DZ BANK AG: Anordnung zur Prävention von Geldwäsche und Terrorismusfinanzierung
- Entity
- DZ BANK AG
- Published
- 28 Jul 2022
- Incident Period
- 2021
- Decision date
- 14 Apr 2022
- Final
- 27 May 2022
- Penalty
- –
- Legal Section
- § 51 Abs. 2 Satz 1 GwG
- Sanctioning statute
- Geldwäschegesetz (GwG)
- Substantive law
- Geldwäschegesetz (GwG)
- Source regulator
- BaFin
Structured fields are extracted automatically. A dash means the value could not be reliably extracted; the original notice below is always complete. Sanctioning statute is the law the measure is based on; Substantive law is the law whose obligations were breached — often the same, but they differ when the sanction rests on a general provision (e.g. a fine under OWiG § 130 for failing to prevent a GwG breach).
Original notice text (German)
Die BaFin hat mit Bescheid vom 14. April 2022 gegenüber der DZ BANK AG angeordnet, die festgestellten Mängel des Prüfungsberichts für das Jahr 2021 zu beseitigen und die Sorgfaltspflichten in Bezug auf Kundinnen und Kunden einzuhalten.
Die Anordnung ergeht auf Grundlage des § 51 Absatz 2 Satz 1 Geldwäschegesetz (GwG).
Diese Veröffentlichung erfolgt aufgrund von § 57 GwG.
Der Bescheid ist seit dem 27. Mai 2022 bestandskräftig.
Source
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