered 2016-01-15
Clarification regarding the reference year for the purpose of the remuneration data to be collected by competent authorities
Directive 2013/36/EU (CRD) · Art. 75
EBA Final Q&A
Answered 2016-01-15
Cadrage de l'état C67 (ALMM) sur la concentration du financement par contrepartie avec Finrep / Aligning the C 67.00 template (ALMM) on the concentration of funding by counterparty with FINREP
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2016-01-08
Template C 67.00 CONCENTRATION OF FUNDING BY COUNTERPARTY: How to report secured funding
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2016-01-08
Member States government bonds
Regulation (EU) No 575/2013 (CRR) · Art. 416
EBA Final Q&A
Answered 2016-01-08
ALMM Template 71
Regulation (EU) No 575/2013 (CRR) · Art. Article 415
EBA Final Q&A
Answered 2015-12-18
Exchange rates in the template Roll-over of funding (C 70.00)
Regulation (EU) No 575/2013 (CRR) · Art. Article 415
EBA Final Q&A
Answered 2015-12-18
Prices for various lengths of funding - Transactions volume
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
Reporting of prices for various lengths of funding
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
Scope of funding applicable
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
Reportable maturity for ALMM C69 PRICES FOR VARIOUS LENGTHS OF FUNDING
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
Reporting requirement for draw down of facilities
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
Should wholesale funding with open maturity be included when calculating average maturity in template C68.00?
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
Calculating the threshold of 1% of total liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
How the various types of sight deposit are to be treated in ALMM templates C68.00, C69.00 & C70.00, and whether it is possible to achieve a consistent treatment given the differences in requirements across these templates.
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
Concentration of funding by counterparties - maturities and product types for fair value of derivaties and collaterals
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
C69.00 – Time-periods covered by column set
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
Principles for completing template C67.00
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
Possible redundant “overnight” in text.
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
Reportable maturity for ALMM C70 ROLL-OVER OF FUNDING
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
Template C 69.00: Clarification needed about definition of transaction volume and maturity
Regulation (EU) No 575/2013 (CRR) · Art. 415
EBA Final Q&A
Answered 2015-12-18
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