EU Financial Regulatory Q&A Database

Active Account Requirement

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Active Account Requirement

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Active Account Requirement

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Active Account Requirement

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Active Account Requirement

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Active Account Requirement

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Active Account Requirement

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Active Account Requirement

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Active Account Requirement

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Active Account Requirement

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Active Account Requirement

Regulation 648/2012 - OTC derivatives, central counterparties and trade repositories (EMIR) - CCPs

Pre-funding clients’ orders with clients’ crypto-assets

MiCA

Staking on own account

MiCA

Use of fiduciary (nominee) structures in equity crowdfunding

Regulation 2020/1503 - European crowdfunding service providers for business

Applying risk weight in accordance with Article 235(3) of CRR3

Regulation (EU) No 575/2013 (CRR) · Art. 235

Scope of Subordinated Debt Exposures under Art. 128 (1)(c)

Regulation (EU) No 575/2013 (CRR) · Art. 128

Other

(EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance)

C 25.01 - CREDIT VALUATION ADJUSTMENT RISK (CVA) - Template Dimensions - Row 0130 / Column 0050

Regulation (EU) No 575/2013 (CRR) · Art. 430

Multilateral development banks classification for the purpose of article 325ah

Regulation (EU) No 575/2013 (CRR) · Art. 325ah

Collateral requirements for the ‚another credit protection‘ alternative in the form of cash on deposit held with a third-party credit institution

Regulation (EU) No 2017/2402 (SecReg) · Art. 26e

Retained covered bonds not used for funding – F35.00

Regulation (EU) No 575/2013 (CRR) · Art. 100

Other

Other

Competences of home and host Member States (Art. 7 - 9 IDD), Complaints and Out-of-court redress (Art. 14 and Art. 15 IDD)

(EU) No 2016/97 - Insurance Distribution Directive, (EU) No 2009/138 - Solvency II Directive (Insurance and Reinsurance) · Art. Article 30 of Directive 2009/138/EC (Solvency II), Articles 7, 14, 15 of the Insurance Distribution Directive (EU) 2016/97 (IDD), Article 183 of Directive 2009/138/EC (Solvency II)).

Shared order book model

MiCA

Risk Free Rate (RFR)

Risk-Free Interest Rate - General questions

Reporting Templates

Other

Other

Other

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Updates of notification letters for the cross-border marketing of UCITS

Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC

Historical financial information - if we intend to prepare and file a Prospectus should we, acting as an issuer of equity securities (shares), prepare historical financial information covering the last three or two financial years? (Deleted 09/09/2026)

Prospectus Regulation 2017/1129 · Art. Annex I to the Prospectus Regulation and Commission Delegated Regulation (EU) 2019/980 of 14 March 2019

Scope of the obligation to document face-to-face conversations with clients

Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries

Scope of the record keeping obligation of telephone conversations and electronic communications

Markets in Financial Instruments Directive II (MiFID II) Directive 2014/65/EU- Investor Protection and Intermediaries

Commingling clients’ crypto-assets with crypto-assets from other entities of the group when acting as custodian

MiCA · Art. Article 75(7)

Custody agreements in the exercise of rights attached to crypto-assets

MiCA · Art. Article 75.4 MiCA

C 02.00 - OWN FUNDS REQUIREMENTS (CA2) - CoRep S-TREA Allocation in Col 0020

Regulation (EU) No 575/2013 (CRR) · Art. 430

DPM 4.0 - Correctness of identical cells for C 08.01.c

Regulation (EU) No 575/2013 (CRR) · Art. 157

XBRL Modelisation of FICOD REPORTING L0600

Regulation (EU) No 575/2013 (CRR) · Art. NA

Reporting of the Application of Article 465(5) of CRR in template C 10.00

Regulation (EU) No 575/2013 (CRR) · Art. Article 430

Reporting aggregate exposure to shadow banking entities in CRR3

Regulation (EU) No 575/2013 (CRR) · Art. 394

Other

Other

Reporting Templates

Other

Reporting by IORPs

EIOPA-BoS-23-030 - Regular information requests regarding provision of occupational pensions information

Reporting by IORPs

EIOPA-BoS-23-030 - Regular information requests regarding provision of occupational pensions information

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision · Art. CIC (Annex)

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision

Reporting Templates

(EU) 2023/894 - ITS with regard to the templates for the submission of information necessary for supervision