ESMA · ESMA_QA_1105 Answer Published

ESMA’s guidelines on ETFs and other UCITS issues - Information to be inserted in the prospectus UCITS

Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Topic
ETFs
Submitted
2013-07-11
Answered
2013-07-11

Question

Do the provisions on Index-tracking UCITS also apply to UCITS ETFs?

Answer

[ESMA 34-43-392 UCITS Q&A, section 3, Q&A 1b] Yes, to the extent that the UCITS ETF is tracking an index or indices.

This Q&A is published by European Securities and Markets Authority and is non-binding. It does not constitute legal advice. Updated weekly from official ESA sources.

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