EU Financial Regulatory Q&A Database
Official Q&As published by EBA, ESMA, EIOPA and the ESA Joint Committee. Non-binding but treated as authoritative guidance by national competent authorities across the EU.
8,676 Q&As matching current filters · page 113 of 174
Seeking clarifications/ remediation on EBA LCR specified taxonomy mapping for Annex XXIV and Annex XXV templates
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2017-04-07
Validation rule 1740_m
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-04-07
Forbearance ITS
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-04-07
Reported overshootings in C 24.00
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-04-07
Validation rules v2817_m & v2823_m between the Finrep conso & AE-CON conso reportings
Regulation (EU) No 575/2013 (CRR) · Art. 99, 100
Answered 2017-04-07
Correct reporting in COREP Credit Risk Standardised Approach (CRSA) template of repo / SFT Positions with Cash Collateral CRM Substitution Effects
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-04-07
Maturity Bucket of Call Deposits for Large Exposure Reporting
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2017-04-07
Template C 05.01 column 060 positive or not
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-04-07
COREP LE template C 28.00, C29.00
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2017-04-07
Validation Rule v3688_s (Blocking Rule)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-04-07
Inconsistent validation rules of asset encumbrance templates (F 32.01, F 32.04, F 36.01)
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2017-04-07
Reporting of cash collaterals included in repurchase agreements in F 08.01
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-04-07
Reporting of % values in LE reports
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2017-04-07
Classification of institution in LR5
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2017-04-07
Derivatives not shown in the Balance Sheet and Derivates shown as Liabilities
Regulation (EU) No 575/2013 (CRR) · Art. 430
Answered 2017-04-07
Reference period for items reported on a cumulative basis
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2017-04-07
Best Execution
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2017-04-04
Inducements
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2017-04-04
Best Execution
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2017-04-04
Inducements
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2017-04-04
Best Execution
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014 - Investor Protection and Intermediaries
Answered 2017-04-04
Best Execution
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2017-04-04
Best Execution
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2017-04-04
Inducements
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries
Answered 2017-04-04
Organized Trading facilities OTFs
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Organized Trading facilities OTFs
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Field 23 – Seniority of the Bond
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2017-04-03
Organized Trading facilities OTFs
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Replay functionality of surveillance systems
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Systematic internaliser
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Business Case: Inflation Indexed bond
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2017-04-03
Direct Electronic Access (DEA) and algorithmic trading
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Algorithmic trading
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Algorithmic trading - OTC trading
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Organized Trading facilities OTFs
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Algorithmic trading
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
DEA users - HFT technique
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
High-Frequency Trading (HFT) technique - Identification and authorisation
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Organized Trading facilities OTFs
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Organized Trading facilities OTFs
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Organized Trading facilities OTFs
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Organized Trading facilities OTFs -
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Organized Trading facilities OTFs
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Organized Trading facilities OTFs - Liquidity of sovereign debt instruments
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Organized Trading facilities OTFs - Difference with MTFs
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Organized Trading facilities OTFs
Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Secondary Markets
Answered 2017-04-03
Transaction reporting
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- MDP
Answered 2017-04-03
Transparency - pre-trade quote publication and ISIN
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2017-04-03
Transparency - OTC transactions reported to APA - outsourcing post-transparency reporting requirement
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets · Art. Regulation 2017/583- RTS on transparency requirements in respect of non-equity financial instruments (RTS 2)
Answered 2017-04-03
Transparency - Trading venues
Markets in Financial Instruments Regulation (MiFIR) Regulation (EU) No 600/2014- Secondary Markets
Answered 2017-04-03
Source: EBA Single Rulebook Q&A, ESMA Q&A, EIOPA Q&A, ESA Joint Q&As. Updated weekly. Q&As are non-binding guidance.
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