EBA · 2014_1287 Final Q&A

Classification of institution in LR5

Regulation
Regulation (EU) No 575/2013 (CRR)
Article
430
Topic
Supervisory reporting - Leverage ratio
Submitted by
Other
Submitted
2014-06-12
Answered
2017-04-07
Answer provided by
ESAs (EBA, ESMA, EIOPA)
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Question

What should be reported in {LR5;040;1} in case of brokerage houses?

Background

Brokerage activity does not match with either of:    Universal banking (retail/commercial and investment banking) Retail/commercial banking Investment banking Specialised lender

Answer

According to the instructions on {r040, c010} of template C 44.00 (LR5) of Annex X to Regulation (EU) No 680/2014 (ITS on Supervisory Reporting) as provided in Annex XI thereto, the institution shall classify its institution type in row 040 of template C 44.00 of Annex X to the ITS on Supervisory Reporting according to the categories given below:  - Universal banking (retail/commercial and investment banking)  - Retail/commercial banking  - Investment banking  - Specialised lender To take account of activities not covered by the four categories above, including ‘Brokerage activity’, a fifth category ‘other’ will be created and incorporated into a future version of the ITS on Supervisory Reporting. In the meantime, reporting institutions whose business cannot be assigned to one of the categories above should leave the cell blank.

Original source: European Banking Authority, Q&A ID 2014_1287

This Q&A is published by European Banking Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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