European Banking Authority Q&A Database
Official Q&As published by the European Banking Authority on CRD, CRR, PSD2, AML, and other EU banking regulations.
2,714 final Q&As · page 50 of 55 · View all sources
Determination of “Number of Obligors” (column 300).C 08.01 - Credit and counterparty credit risks and free deliveries: IRB Approach to Own funds Requirements (CR IRB 1)
Regulation (EU) No 575/2013 (CRR) · Art. 172
Answered 2014-04-04
“Inflows” in connexion with securitisations. C 12.00 – Credit Risk: Securitisation - Standardised Approach to Own Funds Requirements (CR SEC SA)
Regulation (EU) No 575/2013 (CRR) · Art. 197
Answered 2014-04-04
Reporting of template “SEC DETAILS” on consolidated or/and individual basis. C 14.00 – DETAILED INFORMATION ON SECURITISATIONS (SEC DETAILS)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-04
Column “OVERALL EFFECT (ADJUSTMENT) DUE TO INFRINGEMENT OF THE DUE DILIGENCE PROVISIONS” to be reported only from investor institutions. C 12.00 – Credit Risk: Securitisation - Standardised Approach to Own Funds Requirements (CR SEC SA)
Regulation (EU) No 575/2013 (CRR) · Art. 407
Answered 2014-04-04
Column “ADJUSTMENT TO THE RISK WEIGHTED EXPOSURE AMOUNT DUE TO MA-TURITY MISMATCHES” to be reported only from originator institutions.C 12.00 – Credit Risk: Securitisation - Standardised Approach to Own Funds Requirements (CR SEC SA)
Regulation (EU) No 575/2013 (CRR) · Art. 250
Answered 2014-04-04
Identifying the forborne exposures
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-04
COREP CR IRB - Calculation of column 10
Regulation (EU) No 575/2013 (CRR) · Art. 180
Answered 2014-04-04
COREP template C43.00 - Breakdown of leverage ratio exposure measure components
Regulation (EU) No 575/2013 (CRR) · Art. Article 429
Answered 2014-04-04
Article 415 and the treatment of forward starting collateral swaps.
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-04-04
Change in Fair Value
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-04
Effective date of Part 8 of CRR – Disclosure by Institutions
Regulation (EU) No 575/2013 (CRR) · Art. 521, 433
Answered 2014-04-04
Inconsistency in validation rules v0532_m.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-04
Cash Inflows with symmetrical weights
Regulation (EU) No 575/2013 (CRR) · Art. 422, 422, 425
Answered 2014-04-04
Methods for prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 8, 11, 18
Answered 2014-04-04
Scope of LE5 template: Maturity buckets of the 10 largest exposures to institutions and the 10 largest exposures to unregulated financial entities: detail of the exposures to individual clients within groups of connected clients
Regulation (EU) No 575/2013 (CRR) · Art. 394 (4)
Answered 2014-04-04
Inclusion of ancillary services undertakings in prudential consolidation
Regulation (EU) No 575/2013 (CRR) · Art. 18
Answered 2014-04-04
Reporting of investments in subsidiaries that are not included in the prudential scope consolidation.
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-04-04
Correct consideration of the saving accounts in the LCR calculation of outflows following Article 421 (5) of Regulation (EU) No 575/2013 (CRR)
Regulation (EU) No 575/2013 (CRR) · Art. 421
Answered 2014-04-04
Treatment of collateral posted from client to clearing Member in Large Exposures
Regulation (EU) No 575/2013 (CRR) · Art. 4, 305, 306, 390
Answered 2014-03-28
Reporting of Collateral of Covered Bonds
Regulation (EU) No 575/2013 (CRR) · Art. 100 and 95a
Answered 2014-03-28
Cash Inflows excluded from inflow cap
Regulation (EU) No 575/2013 (CRR) · Art. 425, 129
Answered 2014-03-28
Stock financing
Regulation (EU) No 575/2013 (CRR) · Art. 357
Answered 2014-03-28
Inconsistent wording/references between reporting templates and ITS
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-03-28
Exclusion of eligible CVA hedges from the specific risk capital requirements (market risk)
Regulation (EU) No 575/2013 (CRR) · Art. 386
Answered 2014-03-28
Alternative treatment of the exposure measure: Notional amount
Regulation (EU) No 575/2013 (CRR) · Art. 430 (1)
Answered 2014-03-28
Reporting treatment of forward starting trades
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-03-28
Treatment of clients' exposures
Regulation (EU) No 575/2013 (CRR) · Art. 302(2)(b)
Answered 2014-03-28
Reporting of credit & liquidity facilities art 424.(5)
Regulation (EU) No 575/2013 (CRR) · Art. 424
Answered 2014-03-28
Reporting of repos and reverse repos with underlying liquid asset collateral
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-03-28
Counterparty Credit Risk
Regulation (EU) No 575/2013 (CRR) · Art. 273
Answered 2014-03-28
Subordinated Debt holdings
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-03-21
Template C18.00 - Market Risk: Standardised Approach for Position Risks in Traded Debt Instruments (MKR SA TDI)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-03-21
Add precisions about (CA4) rows 660 and 670
Regulation (EU) No 575/2013 (CRR) · Art. 60-70
Answered 2014-03-21
Accumulated Changes in Fair Value due to Credit Risk
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-03-21
Application of definition of forborne items, described in the EBA final draft ITS on supervisory reporting on forbearance and non-performing expoures under article 99(4) of Regulation (EU) No 575/2013
Regulation (EU) No 575/2013 (CRR) · Art. Article 99 (4)
Answered 2014-03-21
Validations
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-03-21
Description definitions
Regulation (EU) No 575/2013 (CRR) · Art. FINREP 5. Breakdown of Loan and advances by product
Answered 2014-03-21
Definition of a group of connected clients as 'institution' or 'unregulated financial entity'
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2014-03-21
Reporting of derivatives
Regulation (EU) No 575/2013 (CRR) · Art. 100
Answered 2014-03-21
Format of NACE code to be reported (Annex IX, 5. LE1 template identification of the counterparty, instruction to column 060 NACE code)
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-03-21
0% Risk Weight Exposure Public Sector Entities
Regulation (EU) No 575/2013 (CRR) · Art. Art. 116 & Art. 120
Answered 2014-03-21
Original Exposure pre-conversion Factors
Regulation (EU) No 575/2013 (CRR) · Art. 111
Answered 2014-03-21
Reporting LE in accordance with Art 392, 20 largest exposures according to last sentence of Art 394(1), 10 largest exposures to institutions and 10 largest to UFE according to Art 394(2)
Regulation (EU) No 575/2013 (CRR) · Art. 394
Answered 2014-03-21
Contradiction between CRR and Draft ITS on Supervisory Reporting of Off-balance items
Regulation (EU) No 575/2013 (CRR) · Art. 111
Answered 2014-03-21
Reporting of liquid assets as per annex III CRR
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-03-21
Reporting of liquid assets as per annex III CRR
Regulation (EU) No 575/2013 (CRR) · Art. 415
Answered 2014-03-21
Validation Rules
Regulation (EU) No 575/2013 (CRR) · Art. 427
Answered 2014-03-21
Gross amount of intangible assets
Regulation (EU) No 575/2013 (CRR) · Art. 36
Answered 2014-03-21
COREP LE template
Regulation (EU) No 575/2013 (CRR) · Art. 99
Answered 2014-03-21
Doubt about Annex XV - Validation Rules
Regulation (EU) No 575/2013 (CRR) · Art. 421
Answered 2014-03-21
Source: European Banking Authority. Updated weekly. Q&As are non-binding guidance published under the ESA Single Rulebook Q&A process.
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